PATTEN & PATTEN INC/TN

Registered adviser

CIK

1044905

Location

CHATTANOOGA, TN

Portfolio Value

Mid $1,879,260,467

Diversification

Diversified

Filing Date

Global Rank

#1,667 / 8,819 ▼ 18 · as of Jun 2026

Top Industry

Consumer Electronics 15.6%

Period ended 29 days ago

Filed Oct 26, 2026 · 3d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 105414

Roster of Oct 1, 2026

Regulatory AUM

$2,210,816,671

Main clients

Individuals and high net worth (90% of AUM)

LEI

5493006GKGOFDNDEXF42

Private funds on Schedule D 7.B.(1)

As filed Nov 18, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,210,816,671	Individuals and high net worth (90%)
Apr 2025 to Mar 2026	$2,063,134,203	Individuals and high net worth (90%)
Apr 2024 to Mar 2025	$1,933,601,275	Individuals and high net worth (89%)
May 2023 to Mar 2024	$1,745,525,094	Individuals and high net worth (89%)
Apr 2023	$1,745,525,094	Individuals and high net worth (89%)
Apr 2022 to Mar 2023	$2,107,276,631	Individuals and high net worth (89%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 45.2%, 29.3 effective positions, active share 58.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.2 quarters (12+), a floor since 68.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 58.6%; sector active share 21.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

353 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.2%

+0.1 pts

Top 5

35.6%

+1.4 pts

Top 10

47.3%

+2.1 pts

HHI

371

Diversified+30

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	32.5%	$610,595,185	143
Technology	21.1%	$395,799,637	34
Financial Services	8.3%	$156,362,505	37
Healthcare	8.3%	$155,907,740	19
Industrials	7.3%	$137,520,015	36
Consumer Cyclical	6.6%	$124,656,065	21
Communication Services	5.4%	$102,407,495	9
Consumer Defensive	4.0%	$75,288,774	16
Energy	3.4%	$64,767,482	14
Basic Materials	1.3%	$23,711,347	10
Utilities	1.2%	$23,258,265	8
Real Estate	0.5%	$8,985,957	6

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CSGP	Costar Group, Inc.	+59,706	82,228	$2,253,047
RSPT	Victory Portfolios II	+56,225	256,193	$0
CRWD	CrowdStrike Holdings, Inc.	+54,454	73,965	$19,582,233
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+12,576	53,461	$2,984,727
IXN	iShares Global Tech ETF	+12,392	582,209	$86,295,017
CMDT	PIMCO Commodity Strategy Active Exchange-Traded Fund	+12,385	41,010	$1,421,406
NVDA	Nvidia Corp	+11,879	54,312	$12,403,774
EWJ	iShares MSCI Japan ETF	+11,615	58,222	$5,674,316
NFLX	Netflix Inc	+11,118	58,202	$4,049,695
RSP	Victory Portfolios II	+5,735	29,619	$0
EUAD	Spinnaker ETF Series	+5,260	310,780	$13,018,574
WY	Weyerhaeuser Co	+5,225	28,632	$545,439
MBB	iShares MBS ETF	+5,047	38,727	$3,470,713
SCHA	Schwab U.S. Small-Cap ETF	+4,931	141,791	$4,626,640
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	+4,450	279,800	$16,222,804
BX	Blackstone Inc.	+4,398	6,353	$712,107
GLD	Spdr Gold Trust	+3,401	51,194	$19,496,722
EWG	iShares MSCI Germany ETF	+3,025	67,310	$2,780,576
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	+2,716	201,226	$13,973,133
MGC	VANGUARD MORNINGSTAR MEGA CAP INDEX FUND	+2,619	68,765	$19,413,047
ITA	iShares U.S. Aerospace & Defense ETF	+2,585	28,426	$5,889,298
GOOGL	Alphabet Inc.	+2,494	200,682	$69,050,662
FNDX	Schwab Fundamental U.S. Large Company ETF	+2,416	17,433	$548,616
DXJ	WisdomTree Japan Hedged Equity Fund	+2,375	24,066	$4,345,113
CSCO	Cisco Systems, Inc.	+2,248	114,791	$12,354,955
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−27,536	1,299,538	$74,801,407
GSST	Goldman Sachs Ultra Short Bond ETF	−27,450	988,754	$49,892,526
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	−20,551	180,607	$12,492,586
AAPL	Apple Inc.	−17,337	595,685	$198,375,018
INDA	iShares MSCI India ETF	−12,583	66,236	$3,091,896
ORLY	O Reilly Automotive Inc	−11,698	64,663	$5,522,866
JEPI	JPMorgan Equity Premium Income ETF	−10,707	247,803	$13,931,484
TSCO	Tractor Supply Co	−10,245	303,096	$9,483,873
COP	Conocophillips	−7,390	163,178	$20,421,726
NKE	NIKE, Inc.	−6,175	19,357	$685,237
ABT	Abbott Laboratories	−5,330	125,186	$12,372,132
IEI	iShares 3-7 Year Treasury Bond ETF	−5,230	74,030	$8,397,963
AUPH	Aurinia Pharmaceuticals Inc.	−4,605	42,025	$680,594
UNH	Unitedhealth Group Inc	−4,589	39,345	$14,442,762
JPST	JPMorgan Ultra-Short Income ETF	−4,025	44,976	$2,265,441
MBND	State Street(R) Nuveen Municipal Bond ETF	−4,000	88,850	$2,276,337
IWL	iShares Russell Top 200 ETF	−3,892	6,017	$1,144,192
XYL	Xylem Inc.	−3,500	11,480	$1,162,579
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−3,340	45,736	$2,812,764
AOS	Smith A O Corp	−3,322	109,975	$6,199,290
RTX	RTX Corp	−3,089	143,972	$26,728,401
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−3,006	209,602	$16,191,754
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−2,945	61,669	$2,432,225
SCHW	Schwab Charles Corp	−2,897	119,447	$11,674,749
CMCSA	Comcast Corp	−2,875	11,201	$243,733
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
SFLR		21,850	$851,057
DYNF	iShares U.S. Equity Factor Rotation Active ETF	9,209	$637,815
FTNT	Fortinet, Inc.	3,475	$621,191
COHR	Coherent Corp.	1,890	$543,960
FMTM	MarketDesk Focused U.S. Momentum ETF	13,650	$532,459
SPCX	Space Exploration Technologies Corp	3,483	$525,445
LHX	L3harris Technologies, Inc.	1,872	$443,252
ACWX	iShares MSCI ACWI ex U.S. ETF	4,556	$344,524
MPC	Marathon Petroleum Corp	667	$263,745
ARTY	iShares Future AI & Tech ETF	3,100	$242,792
IXC	iShares Global Energy ETF	3,797	$216,315
PHYS	Sprott Physical Gold Trust	6,630	$207,320
DFIV	Dimensional International Value ETF	3,695	$206,402
DOCU	Docusign, Inc.	2,989	$200,711
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	2,558	$200,316
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
NVO	Novo Nordisk A S	18,270	$875,863
—		4,082	$836,973
PFF	iShares Preferred and Income Securities ETF	9,376	$285,874
SYK	Stryker Corp	773	$243,371
IVE	iShares S&P 500 Value ETF	1,048	$237,958
MP	MP Materials Corp.	3,999	$223,983
VTR	Ventas, Inc.	2,337	$207,525
TOL	Toll Brothers, Inc.	1,245	$205,113
ITW	Illinois Tool Works Inc	755	$204,204
SLB	Slb Limited	4,392	$204,184
YUM	Yum Brands Inc	1,264	$202,063
MVIS	Microvision, Inc.	38,111	$12,576
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

353 tracked positions · $1,879,260,467 total · filing declares 353 positions · $1,914,219,978 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 353 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	595,685	-17,337	$198,375,018	+11.8%	10.56%
IXN	iShares Global Tech ETF	Added	582,209	+12,392	$86,295,017	+4.8%	4.59%
MSFT	Microsoft Corp Technology	Reduced	148,294	-955	$76,059,992	+36.6%	4.05%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	1,299,538	-27,536	$74,801,407	−3.2%	3.98%
GOOGL	Alphabet Inc. Communication Services	Added	200,682	+2,494	$69,050,662	−2.5%	3.67%
GSST	Goldman Sachs Ultra Short Bond ETF	Reduced	988,754	-27,450	$49,892,526	−2.9%	2.65%
ABBV	AbbVie Inc. Healthcare	Reduced	158,719	-2,311	$41,519,303	+2.5%	2.21%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	113,646	-2,674	$37,597,506	−1.3%	2.00%
V	Visa Inc. Financial Services	Reduced	96,534	-1,391	$34,687,562	+3.2%	1.85%
SW	Smurfit Westrock plc Consumer Cyclical	Added	772,937	+645	$34,086,521	−4.6%	1.81%
PGR	Progressive Corp Financial Services	Reduced	133,461	-299	$27,667,799	−5.3%	1.47%
RTX	RTX Corp Industrials	Reduced	143,972	-3,089	$26,728,401	−4.2%	1.42%
GOOG	Alphabet Inc. Communication Services	Reduced	72,579	-973	$24,730,568	−4.8%	1.32%
OEF	iShares S&P 100 ETF	Reduced	61,638	-451	$23,550,647	+3.7%	1.25%
JNJ	Johnson & Johnson Healthcare	Reduced	88,415	-184	$23,406,987	+4.0%	1.25%
XOM	ExxonMobil Holdings Corp Energy	Reduced	141,180	-928	$22,977,045	+18.3%	1.22%
LECO	Lincoln Electric Holdings Inc Industrials	Held	86,281	0	$22,828,226	−0.4%	1.21%
WMT	Walmart Inc. Consumer Defensive	Added	216,758	+1,724	$22,525,491	−7.5%	1.20%
AMD	Advanced Micro Devices Inc Technology	Reduced	35,055	-1,351	$21,445,246	+1.4%	1.14%
COP	Conocophillips Energy	Reduced	163,178	-7,390	$20,421,726	+15.2%	1.09%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	73,965	+54,454	$19,582,233	+31.5%	1.04%
GLD	Spdr Gold Trust	Added	51,194	+3,401	$19,496,722	+10.7%	1.04%
MGC	VANGUARD MORNINGSTAR MEGA CAP INDEX FUND	Added	68,765	+2,619	$19,413,047	+7.3%	1.03%
LLY	ELI LILLY & Co Healthcare	Added	16,397	+1,329	$18,972,640	+5.0%	1.01%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	20,534	-755	$18,692,921	−6.1%	0.99%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	139,119	-1,773	$18,406,834	−13.8%	0.98%
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	Added	279,800	+4,450	$16,222,804	−0.7%	0.86%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	209,602	-3,006	$16,191,754	−3.6%	0.86%
SPY	Spdr S&P 500 ETF Trust	Reduced	20,924	-214	$15,957,270	+1.1%	0.85%
VOO	VANGUARD 500 INDEX FUND	Reduced	21,790	-29	$15,271,739	+1.9%	0.81%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	60,098	-387	$14,973,416	+3.9%	0.80%
KO	Coca Cola Co Consumer Defensive	Reduced	168,575	-2,210	$14,510,936	+4.5%	0.77%
HEDJ	WisdomTree Europe Hedged Equity Fund	Reduced	261,596	-970	$14,508,114	−3.1%	0.77%
UNH	Unitedhealth Group Inc Healthcare	Reduced	39,345	-4,589	$14,442,762	−20.9%	0.77%
MRK	Merck & Co., Inc. Healthcare	Reduced	99,008	-248	$14,386,852	+12.8%	0.77%
IYF	iShares U.S. Financials ETF	Reduced	113,178	-1,655	$14,221,947	−2.9%	0.76%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	Added	201,226	+2,716	$13,973,133	−6.0%	0.74%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	247,803	-10,707	$13,931,484	−4.6%	0.74%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	67,924	-1,587	$13,296,123	+0.4%	0.71%
EUAD	Spinnaker ETF Series	Added	310,780	+5,260	$13,018,574	+1.0%	0.69%
TXN	Texas Instruments Inc Technology	Reduced	46,192	-367	$12,937,917	−6.8%	0.69%
LPX	Louisiana-Pacific Corp Industrials	Added	196,957	+364	$12,713,574	−17.8%	0.68%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	Reduced	180,607	-20,551	$12,492,586	−8.1%	0.66%
NVDA	Nvidia Corp Technology	Added	54,312	+11,879	$12,403,774	+46.1%	0.66%
ABT	Abbott Laboratories Healthcare	Reduced	125,186	-5,330	$12,372,132	+4.5%	0.66%
CSCO	Cisco Systems, Inc. Technology	Added	114,791	+2,248	$12,354,955	−6.5%	0.66%
SCHW	Schwab Charles Corp Financial Services	Reduced	119,447	-2,897	$11,674,749	+3.4%	0.62%
PHM	Pultegroup Inc Consumer Cyclical	Reduced	91,097	-784	$10,572,717	−16.1%	0.56%
NGVT	Ingevity Corp Basic Materials	Added	147,900	+404	$10,463,925	−5.0%	0.56%
NEE	Nextera Energy Inc Utilities	Reduced	137,781	-462	$10,435,532	−14.0%	0.56%

Showing the top 50 of 353 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.