UDEC · Holdings ETF

$43.16 +0.08 (+0.18%)

Volume · Oct 20 6226 Avg daily vol (3M) 12.42K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 24

Total Value: $27,823,779

Total Shares: 649,747

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 24 13F filers · Δ vs Jun 30, 2026

Top Holder

25.8%

+18.3 pts

Top 5

66.2%

+36.4 pts

Top 10

86.1%

+38.8 pts

HHI

1,211

Broadly held+910

Who Holds UDEC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 128 filers, like-for-like change -35.8%; actively managed books -35.8%; index-like books +43.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	72.0%	94	-32.2%	10	4
Bank	1.6%	5	+23.0%	4	0
Broker-dealer	1.2%	1	+17.5%	0	0
Holding company	4.8%	2	+2.1%	0	0
Unknown	20.4%	26	-52.2%	1	0

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	1	+43.8%	0	0
Systematic-like	0.7%	1	+61.5%	0	0
Concentrated	16.4%	33	-56.1%	4	3
Diversified active	82.9%	93	-29.8%	11	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	57.5%	83	-4.0%	10	4
Medium turnover	29.6%	23	-52.5%	4	0
High turnover	5.0%	7	+1.6%	1	0
Unknown	7.8%	15	-72.7%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.5%	16	-56.7%	2	0
Medium horizon	25.3%	29	-1.3%	3	1
Long horizon	61.0%	81	-39.2%	9	2
Unknown	1.2%	2	+9.0%	1	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	27.9%	53	-37.6%	5	2
$1B to $10B	36.2%	43	-50.8%	2	2
$10B to $100B	24.0%	21	-2.8%	4	0
$100B or more	11.9%	11	-7.2%	4	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	69.7%	88	-33.3%	8	4
Pooled investment vehicles	0.7%	1	+61.5%	0	0
Pension and profit sharing plans	1.3%	3	+15.8%	1	0
Diversified	0.2%	2	+454.5%	1	0
Other investment advisers	0.0%	0	—	0	0
Unknown	28.0%	34	-43.6%	5	0

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.2%	3	+55.5%	1	0
Private equity funds	0.9%	3	+63.7%	1	0
Real estate funds	0.0%	1	0.0%	0	0
Other private funds	3.4%	6	+3.4%	1	0
Mixed private funds	0.0%	0	—	0	0
No private funds	66.4%	81	-34.6%	7	4
Unknown	28.0%	34	-43.6%	5	0

Location	Share	Filers	Change	New	Exited
United States	100.0%	127	-35.8%	14	4
Outside the US	0.0%	1	new	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F.

Conviction and Crowding

49 13F filers, quarter ended Dec 31, 2022

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

28.6% of filers hold it in their top 10

Sep 30, 2022: 7

Holders above 5%

median weight 0.092%

Sep 30, 2022: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

65.2%

of 13F shares, Herfindahl 0.057

Active holders

+103.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 4.9 quarters

Under 1 year 53.4% 1 to 3 years 28.1% 3 years or more 18.5% Since coverage start 0.000%

Estimated Holder Cost Basis

Quarter ended Dec 31, 2022, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$28.25

estimated per share

Sep 30, 2022: $29.00

Quarter-end price

$27.43

implied by 13F values

Estimated gain or loss

-2.9%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 59.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -104

Institutional value: -84.7%

Shares held: -85.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds	Open
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	+11,987	167,543

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small KFG WEALTH MANAGEMENT, LLC	−10,230	88,894
Mid WealthPlan Investment Management, LLC	−9,750	39,451
Small MILESTONE ASSET MANAGEMENT, LLC	−3,010	69,810
Small FIDUCIARY FINANCIAL GROUP, LLC	−2,916	19,786
Small Triumph Capital Management	−1,881	1,602

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Large Concurrent Investment Advisors, LLC	64,587	$2,765,776
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	36,092	$1,545,549
Small IFS Advisors, LLC	296	$12,675

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid PFG Advisors	12,922	$538,588

Filter: New 3 Increased 1 Reduced 13 Sold out 1 Unchanged 7

Holder type: Registered adviser 20 Unknown 4

Showing 24 of 24

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Registered adviser UDEC	$7,174,610	25.79%	167,543	—	+11,987 +7.7%	Shares	2026-10-14
Small KFG WEALTH MANAGEMENT, LLC Registered adviser UDEC	$3,806,663	13.68%	88,894	—	-10,230 -10.3%	Shares	2026-10-16
Small MILESTONE ASSET MANAGEMENT, LLC Registered adviser UDEC	$2,989,438	10.74%	69,810	—	-3,010 -4.1%	Shares	2026-10-15
Large Concurrent Investment Advisors, LLC Registered adviser UDEC	$2,765,776	9.94%	64,587	—	New	Shares	2026-10-16
Mid WealthPlan Investment Management, LLC Registered adviser UDEC	$1,689,390	6.07%	39,451	—	-9,750 -19.8%	Shares	2026-10-15
Small Castle Rock Wealth Management, LLC Registered adviser UDEC	$1,553,086	5.58%	36,268	—	-927 -2.5%	Shares	2026-10-09
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC UDEC	$1,545,549	5.55%	36,092	—	New	Shares	2026-10-13
Small FIDUCIARY FINANCIAL GROUP, LLC UDEC	$847,285	3.05%	19,786	—	-2,916 -12.8%	Shares	2026-10-13
Mid SteelPeak Wealth, LLC Registered adviser UDEC	$795,427	2.86%	18,575	—	-1,631 -8.1%	Shares	2026-10-16
Small Lantz Financial LLC Registered adviser UDEC	$777,870	2.80%	18,165	—	0 0.0%	Shares	2026-10-15
Small WealthPLAN Partners, LLC Registered adviser UDEC	$661,008	2.38%	15,436	—	-606 -3.8%	Shares	2026-10-15
Small Family Legacy Financial Solutions, LLC Registered adviser UDEC	$475,329	1.71%	11,100	—	0 0.0%	Shares	2026-10-07
Small NWF Advisory Services Inc. Registered adviser UDEC	$469,848	1.69%	10,972	—	-1,757 -13.8%	Shares	2026-10-19
Mid Blue Trust, Inc. UDEC	$468,906	1.69%	10,950	—	0 0.0%	Shares	2026-10-15
Small NewCorp Financial Services, Inc. Registered adviser UDEC	$386,301	1.39%	9,021	—	-1,658 -15.5%	Shares	2026-10-14
Mid First Heartland Consultants, Inc. Registered adviser UDEC	$354,870	1.28%	8,287	—	-442 -5.1%	Shares	2026-10-08
Small Todd Wealth Management, LLC Registered adviser UDEC	$332,088	1.19%	7,755	—	0 0.0%	Shares	2026-10-19
Small Kellett Wealth Advisors, LLC Registered adviser UDEC	$244,045	0.88%	5,699	—	-398 -6.5%	Shares	2026-10-15
Small FC Advisory LLC Registered adviser UDEC	$235,052	0.84%	5,489	—	0 0.0%	Shares	2026-10-05
Small Noble Wealth Management PBC UDEC	$85,645	0.31%	2,000	—	0 0.0%	Shares	2026-10-01
Small Triumph Capital Management Registered adviser UDEC	$68,601	0.25%	1,602	—	-1,881 -54.0%	Shares	2026-10-14
Mid HARBOR INVESTMENT ADVISORY, LLC Registered adviser UDEC	$62,435	0.22%	1,458	—	0 0.0%	Shares	2026-10-13
Mid IFP Advisors, Inc Registered adviser UDEC	$21,882	0.08%	511	—	-1,378 -72.9%	Shares	2026-10-16
Small IFS Advisors, LLC Registered adviser UDEC	$12,675	0.05%	296	—	New	Shares	2026-10-14
Mid PFG Advisors Registered adviser UDEC	$538,588	1.94%	12,922	—	Sold Out	Shares	2026-07-16
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