FRI · First Trust S&P REIT Index Fund ETF

$31.24 -0.19 (-0.62%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $1,415,151

Total Shares: 44,642

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2023

Top Holder

100.0%

+67.1 pts

Top 5

100.0%

+35.5 pts

Top 10

100.0%

+23.7 pts

HHI

10,000

Highly concentrated+8,475

Quarterly Activity

vs Sep 30, 2023

New

0

Increased

0

Decreased

1

Sold Out

59

Unchanged

0

Holder count: -59

Institutional value: -98.2%

Shares held: -98.7%

Top Buyers

vs Sep 30, 2023

No qualifying movers this quarter.

Top Sellers

vs Sep 30, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−16,714	44,642

Top New Positions

vs Sep 30, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	1,127,545	$25,764,403
Mega MORGAN STANLEY	620,821	$14,185,759
Small Aft, Forsyth & Sober, LLC	209,450	$4,785,932
Mega UBS Group AG	135,026	$3,085,344
Mid Chicago Partners Investment Group LLC	118,455	$2,706,696

Filter: New 0 Increased 0 Reduced 1 Sold out 59 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FRI

$1,415,151

100.00%

44,642

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	44,642	$1,415,151	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	620,821	$14,185,759	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	135,026	$3,085,344	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	4,456	$101,819	3.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	111,641	$2,550,996	96.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	92,896	$2,122,673	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	69,829	$1,595,592	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	15,949	$364,434	24.2%	Defined
RBC Capital Markets, LLC	47,576	$1,087,111	72.1%	Defined
RBC Private Counsel (USA) Inc.	318	$7,266	0.5%	Defined
RBC Trust Co (Delaware) Ltd	2,153	$49,196	3.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	6,527	$149,141	14.4%	Defined
OSAIC INSTITUTIONS, INC.	6,587	$150,512	14.5%	Defined
FSC SECURITES, INC.	8,626	$197,104	19.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	6,454	$147,473	14.3%	Defined
SECURITIES AMERICA ADVISORS INC	15,280	$349,148	33.7%	Defined
American Portfolios Advisors	1,405	$32,104	3.1%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	402	$9,185	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	42,824	$978,528	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	23,973	$547,783	86.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	3,867	$88,360	13.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	26,623	$608,335	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	24,491	$559,619	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	23,222	$530,622	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	10,086	$230,465	46.9%	Defined
G1 EXECUTION SERVICES, LLC	11,427	$261,106	53.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	16,325	$373,026	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, L.P.	13,800	$315,330	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	2,521	$57,604	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,000	$45,700	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	1,883	$43,026	100.0%	Sole