SNOV · FT Vest U.S. Small Cap Moderate Buffer ETF - November ETF

$27.56 +0.03 (+0.09%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 63

Total Value: $44,359,002

Total Shares: 1,862,481

Institutional Ownership Trend

10 quarters

Holder Concentration

Across 63 13F filers · Δ vs Dec 31, 2025

Top Holder

17.2%

+4.5 pts

Top 5

48.8%

+3.1 pts

Top 10

66.9%

+0.1 pts

HHI

704

Broadly held+102

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +4

Institutional value: -4.2%

Shares held: -0.5%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Large OSAIC HOLDINGS, INC.	+88,089	306,788
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+64,917	68,406
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+26,028	48,321
Large Kestra Advisory Services, LLC	+8,068	38,686
Mid OLD MISSION CAPITAL LLC	+6,178	16,837

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mid Advisory Services Network, LLC	−59,510	380
Large Cetera Investment Advisers	−58,604	119,958
Mega RAYMOND JAMES FINANCIAL INC	−26,023	63,951
Large Cambridge Investment Research Advisors, Inc.	−24,323	76,617
Mid NorthCrest Asset Manangement, LLC	−13,750	66,167

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Small Csenge Advisory Group	9,605	$238,357
Mid Kovack Advisors, Inc.	8,295	$205,848
Small TWIN PEAKS WEALTH ADVISORS, LLC	1,258	$31,218
Mid CoreCap Advisors, LLC	1,000	$24,816
Large JONES FINANCIAL COMPANIES LLLP	451	$11,192

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Small Foguth Wealth Management, LLC.	9,209	$227,646
Mid Kingsview Wealth Management, LLC	8,480	$209,625
Small Camelot Portfolios, LLC	2,721	$67,263

Filter: New 7 Increased 12 Reduced 19 Sold out 3 Unchanged 25

Showing 63 of 63

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

OSAIC HOLDINGS, INC. SNOV

$7,613,250

17.16%

306,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	280,976	$6,972,700	91.6%	Defined
Osaic Advisory Services, LLC	25,812	$640,550	8.4%	Defined

Maia Wealth LLC SNOV

$5,826,573

13.14%

234,791

Cetera Investment Advisers SNOV

$2,976,877

6.71%

119,958

PARK AVENUE SECURITIES LLC SNOV

$2,648,537

5.97%

106,727

COMMONWEALTH EQUITY SERVICES, LLC SNOV

$2,597,540

5.86%

104,672

Cambridge Investment Research Advisors, Inc. SNOV

$1,901,327

4.29%

76,617

NorthCrest Asset Manangement, LLC SNOV

$1,642,000

3.70%

66,167

Janney Montgomery Scott LLC SNOV

$1,592,566

3.59%

64,175

RAYMOND JAMES FINANCIAL INC SNOV

$1,587,007

3.58%

63,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	29,801	$739,541	46.6%	Defined
Raymond James Financial Services Advisors, Inc.	34,150	$847,466	53.4%	Defined

BFI Wealth Solutions, LLC SNOV

$1,297,330

2.92%

52,278

Grantvest Financial Group LLC SNOV

$1,293,086

2.92%

52,107

LPL Financial LLC SNOV

$1,209,680

2.73%

48,746

SUSQUEHANNA INTERNATIONAL GROUP, LLP SNOV

$1,199,133

2.70%

48,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,515	$385,020	32.1%	Other
G1 EXECUTION SERVICES, LLC	32,806	$814,113	67.9%	Other

MGO ONE SEVEN LLC SNOV

$1,152,703

2.60%

46,450

TRUIST FINANCIAL CORP SNOV

$1,103,319

2.49%

44,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	44,460	$1,103,319	100.0%	Defined

Kestra Advisory Services, LLC SNOV

$960,031

2.16%

38,686

Quad-Cities Investment Group, LLC SNOV

$719,440

1.62%

28,991

Ignite Planners, LLC SNOV

$690,083

1.56%

27,808

Private Advisor Group, LLC SNOV

$550,791

1.24%

22,195

Mariner, LLC SNOV

$531,930

1.20%

21,435

OLD MISSION CAPITAL LLC SNOV

$417,826

0.94%

16,837

KINGSWOOD WEALTH ADVISORS, LLC SNOV

$403,235

0.91%

16,249

ENVESTNET ASSET MANAGEMENT INC SNOV

$347,945

0.78%

14,021

Octavia Wealth Advisors, LLC SNOV

$336,554

0.76%

13,562

KESTRA PRIVATE WEALTH SERVICES, LLC SNOV

$314,418

0.71%

12,670

Diligent Investors, LLC SNOV

$305,236

0.69%

12,300

Sigma Planning Corp SNOV

$298,089

0.67%

12,012

Rockefeller Capital Management L.P. SNOV

$290,347

0.65%

11,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	11,700	$290,347	100.0%	Defined

NBC SECURITIES, INC. SNOV

$274,365

0.62%

11,056

Csenge Advisory Group SNOV

$238,357

0.54%

9,605

PFG Advisors SNOV

$233,419

0.53%

9,406

CREATIVE FINANCIAL DESIGNS INC /ADV SNOV

$213,119

0.48%

8,588

Kovack Advisors, Inc. SNOV

$205,848

0.46%

8,295

SOA Wealth Advisors, LLC. SNOV

$193,837

0.44%

7,811

Pinnacle Wealth Planning Services, Inc. SNOV

$148,896

0.34%

6,000

DHJJ Financial Advisors, Ltd. SNOV

$139,143

0.31%

5,607

Sunbelt Securities, Inc. SNOV

$133,237

0.30%

5,369

PFS Partners, LLC SNOV

$124,973

0.28%

5,036

Capital Analysts, LLC SNOV

$94,722

0.21%

3,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	2,345	$58,193	61.4%	Defined
Held directly	1,472	$36,529	38.6%	Defined

HARBOUR INVESTMENTS, INC. SNOV

$70,948

0.16%

2,859

Noble Wealth Management PBC SNOV

$66,705

0.15%

2,688

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC SNOV

$55,970

0.13%

68,406

Capital Investment Advisory Services, LLC SNOV

$32,633

0.07%

1,315

TWIN PEAKS WEALTH ADVISORS, LLC SNOV

$31,218

0.07%

1,258

Signature Equity Partners, LLC SNOV

$31,218

0.07%

1,258

Ameritas Investment Partners, Inc. SNOV

$31,020

0.07%

1,250

Benson Wealth Management INC SNOV

$30,101

0.07%

1,213

CoreCap Advisors, LLC SNOV

$24,816

0.06%

1,000

Topsail Wealth Management, LLC SNOV

$24,816

0.06%

1,000

CX Institutional SNOV

$21,465

0.05%

865

FIFTH THIRD BANCORP SNOV

$20,671

0.05%

833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	833	$20,671	100.0%	Defined

Integrity Financial Corp /WA SNOV

$20,299

0.05%

818

AE Wealth Management LLC SNOV

$17,569

0.04%

708

MORGAN STANLEY SNOV

$14,318

0.03%

577

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	577	$14,318	100.0%	Defined

Steward Partners Investment Advisory, LLC SNOV

$12,408

0.03%

500

JONES FINANCIAL COMPANIES LLLP SNOV

$11,192

0.03%

451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	451	$11,192	100.0%	Sole

Advisory Services Network, LLC SNOV

$9,430

0.02%

380

NewEdge Advisors, LLC SNOV

$9,183

0.02%

9,183

Park Square Financial Group, LLC SNOV

$5,757

0.01%

232

UBS Group AG SNOV

$4,045

0.01%

163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	163	$4,045	100.0%	Defined

Strive Financial Group ,LLC SNOV

$2,680

0.01%

108

Merkkuri Wealth Advisors LLC SNOV

$2,481

0.01%

100

Legacy Wealth Managment, LLC/ID SNOV

$1,290

0.00%