Ubs AG 6-K, filed Oct 28, 2026
Ubs AG (AMUB)
6-K
2026-10-28
For: 2026-09-30
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Added on
October 28, 2026
About this 6-K
Ubs AG filed this 6-K on October 28, 2026.
UBS AG reported total capitalization of USD 415,842 million as of 30.9.26, down from USD 431,273 million at 30.6.26, as debt issued declined to USD 326,646 million from USD 342,670 million. AI summary
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: October 28, 2026
UBS AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
Aeschenvorstadt 1, 4051 Basel, Switzerland
(Address of principal executive offices)
Commission File Number: 1-15060
Indicate by check mark whether the registrant files or will file annual reports under cover of
Form 20-F or Form 40-F.
Form 20-F
☒
☐
UBS AG produces regular annual and quarterly reports, which are submitted to the SEC under
Forms 20-F and 6-K, respectively. UBS AG’s consolidated financial statements are prepared in
accordance with IFRS Accounting Standards. SEC regulations require certain additional disclosures to
be included in registration statements relating to offerings of securities. Certain of these additional
disclosures follow herein, and should be read in conjunction with the annual report on Form 20-F for
the year ended 31 December 2025 of UBS AG, filed with the SEC on March 9, 2026, as well as UBS
AG’s first quarter 2026 report, submitted to the SEC on Form 6-K on April 30, 2026, UBS AG’s second
quarter 2026 report, submitted to the SEC on Form 6-K on July 31, 2026, and UBS AG’s third quarter
2026 report, submitted to the SEC on Form 6-K on October 28, 2026.
Capitalization of UBS AG
The table below presents the consolidated capitalization of UBS AG in accordance with IFRS Accounting
Standards in US dollars, the presentation currency of UBS AG.
As of
USD m
30.9.26
30.6.26
Debt issued
1,2
of which: funding from UBS Group AG
Equity attributable to shareholders
Equity attributable to non-controlling interests
Total capitalization
1 Debt issued consists of Debt issued measured at amortized cost, Debt issued designated at fair value, Funding from UBS Group AG measured at amortized cost and funding from UBS
Group
AG classified as Other financial liabilities designated at fair value. 2 As of 30 September 2026, 87% of Debt issued was unsecured.
This Form 6-K is hereby incorporated by reference into (1) the registration statements on Form F-3
(Registration Numbers 333-283672 and 333-293403), and into each prospectus outstanding under the
foregoing registration statements, (2) any outstanding offering circular or similar document issued or
authorized by UBS AG that incorporates by reference any Forms 6-K of UBS AG that are incorporated
into its registration statements filed with the SEC, and (3) the base prospectus of Corporate Asset Backed
Corporation (“CABCO”) dated June 23, 2004 (Registration Number 333-111572), the Form 8-K of
CABCO filed and dated June 23, 2004 (SEC File Number 001-13444), and the Prospectus Supplements
relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004 (Registration
Number 033-91744 and 033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UBS AG
By: _/s/ David Kelly _____________
Name: David Kelly
Title: Managing Director
By: _/s/ Ella Copetti-Campi ______________
Name: Ella Copetti-Campi
Title: Executive Director
Date: October 28, 2026