SWZ

Total Return Securities Fund

$5.93 +0.02 (+0.34%) At close · Jul 15

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.

Insider Sentiment Score Cluster buy

Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.

Net buyers

Net shares bought

—

Net buy value

+$245,516

Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-07-06	GOLDSTEIN PHILLIP	10% Owner	Buy↑	Common Stock	5,980	$5.95	$35,581	119,214
2026-07-02	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	233	$5.92	$1,379	126,233
2026-07-02	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	4,767	$5.92	$28,222	131,000
2026-06-29	SELL MORITZ A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Amount includes shares acquired through the Issuer's dividend reinvestment plan.	Common Stock	2,000	$5.93	$11,850	20,246
2026-06-26	SELL MORITZ A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Amount includes shares acquired through the Issuer's dividend reinvestment plan.	Common Stock	2,091	$5.89	$12,306	18,246
2026-06-18	SELL MORITZ A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Amount includes shares acquired through the Issuer's dividend reinvestment plan.	Common Stock	1,853	$5.91	$10,951	16,155
2026-06-17	SELL MORITZ A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Amount includes shares acquired through the Issuer's dividend reinvestment plan.	Common Stock	147	$5.91	$869	14,302
2026-06-16	SELL MORITZ A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Amount includes shares acquired through the Issuer's dividend reinvestment plan.	Common Stock	2,000	$5.96	$11,920	14,155
2026-06-15	SELL MORITZ A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Amount includes shares acquired through the Issuer's dividend reinvestment plan.	Common Stock	155	$5.95	$922	12,155
2026-05-29	SELL MORITZ A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Amount includes shares acquired through the Issuer's dividend reinvestment plan.	Common Stock	1,000	$6.01	$6,010	12,000
2026-05-28	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	100	$5.98	$598	120,600
2026-05-28	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	5,400	$5.99	$32,346	126,000
2026-05-27	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	4,500	$5.97	$26,865	117,500
2026-05-27	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	3,000	$5.98	$17,940	120,500
2026-05-20	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	2,987	$5.96	$17,803	113,000
2026-05-19	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	13	$5.95	$77	110,013
2026-05-18	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	4,000	$5.95	$23,800	110,000
2026-04-24	SELL MORITZ A	Director	Buy↑ Filing footnotes — Common Stock (Direct) Amount includes shares acquired through the Issuer's dividend reinvestment plan.	Common Stock	1,002	$6.07	$6,077	11,000
2026-04-17	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	3,000	$6.09	$18,270	106,000
2026-04-16	Dakos Andrew	10% Owner	Buy↑	Common Stock	547	$6.04	$3,304	40,000
2026-04-16	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	3,000	$6.05	$18,150	103,000
2026-04-16	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) The Form 4 filed on behalf of Mr. Dakos on March 31, 2026 contained an error in the amount of shares held Indirectly following the reported transactions. The amounts shown herein reflect the correct amount. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	4,718	$6.06	$28,591	100,000
2026-04-08	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Represents the weighted average price. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	4,000	$5.98	$23,900	94,282
2026-04-07	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	2,000	$5.95	$11,900	90,282
2026-04-06	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	100	$5.95	$595	88,282
2026-04-02	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Represents the weighted average price. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	4,863	$5.93	$28,828	88
2026-03-30	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Represents the weighted average price. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	5,300	$5.91	$31,312	83,319
2026-03-27	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Represents the weighted average price. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	5,900	$5.92	$34,928	78,019
2026-03-24	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	1,000	$5.95	$5,950	73,119
2026-03-24	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	5,000	$5.96	$29,800	72,119
2026-03-18	GOLDSTEIN PHILLIP	10% Owner	Buy↑	Common Stock	10,000	$5.98	$59,800	113,234
2026-03-12	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	3,324	$6.00	$19,944	67,119
2026-03-11	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	1,700	$6.00	$10,200	63,795
2026-03-06	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Represents the weighted average price. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	12,500	$5.97	$74,625	62,095
2026-03-05	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Represents the weighted average price. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	12,000	$6.01	$72,120	49,595
2026-03-05	GOLDSTEIN PHILLIP	10% Owner	Buy↑	Common Stock	10,000	$5.99	$59,900	103,234
2026-03-03	GOLDSTEIN PHILLIP	10% Owner	Buy↑	Common Stock	5,000	$6.01	$30,050	93,234
2026-03-02	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Represents the weighted average price. Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	9,918	$5.95	$59,012	37,595
2026-03-02	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	5,000	$6.15	$30,750	27,677
2026-02-27	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	2,000	$6.20	$12,400	22,677
2026-02-27	GOLDSTEIN PHILLIP	10% Owner	Other↑	Common Stock	68	$6.16	$419	88,234
2026-02-26	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	5,000	$6.17	$30,850	20,677
2026-02-26	GOLDSTEIN PHILLIP	10% Owner	Other↑	Common Stock	256	$6.16	$1,577	88,166
2026-02-24	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	1,348	$6.17	$8,317	15,677
2026-02-24	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	326	$6.14	$2,002	14,329
2026-02-23	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	2,000	$6.13	$12,260	14,003
2026-02-23	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	2,000	$6.14	$12,280	12,003
2026-02-23	GOLDSTEIN PHILLIP	10% Owner	Buy↑	Common Stock	5,000	$6.13	$30,650	87,910
2026-02-20	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	2,817	$6.16	$17,353	10,003
2026-02-20	Dakos Andrew	10% Owner	Buy↑ Filing footnotes — Common Stock (Indirect) Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.	Common Stock (I)	183	$6.14	$1,124	7,186

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–50 of 134 transactions

Key facts CIK 813623 CUSIP 870875101 13F (30d) 4 filings 4 filers Visit website Investor relations