SWZ · Total Return Securities Fund · Shareholders & Ownership
Volume · Oct 23
37.95K
Avg daily vol (3M)
29.08K
Every disclosed holder of SWZ in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns SWZ
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 5,402,006 | — |
| Insiders (Forms 3, 4, 5) | 352,402 | — |
| 13D/G-only blocks | 666,252 | — |
| Registered funds (N-PORT, not summed) | 877,051 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of SWZ
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
1,040,190 | ||
| 1.1 |
|
1,686,971 | ||
| 2 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
867,363 | ||
| 2.1 |
BANK OF AMERICA CORP /DE/
13G
CIK 70858 · Bank · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
869,185 | ||
| 3 |
LAZARD ASSET MANAGEMENT LLC
13G
CIK 1207017 · Investment adviser · Jun 30, 2025
Rule 13d-1(c), passive investor
|
666,252 | ||
| 4 |
Matisse Capital
13F
CIK 1668256 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
609,000 | ||
| 4.1 |
Matisse Discounted Closed-End Fund Strategy
Fund
S000038548 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
389,000 | ||
| 5 |
ICON ADVISERS INC/CO
13F
CIK 1058470 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
446,220 | ||
| 6 |
ICON FLEXIBLE BOND FUND
Fund
S000067902 · Registered fund · Jun 30, 2026
SCM Trust, not summed
|
446,220 | ||
| 7 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
424,625 | ||
| 8 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
404,080 | ||
| 9 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
198,157 | ||
| 10 |
|
191,000 | ||
| 11 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
168,610 | ||
| 12 |
EVOLVE PRIVATE WEALTH, LLC
13F
CIK 2111131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
139,192 | ||
| 13 |
Yakira Capital Management, Inc.
13F
CIK 1584639 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
125,557 | ||
| 14 |
|
124,229 | ||
| 15 |
Almitas Capital LLC
13F
CIK 1596468 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
115,581 | ||
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
CIK 1536186 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
97,847 | ||
| 17 |
GARDNER RUSSO & QUINN LLC
13F
CIK 860643 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
97,667 | ||
| 18 |
Uncommon Cents Investing LLC
13F
CIK 1729754 · Registered investment adviser · Sep 30, 2026
|
83,183 | ||
| 19 |
Alpine Global Management, LLC
13F
CIK 1581655 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,859 | ||
| 20 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
56,071 | ||
| 21 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,500 | ||
| 22 |
Bulldog Investors, LLP
13F
CIK 1504304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,334 | ||
| 23 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
38,882 | ||
| 24 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
37,029 | ||
| 25 |
Cutler Capital Management, LLC
13F
CIK 1353098 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,921 | ||
| 26 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,262 | ||
| 27 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,011 | ||
| 28 |
GAMCO INVESTORS, INC. ET AL
13F
CIK 807249 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,096 | ||
| 29 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
31,579 | ||
| 30 |
|
30,246 | ||
| 31 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,851 | ||
| 32 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,599 | ||
| 33 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,605 | ||
| 34 |
MCCARTER PRIVATE WEALTH SERVICES LLC
13F
CIK 2036922 · Registered investment adviser · Sep 30, 2026
|
14,459 | ||
| 35 |
Belpointe Asset Management LLC
13F
CIK 1721242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,458 | ||
| 36 |
Fortis Capital Advisors, LLC
13F
CIK 1959790 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,458 | ||
| 37 |
|
11,595 | ||
| 38 |
PRIVATE MANAGEMENT GROUP INC
13F
CIK 1142031 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,545 | ||
| 39 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,189 | ||
| 40 |
TrueMark Investments, LLC
13F
CIK 1974457 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,189 | ||
| 40.1 |
RiverNorth Active Income ETF
Fund
S000093615 · Registered fund · Jul 31, 2026
Elevation Series Trust, not summed
|
10,252 | ||
| 41 |
Integris Wealth Management, LLC
13F
CIK 1750852 · Registered investment adviser · Sep 30, 2026
|
10,053 | ||
| 42 |
|
3,527 | ||
| 43 |
|
3,400 | ||
| 44 |
WINMILL & CO. INC
13F
CIK 52234 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,250 | ||
| 45 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,723 | ||
| 46 |
North Star Investment Management Corp.
13F
CIK 1342857 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
951 | ||
| 47 |
Allied Private Wealth LLC
13F
CIK 2132253 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
619 | ||
| 48 |
SECURITY NATIONAL BANK OF SO DAK
13F
CIK 1105909 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
209 | ||
| 49 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.