SWZ · Total Return Securities Fund · Fund Operations
Volume · Oct 23
37.95K
Avg daily vol (3M)
29.08K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-03-06 | 2025-12-31 | N-2 | 811-05128 | Original | — | — |
| 2025-03-13 | 2024-12-31 | N-2 | 811-05128 | Original | — | — |
| 2024-03-11 | 2023-12-31 | N-2 | 811-05128 | Original | — | — |
| 2023-03-09 | 2022-12-31 | N-2 | 811-05128 | Original | — | — |
| 2022-03-08 | 2021-12-31 | N-2 | 811-05128 | Original | — | — |
| 2021-03-11 | 2020-12-31 | N-2 | 811-05128 | Original | — | — |
| 2020-03-13 | 2019-12-31 | N-2 | 811-05128 | Original | — | — |
Showing 1–7 of 7 filings
Service providers (latest report, filed 2026-03-06)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Bulldog Investors, LLP | US | — |
| Sub-Adviser | Schroder Investment Management North America Limited | GB | Yes |
| Custodian | U.S. Bank National Association | US | — |
| Transfer Agent | Equiniti Trust Company, LLC | US | — |
| Administrator | U.S. Bancorp Fund Services, LLC | US | — |
| Pricing Service | Intercontinental Exchange Inc. | US | — |
| Independent Public Accountant | Tait, Weller & Baker LLP | US | — |