UJAN · Holdings ETF

$46.74 +0.11 (+0.24%)

Volume · Oct 20 2772 Avg daily vol (3M) 19.89K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 23

Total Value: $26,594,618

Total Shares: 573,160

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 23 13F filers · Δ vs Jun 30, 2026

Top Holder

28.2%

+3.5 pts

Top 5

65.3%

+14.6 pts

Top 10

84.5%

+23.3 pts

HHI

1,263

Broadly held+384

Who Holds UJAN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 125 filers, like-for-like change -9.4%; actively managed books -9.4%; index-like books +17.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	62.3%	84	-5.3%	12	4
Bank	1.9%	4	+11.5%	2	0
Broker-dealer	1.3%	1	+6.1%	0	0
Holding company	2.4%	2	+2.6%	0	0
Unknown	32.1%	34	-18.3%	4	1

Style	Share	Filers	Change	New	Exited
Index-like	0.1%	1	+17.3%	0	0
Systematic-like	0.1%	1	new	1	0
Concentrated	28.7%	36	-15.5%	5	3
Diversified active	71.1%	87	-6.8%	12	2
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	42.0%	85	-1.5%	7	3
Medium turnover	34.2%	19	-9.1%	5	1
High turnover	2.7%	7	+33.0%	3	0
Unknown	21.2%	14	-24.6%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	21.6%	16	-23.6%	4	1
Medium horizon	15.1%	28	+10.7%	4	1
Long horizon	62.8%	79	-7.9%	9	3
Unknown	0.4%	2	+102.3%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	35.1%	50	-15.0%	7	3
$1B to $10B	43.8%	43	-5.3%	4	2
$10B to $100B	15.8%	22	+1.5%	4	0
$100B or more	5.4%	10	-26.8%	3	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	60.7%	78	-7.2%	8	4
Pooled investment vehicles	0.1%	1	new	1	0
Pension and profit sharing plans	1.1%	2	+541.4%	1	0
Other investment advisers	0.3%	2	+60.3%	1	0
Diversified	0.1%	1	new	1	0
Unknown	37.7%	41	-15.4%	6	1

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.4%	3	+175.8%	2	0
Private equity funds	2.1%	3	+20.9%	1	0
Other private funds	1.0%	3	+6.6%	0	0
No private funds	58.8%	74	-6.7%	8	4
Real estate funds	0.0%	1	new	1	0
Unknown	37.7%	41	-15.4%	6	1

Location	Share	Filers	Change	New	Exited
United States	100.0%	123	-9.4%	16	5
Outside the US	0.0%	2	new	2	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

79 13F filers, quarter ended Sep 30, 2024

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

29.1% of filers hold it in their top 10

Jun 30, 2024: 24

Holders above 5%

median weight 0.019%

Jun 30, 2024: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

61.1%

of 13F shares, Herfindahl 0.071

Active holders

-7.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 8.5 quarters

Under 1 year 40.6% 1 to 3 years 32.2% 3 years or more 27.2% Since coverage start 0.000%

Estimated Holder Cost Basis

Quarter ended Sep 30, 2024, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$34.13

estimated per share

Jun 30, 2024: $33.99

Quarter-end price

$38.05

implied by 13F values

Estimated gain or loss

+11.5%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 71.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -103

Institutional value: -89.0%

Shares held: -89.1%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Concurrent Investment Advisors, LLC	+64,523	73,381
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	+11,735	161,734
Small Encompass More Asset Management	+2,353	11,770
Mid CoreCap Advisors, LLC	+1,667	5,475
Mid First Heartland Consultants, Inc.	+1,239	43,331

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid SteelPeak Wealth, LLC	−1,463	17,065
Mid IFP Advisors, Inc	−1,262	370
Small KFG WEALTH MANAGEMENT, LLC	−933	25,473
Small Lantz Financial LLC	−374	54,448
Mid Atria Investments, Inc	−287	10,509

Top New Positions

vs Jun 30, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Mid PFG Advisors	27,363	$1,240,419
Small FC Advisory LLC	4,734	$214,601
Mid AdvisorNet Financial, Inc	145	$6,573
Large Farther Finance Advisors, LLC	15	$679

Filter: New 0 Increased 7 Reduced 7 Sold out 4 Unchanged 9

Holder type: Registered adviser 18 Unknown 5

Showing 23 of 23

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Registered adviser UJAN	$7,504,457	28.22%	161,734	—	+11,735 +7.8%	Shares	2026-10-14
Large Concurrent Investment Advisors, LLC Registered adviser UJAN	$3,404,878	12.80%	73,381	—	+64,523 +728.4%	Shares	2026-10-16
Small Lantz Financial LLC Registered adviser UJAN	$2,526,387	9.50%	54,448	—	-374 -0.7%	Shares	2026-10-15
Mid First Heartland Consultants, Inc. Registered adviser UJAN	$2,010,558	7.56%	43,331	—	+1,239 +2.9%	Shares	2026-10-08
Small Todd Wealth Management, LLC Registered adviser UJAN	$1,928,569	7.25%	41,564	—	-200 -0.5%	Shares	2026-10-19
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC UJAN	$1,284,491	4.83%	27,683	—	+352 +1.3%	Shares	2026-10-13
Small KFG WEALTH MANAGEMENT, LLC Registered adviser UJAN	$1,181,947	4.44%	25,473	—	-933 -3.5%	Shares	2026-10-16
Small Hiley Hunt Wealth Management Registered adviser UJAN	$1,131,417	4.25%	24,384	—	0 0.0%	Shares	2026-10-08
Mid SteelPeak Wealth, LLC Registered adviser UJAN	$791,816	2.98%	17,065	—	-1,463 -7.9%	Shares	2026-10-16
Small Maltin Wealth Management, Inc. Registered adviser UJAN	$701,243	2.64%	15,113	—	0 0.0%	Shares	2026-10-13
Small Southland Equity Partners LLC UJAN	$641,294	2.41%	13,821	—	0 0.0%	Shares	2026-10-14
Small ATX Financial Planning, LLC Registered adviser UJAN	$598,792	2.25%	12,905	—	0 0.0%	Shares	2026-10-14
Small Encompass More Asset Management Registered adviser UJAN	$546,128	2.05%	11,770	—	+2,353 +25.0%	Shares	2026-10-16
Mid Atria Investments, Inc Registered adviser UJAN	$487,617	1.83%	10,509	—	-287 -2.7%	Shares	2026-10-15
Small BFI Wealth Solutions, LLC Registered adviser UJAN	$422,240	1.59%	9,100	—	0 0.0%	Shares	2026-10-16
Mid CoreCap Advisors, LLC Registered adviser UJAN	$254,040	0.96%	5,475	—	+1,667 +43.8%	Shares	2026-10-08
Small JOURNEY RETIREMENT PLANNING & INVESTMENT MANAGEMENT LLC UJAN	$253,344	0.95%	5,460	—	+180 +3.4%	Shares	2026-10-09
Small FIDUCIARY FINANCIAL GROUP, LLC UJAN	$232,371	0.87%	5,008	—	0 0.0%	Shares	2026-10-13
Small Elmwood Wealth Management, Inc. Registered adviser UJAN	$232,000	0.87%	5,000	—	0 0.0%	Shares	2026-10-14
Small NewCorp Financial Services, Inc. Registered adviser UJAN	$210,980	0.79%	4,547	—	0 0.0%	Shares	2026-10-14
Micro TopTier Wealth Management, LLC UJAN	$209,681	0.79%	4,519	—	-47 -1.0%	Shares	2026-10-16
Small GILPIN WEALTH MANAGEMENT, LLC Registered adviser UJAN	$23,200	0.09%	500	—	0 0.0%	Shares	2026-10-09
Mid IFP Advisors, Inc Registered adviser UJAN	$17,168	0.06%	370	—	-1,262 -77.3%	Shares	2026-10-16
Mid PFG Advisors Registered adviser UJAN	$1,240,419	4.66%	27,363	—	Sold Out	Shares	2026-07-16
Small FC Advisory LLC Registered adviser UJAN	$214,601	0.81%	4,734	—	Sold Out	Shares	2026-07-09
Mid AdvisorNet Financial, Inc Registered adviser UJAN	$6,573	0.02%	145	—	Sold Out	Shares	2026-07-23
Large Farther Finance Advisors, LLC Registered adviser UJAN	$679	0.00%	15	—	Sold Out	Shares	2026-07-17
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