SUNE · SUNation Energy, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“Based on the Company's current financial position, and the Company's forecasted future cash flows for twelve months beyond the date of issuance of these financial statements, substantial doubt exists around the Company's ability to continue as a going concern for a reasonable period of time.”View the 10-Q filed Aug 12, 2026
Every disclosed holder of SUNE in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns SUNE
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 1,190,976 | 18.29% |
| Insiders (Forms 3, 4, 5) | 678,030 | 10.41% |
| 13D/G-only blocks | 986,881 | 15.15% |
| Remaining | 3,657,221 | 56.15% |
| Registered funds (N-PORT, not summed) | 84,037 | 1.29% |
Shares outstanding: 6,513,108, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of SUNE
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
AWM Investment Company, Inc.
13G
CIK 1535264 · Registered investment adviser · Jul 8, 2026
Rule 13d-1(b), qualified institution, not summed
|
820,000 | ||
| 1.1 |
AWM Investment Company, Inc.
13F
CIK 1535264 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
820,000 | ||
| 1.2 |
|
820,000 | ||
| 2 |
Pinnacle Family Office Investments, L.P., a Texas limited partnership 27-1405464
13G
CIK 1542604 · Unknown · Jun 9, 2026
Rule 13d-1(c), passive investor
|
625,000 | ||
| 3 |
|
554,736 | ||
| 3.1 |
|
554,736 | ||
| 4 |
Ayrton Capital LLC
13G
CIK 1698148 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution
|
361,881 | ||
| 5 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
213,198 | ||
| 6 |
|
123,269 | ||
| 7 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,479 | ||
| 8 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
43,479 | ||
| 9 |
GSA CAPITAL PARTNERS LLP
13F
CIK 1362033 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
37,846 | ||
| 10 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,001 | ||
| 11 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
30,980 | ||
| 12 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,812 | ||
| 13 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,001 | ||
| 14 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
5,194 | ||
| 15 |
|
5,146 | ||
| 16 |
Dimensional US Sustainability Core 1 ETF
Fund
S000076639 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
4,384 | ||
| 17 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,797 | ||
| 18 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,553 | ||
| 19 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
85 | ||
| 20 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50 | ||
| 21 |
|
13 | ||
| 22 |
|
10 | ||
| 23 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7 | ||
| 24 |
|
2 | ||
| 25 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.