8-K

TFS Financial CORP (TFSL)

8-K 2021-02-25 For: 2021-02-25
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Added on April 09, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) February 25, 2021

TFS FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

United States of America 001-33390 52-2054948
(State or other jurisdiction<br>of incorporation) (Commission<br>File Number) (IRS Employer<br>Identification No.) 7007 Broadway Ave., Cleveland, Ohio 44105
--- --- --- ---
(Address of principle executive offices) (Zip Code)

Registrant's telephone number, including area code (216) 441-6000

Not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | | --- | --- || ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | | --- | --- || ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | | --- | --- || ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | | --- | --- |

Securities registered pursuant to Section 12(b) of the Act

Title of each class Trading Symbol(s) Name of each exchange in which registered
Common Stock, par value $0.01 per share TFSL The NASDAQ Stock Market, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

EXHIBIT FILE INDEX

Exhibit No.

Item 5.07    February 25, 2021Annual Stockholder Meeting Voting Results

104        Cover Page Interactive Data File (embedded within the Inline XBRL document)

Document

Item 5.07 Submission of Matters to a Vote of Security Holders.

The Annual Meeting of the Stockholders of TFS Financial Corporation (the “Company”) was held on Thursday, February 25, 2021 via live webcast. For more information on the following proposals, see the Company's proxy statement dated January 14, 2021, the relevant portions of which are incorporated herein by reference.

The official ballot from the meeting, submitted to the Secretary by the Inspectors of Elections, disclosed the following tabulation of votes:

The stockholders elected the four nominees for director, each to hold office for a three-year term and until his or her successor has been duly elected and appointed as follows:

Directors For Against Abstain Broker<br><br>Non-Votes
Barbara J. Anderson 265,140,634 453,756 475,434 8,810,688
Anthony J. Asher 264,350,313 1,367,847 351,664 8,810,688
Ben S. Stefanski III 254,965,431 11,011,514 92,879 8,810,688
Meredith S. Weil 254,916,689 10,993,947 159,188 8,810,688

The stockholders conducted an advisory vote on the compensation of our named executive officers, and voted as follows:

For Against Abstain Broker Non-Votes
259,037,335 6,354,892 677,597 8,810,688

The stockholders ratified the selection of Deloitte & Touche LLP as the Company's independent accountant for the Company's fiscal year ending September 30, 2021, and voted as follows:

For Against Abstain Broker Non-Votes
274,174,091 388,219 318,202

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

TFS FINANCIAL CORPORATION<br><br>(Registrant)
February 25, 2021 By: /s/ Paul J. Huml
Paul J. Huml
Chief Financial Officer