PTRB · PGIM Total Return Bond ETF · Holdings ETF

$40.12 +0.31 (+0.78%) At close · Oct 22

Volume · Oct 22 700.02K Avg daily vol (3M) 207.49K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 23

Total Value: $127,001,956

Total Shares: 3,220,131

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 23 13F filers · Δ vs Jun 30, 2026

Top Holder

24.7%

+12.2 pts

Top 5

75.0%

+35.1 pts

Top 10

94.0%

+35.3 pts

HHI

1,442

Broadly held+948

Who Holds PTRB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 91 filers, like-for-like change +31.5%; actively managed books +31.5%; index-like books +33.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	68.1%	60	+41.0%	6	7
Adviser	0.1%	1	+3.4%	0	0
Bank	1.0%	6	-3.5%	1	1
Insurer	12.5%	1	+5.1%	0	0
Broker-dealer	2.5%	1	+589.5%	0	0
Holding company	1.5%	3	+6.0%	1	0
Unknown	14.4%	19	+10.3%	3	2

Style	Share	Filers	Change	New	Exited
Index-like	1.0%	3	+33.4%	1	0
Systematic-like	0.2%	1	+69.0%	0	0
Concentrated	16.6%	27	+5.5%	4	4
Diversified active	82.3%	60	+38.3%	6	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	72.9%	67	+25.8%	5	7
Medium turnover	26.2%	14	+52.0%	3	1
High turnover	0.3%	4	-17.5%	0	0
Unknown	0.6%	6	+32.9%	3	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.7%	8	+33.8%	3	2
Medium horizon	20.0%	21	+7.4%	1	2
Long horizon	79.4%	62	+39.4%	7	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	21.6%	37	+1.0%	3	4
$1B to $10B	22.5%	12	+47.5%	2	5
$10B to $100B	28.8%	23	+23.9%	2	1
$100B or more	27.1%	19	+67.8%	4	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	67.5%	56	+41.1%	6	7
Pooled investment vehicles	0.2%	1	+69.0%	0	0
Registered funds and BDCs	0.1%	1	0.0%	0	0
Pension and profit sharing plans	0.3%	2	+14.4%	0	0
Unknown	31.9%	31	+15.1%	5	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.2%	1	+69.0%	0	0
Private equity funds	2.6%	2	+41.4%	0	1
Real estate funds	0.0%	1	0.0%	0	0
Other private funds	18.5%	5	+31.2%	0	0
No private funds	46.8%	51	+45.1%	6	6
Private funds, type not stated	0.0%	0	—	0	0
Unknown	31.9%	31	+15.1%	5	3

Location	Share	Filers	Change	New	Exited
United States	99.9%	89	+31.6%	11	10
Outside the US	0.1%	2	+7.8%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

91 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

14.3% of filers hold it in their top 10

Mar 31, 2026: 13

Holders above 5%

median weight 0.054%

Mar 31, 2026: 2

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

58.7%

of 13F shares, Herfindahl 0.049

Active holders

+31.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 7.5 quarters

Under 1 year 25.7% 1 to 3 years 59.0% 3 years or more 15.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$41.78

estimated per share

Mar 31, 2026: $41.86

Quarter-end price

$41.46

implied by 13F values

Estimated gain or loss

-0.8%

price against the estimated cost

Estimated at a loss

97.7%

of costed 13F value

Estimated cost covers 83.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -68

Institutional value: -86.1%

Shares held: -85.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Concurrent Investment Advisors, LLC	+294,751	305,580
Small RFG - Bristol Wealth Advisors, LLC	+27,184	307,726
Small HOWARD FINANCIAL SERVICES, LTD.	+18,182	796,745
Mid First Heartland Consultants, Inc.	+12,620	324,767
Small Maia Wealth LLC	+11,832	93,583

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Cypress Capital, LLC	−2,070	6,674
Mid Prime Capital Investment Advisors, LLC	−1,554	128,450
Small NOVEM GROUP	−669	253,283
Small Three Magnolias Financial Advisors, LLC	−370	5,713
Mid IFP Advisors, Inc	−198	210

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Ignite Planners, LLC	60,792	$2,397,636
Small Fermata Advisors, LLC	25,696	$1,013,450
Mid AdvisorNet Financial, Inc	12,655	$499,113

Top Sold-Out Positions

vs Jun 30, 2026

No fully closed positions this quarter.

Filter: New 3 Increased 8 Reduced 6 Sold out 0 Unchanged 5

Holder type: Registered adviser 16 Unknown 7

Showing 23 of 23

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small HOWARD FINANCIAL SERVICES, LTD. Registered adviser PTRB	$31,423,622	24.74%	796,745	—	+18,182 +2.3%	Shares	2026-10-15
Small BOYUM WEALTH ARCHITECTS LLC Registered adviser PTRB	$26,825,076	21.12%	680,149	—	+1,980 +0.3%	Shares	2026-10-06
Mid First Heartland Consultants, Inc. Registered adviser PTRB	$12,808,810	10.09%	324,767	—	+12,620 +4.0%	Shares	2026-10-08
Small RFG - Bristol Wealth Advisors, LLC Registered adviser PTRB	$12,136,713	9.56%	307,726	—	+27,184 +9.7%	Shares	2026-10-09
Large Concurrent Investment Advisors, LLC Registered adviser PTRB	$12,052,075	9.49%	305,580	—	+294,751 +2721.9%	Shares	2026-10-16
Small NOVEM GROUP PTRB	$9,989,481	7.87%	253,283	—	-669 -0.3%	Shares	2026-10-19
Mid Prime Capital Investment Advisors, LLC PTRB	$5,066,068	3.99%	128,450	—	-1,554 -1.2%	Shares	2026-10-20
Small Maia Wealth LLC PTRB	$3,690,913	2.91%	93,583	—	+11,832 +14.5%	Shares	2026-10-19
Small RICHARDS, MERRILL & PETERSON, INC. Registered adviser PTRB	$2,811,046	2.21%	71,274	—	+4,063 +6.0%	Shares	2026-10-19
Small First Citizens Financial Corp PTRB	$2,573,262	2.03%	65,245	—	+3,813 +6.2%	Shares	2026-10-02
Small Ignite Planners, LLC Registered adviser PTRB	$2,397,636	1.89%	60,792	—	New	Shares	2026-10-14
Small Fermata Advisors, LLC PTRB	$1,013,450	0.80%	25,696	—	New	Shares	2026-10-13
Small WealthPLAN Partners, LLC Registered adviser PTRB	$812,542	0.64%	20,602	—	0 0.0%	Shares	2026-10-15
Large GATEWAY INVESTMENT ADVISERS LLC Registered adviser PTRB	$718,478	0.57%	18,217	—	0 0.0%	Shares	2026-10-13
Mid AdvisorNet Financial, Inc Registered adviser PTRB	$499,113	0.39%	12,655	—	New	Shares	2026-10-15
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC PTRB	$479,984	0.38%	12,170	—	-60 -0.5%	Shares	2026-10-13
Large Farther Finance Advisors, LLC Registered adviser PTRB	$375,784	0.30%	9,528	—	0 0.0%	Shares	2026-10-08
Small Acorn Wealth Advisors, LLC Registered adviser PTRB	$302,031	0.24%	7,658	—	0 0.0%	Shares	2026-10-19
Small Axecap Investments, LLC Registered adviser PTRB	$264,524	0.21%	6,707	—	0 0.0%	Shares	2026-10-20
Small 365 WMG Private Fund I: Primus Fund LLC Registered adviser PTRB	$264,524	0.21%	6,707	—	—	Shares	2026-10-20
Small Cypress Capital, LLC Registered adviser PTRB	$263,222	0.21%	6,674	—	-2,070 -23.7%	Shares	2026-10-20
Small Three Magnolias Financial Advisors, LLC PTRB	$225,320	0.18%	5,713	—	-370 -6.1%	Shares	2026-10-14
Mid IFP Advisors, Inc Registered adviser PTRB	$8,282	0.01%	210	—	-198 -48.5%	Shares	2026-10-16
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