GATEWAY INVESTMENT ADVISERS LLC

Registered adviser

CIK

1114618

Location

CINCINNATI, OH

Portfolio Value

Large $11,022,889,703

Diversification

Diversified

Filing Date

Global Rank

#537 / 8,825 ▼ 19 · as of Jun 2026

Top Industry

Semiconductors 19.7%

Period ended 35 days ago

Filed Oct 13, 2026 · 22d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 146681

Roster of Nov 1, 2026

Regulatory AUM

$11,590,221,648

Main clients

Registered funds and BDCs (82% of AUM)

LEI

2549002647OOEMNEFG65

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$11,590,221,648	Registered funds and BDCs (82%)
Dec 2025 to Mar 2026	$10,909,371,942	Registered funds and BDCs (84%)
Apr 2025 to Sep 2025	$9,416,179,247	Registered funds and BDCs (95%)
Apr 2024 to Mar 2025	$8,827,745,567	Registered funds and BDCs (95%)
May 2023 to Mar 2024	$8,592,744,527	Registered funds and BDCs (94%)
Apr 2023	$8,592,744,527	Registered funds and BDCs (94%)

4 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Fundamental active, Income, Long/short hedge, Fixed income / rates Form ADV Part 2A, Apr 1, 2026 · original

In the firm's words

Index / passive: Gateway invests in a diversified stock portfolio designed to track the performance of a broadbased index.
Quantitative / systematic: For those accounts which include equity holdings, Gateway uses a multi-factor quantitative model to construct the stock portfolio.
Fundamental active: In its Quality Income strategy, Gateway invests in equity securities of companies that exhibit high profitability and other strong fundamentals such as cash flow generation, earnings quality, efficient use of capital and strong balance sheets with low leverage.
Income: The strategy seeks to generate cash flow through disciplined option selling, shield clients from downside risk, and provide solutions that are customizable to each client's specific positioning and investment goals.
Long/short hedge: Gateway's Hedged Equity strategy seeks to enhance risk-adjusted returns through the systematic employment of index options.
Fixed income / rates: Gateway also invests certain client assets in other investment companies, including money market funds and exchange-traded funds, equity linked notes, flex options, treasury bills and enters into repurchase agreements and/or holds cash and cash equivalents.

Stated strategy

Index / passive, Quantitative / systematic, Fundamental active, Income, Fixed income / rates, Long/short hedge Form ADV Part 2A, Mar 31, 2026 · original

In the firm's words

Index / passive: Gateway invests in a diversified stock portfolio designed to track the performance of a broadbased index.
Quantitative / systematic: For those accounts which include equity holdings, Gateway uses a multi-factor quantitative model to construct the stock portfolio.
Fundamental active: Gateway’s Quality Income strategy consists of an actively managed, proprietary factor-based equity portfolio with an overlay program which provides index option exposure. In its Quality Income strategy, Gateway invests in equity securities of companies that exhibit high profitability and other strong fundamentals such as cash flow generation, earnings quality, efficient use of capital and strong balance sheets with low leverage.
Income: The overlay program is designed to provide consistent cash flow.
Fixed income / rates: Gateway also invests certain client assets in other investment companies, including money market funds and exchange-traded funds, equity linked notes, flex options, treasury bills and enters into repurchase agreements and/or holds cash and cash equivalents.
Long/short hedge: Gateway’s long/short extension strategy aims to build core equity exposure with a customizable benchmark, minimize tracking error relative to the benchmark, and seeks to consistently realize capital losses while deferring capital gains.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 42.6%, 34.8 effective positions, active share 28.6% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

14.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.6 quarters (12+), a floor since 85.0% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 28.6%; sector active share 16.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

833 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.7%

+1.1 pts

Top 5

34.6%

+2.9 pts

Top 10

45.1%

+2.5 pts

HHI

332

Diversified+45

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	42.7%	$4,704,695,167	138
Financial Services	11.0%	$1,212,852,048	116
Communication Services	9.9%	$1,096,549,662	28
Healthcare	9.0%	$994,407,744	90
Consumer Cyclical	8.4%	$923,351,562	76
Industrials	7.6%	$836,218,919	129
Consumer Defensive	3.4%	$380,185,264	42
Energy	3.2%	$348,459,938	36
Utilities	1.4%	$156,918,204	34
Unclassified	1.2%	$134,986,515	78
Basic Materials	1.2%	$130,039,465	34
Real Estate	0.9%	$104,225,215	32

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VICI	Vici Properties Inc.	+566,090	608,753	$13,983,056
MNST	Monster Beverage Corp	+376,491	759,760	$31,621,211
NVDA	Nvidia Corp	+304,963	5,625,147	$1,284,671,071
AAPL	Apple Inc.	+213,920	2,906,377	$967,881,668
REXR	Rexford Industrial Realty, Inc.	+196,007	262,088	$9,505,931
LUMN	Lumen Technologies, Inc.	+171,057	329,110	$1,843,016
FDX	Fedex Corp	+141,471	155,453	$44,318,095
GLPI	Gaming & Leisure Properties, Inc.	+125,294	133,942	$5,085,777
QCOM	Qualcomm Inc	+111,942	137,444	$25,295,193
INVH	Invitation Homes Inc.	+108,967	138,880	$3,656,710
MRVL	Marvell Technology, Inc.	+96,377	155,515	$41,088,618
APH	Amphenol Corp	+92,938	113,016	$9,527,248
PPL	PPL Corp	+80,944	155,114	$5,101,699
CIFR	Cipher Digital Inc.	+76,490	151,950	$2,404,608
AVGO	Broadcom Inc.	+75,966	759,457	$266,713,703
AMAT	Applied Materials Inc	+68,361	92,526	$47,315,945
KVUE	Kenvue Inc.	+67,010	205,265	$3,624,979
T	At&T Inc.	+65,030	1,466,073	$35,772,181
WTRG	Essential Utilities, Inc.	+63,791	74,154	$2,906,095
BRX	Brixmor Property Group Inc.	+60,300	95,290	$2,630,004
TOST	Toast, Inc.	+57,830	88,698	$2,571,355
WFC	Wells Fargo & Company	+57,770	788,087	$63,086,364
CCI	Crown Castle Inc.	+57,513	139,369	$9,288,943
ONB	Old National Bancorp	+54,408	80,213	$1,976,448
ALLY	Ally Financial Inc.	+52,846	241,700	$9,092,754
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BF-B	Brown Forman Corp	−229,008	33,894	$888,022
AAL	American Airlines Group Inc.	−133,452	415,322	$5,552,855
BTI	British American Tobacco p.l.c.	−97,271	89,797	$4,884,956
PNR	PENTAIR plc	−87,271	35,186	$1,864,506
ACI	Albertsons Companies, Inc.	−85,146	10,554	$122,531
KMB	Kimberly Clark Corp	−70,180	155,036	$15,105,157
Z	Zillow Group, Inc.	−61,134	16,087	$436,440
COIN	Coinbase Global, Inc.	−58,155	1,302	$242,705
AFL	Aflac Inc	−55,985	319,426	$35,705,438
ED	Consolidated Edison Inc	−50,032	14,255	$1,457,003
WDAY	Workday, Inc.	−49,573	3,052	$581,283
DT	Dynatrace, Inc.	−46,162	23,954	$1,383,103
WCN	Waste Connections, Inc.	−43,176	15,358	$2,364,056
LYB	LyondellBasell Industries N.V.	−42,346	112,777	$6,481,294
JEF	Jefferies Financial Group Inc.	−39,762	14,448	$660,707
ITUB	Itau Unibanco Holding S.A.	−36,432	11,559	$98,598
BSY	Bentley Systems Inc	−35,096	9,442	$301,671
INTU	Intuit Inc.	−32,601	4,871	$1,342,983
BAC	Bank Of America Corp	−29,870	1,435,143	$78,114,833
DOCU	Docusign, Inc.	−29,550	33,296	$2,235,826
GEV	GE Vernova Inc.	−28,710	7,143	$6,789,350
PAYX	Paychex Inc	−26,605	142,093	$13,996,160
CG	Carlyle Group Inc.	−24,669	15,143	$600,571
EXR	Extra Space Storage Inc.	−23,389	4,292	$564,440
SARO	StandardAero, Inc.	−23,302	69,122	$1,475,754
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
VIAV	Viavi Solutions Inc.	129,126	$5,412,961
AVTR	Avantor, Inc.	303,948	$4,574,417
SMCI	Super Micro Computer, Inc.	108,428	$4,453,137
OWL	Blue Owl Capital Inc.	406,647	$3,696,421
SANM	Sanmina Corp	16,924	$3,637,136
GTLB	Gitlab Inc.	63,065	$2,979,821
CPB	CAMPBELL'S Co	147,962	$2,934,086
QLYS	Qualys, Inc.	14,512	$2,716,646
IJH	iShares Core S&P Mid-Cap ETF	32,682	$2,351,469
MOS	Mosaic Co	101,808	$2,204,143
IWD	iShares Russell 1000 Value ETF	8,183	$2,028,811
CAG	Conagra Brands Inc.	147,328	$1,980,088
UDR	UDR, Inc.	54,630	$1,832,836
SAN	Banco Santander, S.A.	124,862	$1,726,841
BIO	Bio-Rad Laboratories, Inc.	4,351	$1,643,416
PBF	PBF Energy Inc.	19,974	$1,537,199
FTAI	FTAI Aviation Ltd.	8,734	$1,458,840
MGV	VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND	8,787	$1,415,497
VFH	VANGUARD FINANCIALS INDEX FUND	9,759	$1,269,548
TPG	TPG Inc.	28,548	$1,259,823
PCTY	Paylocity Holding Corp	8,243	$1,175,204
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	11,280	$1,045,092
CHYM	Chime Financial, Inc.	35,732	$951,900
JHX	James Hardie Industries plc	34,955	$884,711
AVNT	Avient Corp	21,837	$878,939
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
CPRT	Copart Inc	427,678	$12,056,242
—		75,573	$5,775,288
—		20,195	$4,140,782
EMN	Eastman Chemical Co	54,589	$3,656,371
TRU	TransUnion	40,848	$2,946,774
ALGM	Allegro Microsystems, Inc.	37,110	$2,583,598
JOBY	Joby Aviation, Inc.	189,226	$1,687,895
ECG	Everus Construction Group, Inc.	10,032	$1,664,810
CE	Celanese Corp	28,800	$1,324,800
ENPH	Enphase Energy, Inc.	23,296	$1,147,095
NVS	Novartis AG	6,564	$1,028,710
UI	Ubiquiti Inc.	1,915	$1,022,667
CAVA	Cava Group, Inc.	10,747	$843,424
—		3,907	$816,329
—		14,266	$741,118
ENS	EnerSys	2,891	$675,973
BLDR	Builders FirstSource, Inc.	6,421	$574,551
BTSG	BrightSpring Health Services, Inc.	7,922	$552,480
—		1,502	$532,504
MTG	Mgic Investment Corp	18,093	$510,222
RMD	Resmed Inc	2,241	$436,726
RIO	Rio Tinto PLC	4,553	$432,216
SNEX	StoneX Group Inc.	3,589	$425,296
LKQ	Lkq Corp	15,608	$410,958
VIK	Viking Holdings Ltd	3,894	$407,584
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

833 tracked positions · $11,022,889,703 total · filing declares 833 positions · $11,031,336,705 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 833 positions by value · page 1 of 17

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Added	5,625,147	+304,963	$1,284,671,071	+20.7%	11.65%
AAPL	Apple Inc. Technology	Added	2,906,377	+213,920	$967,881,668	+24.2%	8.78%
MSFT	Microsoft Corp Technology	Added	1,195,833	+12,283	$613,342,745	+38.9%	5.56%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,575,187	+15,381	$392,457,841	+5.6%	3.56%
META	Meta Platforms, Inc. Communication Services	Added	526,583	+1,512	$381,867,459	+29.1%	3.46%
GOOG	Alphabet Inc. Communication Services	Added	1,101,556	+24,015	$375,344,191	−1.4%	3.41%
AVGO	Broadcom Inc. Technology	Added	759,457	+75,966	$266,713,703	+3.3%	2.42%
JPM	Jpmorgan Chase & Co Financial Services	Added	559,011	+1,806	$184,937,609	+1.4%	1.68%
MU	Micron Technology Inc Technology	Added	169,818	+8,280	$180,874,849	−3.0%	1.64%
GOOGL	Alphabet Inc. Communication Services	Added	519,973	+35,281	$178,912,309	+3.3%	1.62%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	418,231	-10,486	$148,392,541	−17.7%	1.35%
V	Visa Inc. Financial Services	Added	407,408	+13,577	$146,393,916	+8.3%	1.33%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	292,951	-20,287	$145,874,950	−6.9%	1.32%
AMD	Advanced Micro Devices Inc Technology	Added	237,789	+5,136	$145,469,798	+7.6%	1.32%
LLY	ELI LILLY & Co Healthcare	Reduced	125,661	-706	$145,399,829	−4.1%	1.32%
XOM	ExxonMobil Holdings Corp Energy	Added	741,858	+38,133	$120,737,389	+25.5%	1.10%
JNJ	Johnson & Johnson Healthcare	Added	431,126	+22,484	$114,136,297	+10.0%	1.04%
PLTR	Palantir Technologies Inc. Technology	Added	491,440	+31,597	$91,923,852	+71.3%	0.83%
RTX	RTX Corp Industrials	Added	473,584	+7,149	$87,920,869	−0.7%	0.80%
INTC	Intel Corp Technology	Added	704,773	+43,528	$84,734,857	−8.2%	0.77%
MS	Morgan Stanley Financial Services	Added	447,894	+2,728	$84,239,903	−9.5%	0.76%
BAC	Bank Of America Corp Financial Services	Reduced	1,435,143	-29,870	$78,114,833	−6.4%	0.71%
CSCO	Cisco Systems, Inc. Technology	Added	725,695	+11,414	$78,106,552	−6.9%	0.71%
CAT	Caterpillar Inc Industrials	Added	96,207	+3,231	$78,003,673	−21.2%	0.71%
ABBV	AbbVie Inc. Healthcare	Reduced	287,143	-17,043	$75,113,737	−1.9%	0.68%
WMT	Walmart Inc. Consumer Defensive	Added	702,672	+19,566	$73,021,674	−5.6%	0.66%
COST	Costco Wholesale Corp Consumer Defensive	Added	78,489	+3,254	$71,451,676	+1.5%	0.65%
LRCX	Lam Research Corp Technology	Reduced	217,151	-15,085	$71,336,275	−29.1%	0.65%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	250,737	-377	$71,332,169	−19.5%	0.65%
CVX	Chevron Corp Energy	Added	313,351	+1,975	$63,989,407	+24.0%	0.58%
MRK	Merck & Co., Inc. Healthcare	Added	438,489	+5,437	$63,716,836	+14.5%	0.58%
WFC	Wells Fargo & Company Financial Services	Added	788,087	+57,770	$63,086,364	+4.5%	0.57%
UNH	Unitedhealth Group Inc Healthcare	Added	171,211	+3,893	$62,848,133	−9.6%	0.57%
TXN	Texas Instruments Inc Technology	Added	213,039	+10,431	$59,670,093	−1.2%	0.54%
PH	Parker-Hannifin Corp Industrials	Added	60,276	+939	$57,588,895	−0.8%	0.52%
ETN	Eaton Corp plc Industrials	Added	126,991	+2,044	$54,569,302	+2.5%	0.50%
NFLX	Netflix Inc Communication Services	Added	746,863	+18,527	$51,966,727	−0.1%	0.47%
SNDK	Sandisk Corp Technology	Added	28,807	+1,177	$50,121,011	−20.2%	0.45%
WDC	Western Digital Corp Technology	Added	109,198	+1,284	$49,626,123	−28.0%	0.45%
ISRG	Intuitive Surgical Inc Healthcare	Reduced	117,866	-694	$47,927,851	+1.7%	0.43%
AMAT	Applied Materials Inc Technology	Added	92,526	+68,361	$47,315,945	+170.8%	0.43%
SPY	Spdr S&P 500 ETF Trust	Added	61,517	+14,634	$46,914,709	+34.0%	0.43%
HLT	Hilton Worldwide Holdings Inc. Consumer Cyclical	Reduced	146,097	-273	$46,476,377	−3.9%	0.42%
ADI	Analog Devices Inc Technology	Added	113,645	+2,885	$45,084,107	+2.5%	0.41%
AEP	American Electric Power Co Inc Utilities	Added	379,020	+4,156	$44,966,932	−12.3%	0.41%
FDX	Fedex Corp Industrials	Added	155,453	+141,471	$44,318,095	+912.2%	0.40%
ORCL	Oracle Corp Technology	Added	314,430	+14,091	$43,171,239	−1.9%	0.39%
COP	Conocophillips Energy	Added	343,097	+3,136	$42,938,589	+21.5%	0.39%
DE	Deere & Co Industrials	Reduced	63,060	-8,554	$42,347,943	−6.8%	0.38%
AMGN	Amgen Inc Healthcare	Reduced	99,599	-17,669	$41,981,974	−1.1%	0.38%

Showing the top 50 of 833 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.