8-K
Workiva Inc (WK)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________________
FORM 8-K
___________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
May 19, 2020
Date of Report (date of earliest event reported)
___________________________________
WORKIVA INC.
(Exact name of registrant as specified in its charter)
___________________________________
| Delaware<br><br>(State or other jurisdiction of incorporation or organization) | 001-36773<br><br>(Commission File Number) | 47-2509828<br><br>(I.R.S. Employer Identification Number) |
|---|---|---|
| 2900 University Blvd<br><br>Ames, IA 50010<br><br>(888) 275-3125 | ||
| (Address of principal executive offices and zip code) | ||
| (888) 275-3125 | ||
| (Registrant's telephone number, including area code) | ||
| ___________________________________ |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
|---|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |
| Securities registered pursuant to Section 12(b) of the Act: | ||
| --- | --- | --- |
| Title of each class | Trading Symbol | Name of each exchange on which registered |
| Class A common stock, par value $.001 | WK | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 - Submission of Matters to a Vote of Security Holders
The Company held its Annual Meeting of Stockholders on May 19, 2020. The results for each matter voted on by the stockholders at that meeting were as follows:
Proposal 1: Election of two Class III directors
| Director | Term Expiring | For | Withhold | Broker Non-Votes |
|---|---|---|---|---|
| Michael M. Crow, Ph.D. | 2023 | 100,963,080 | 6,610,480 | 6,910,485 |
| Eugene S. Katz | 2023 | 101,110,959 | 6,462,601 | 6,910,485 |
As a result, each of Dr. Crow and Mr. Katz was elected for a term expiring at the 2023 annual meeting of stockholders.
Proposal 2: Advisory approval of the compensation of the named executive officers
| For | Against | Abstain | Broker Non-Votes |
|---|---|---|---|
| 105,044,181 | 2,470,505 | 58,874 | 6,910,485 |
As a result, the proposal of the fiscal 2020 compensation of the named executive officers was approved.
Proposal 3: Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020
| For | Against | Abstain |
|---|---|---|
| 114,337,080 | 128,210 | 18,755 |
As a result, the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 was ratified.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized on this 21st day of May, 2020.
| WORKIVA INC. | |
|---|---|
| By: | /s/ Troy M. Calkins |
| Name: | Troy M. Calkins |
| Title: | Executive Vice President and Chief Administrative Officer |