WADDELL & REED FINANCIAL INC

CIK

1052100

Location

SHAWNEE MISSION, KS

Portfolio Value

Mid $4,418,238,961

Diversification

Diversified

Filing Date

Global Rank

#115 / 5,899 ▼ 9

Top Industry

Software - Infrastructure 12.2%

3Y Alpha vs SPY

-1.1%

Period ended 5 years ago

Filed May 12, 2021 · 5y

5 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+69.8%

SPY

+74.2%

Annualised alpha

-1.0%

Max drawdown

−20.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

383 positions · as of Mar 31, 2021 · Δ vs Dec 31, 2020

Top Position

7.0%

+0.2 pts

Top 5

18.2%

−0.7 pts

Top 10

24.4%

−0.9 pts

HHI

126

Diversified−8

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2021

Sector	% Portfolio	Value	Positions
Technology	37.8%	$13,932,374,165	66
Healthcare	14.0%	$5,170,984,671	64
Financial Services	12.0%	$4,418,238,961	44
Consumer Cyclical	10.5%	$3,855,485,535	59
Industrials	10.3%	$3,792,211,331	51
Communication Services	6.0%	$2,222,029,716	16
Consumer Defensive	4.0%	$1,471,809,714	19
Basic Materials	1.6%	$598,620,410	24
Energy	1.4%	$515,994,504	25
Unclassified	1.0%	$381,594,385	2
Utilities	0.7%	$262,054,051	9
Real Estate	0.6%	$234,055,566	4

Last Quarter's Activity

Export CSV

Mar 31, 2021 vs Dec 31, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VRNS	Varonis Systems Inc	+1,374,036	2,191,801	$112,527,063
GMAB	Genmab A/S	+1,078,942	4,159,715	$136,563,443
CTSH	Cognizant Technology Solutions Corp	+911,740	1,269,924	$99,206,462
FIVN	Five9, Inc.	+893,067	2,148,101	$335,812,629
IT	Gartner Inc	+809,840	974,655	$177,923,270
TRU	TransUnion	+808,689	2,780,868	$250,278,120
PINS	Pinterest, Inc.	+770,985	1,928,012	$142,730,728
AXP	American Express Co	+664,240	928,803	$131,369,896
BWA	Borgwarner Inc	+588,982	3,971,518	$162,077,252
SYY	Sysco Corp	+532,233	1,853,109	$145,913,802
APAM	Artisan Partners Asset Management Inc.	+523,308	1,640,355	$85,577,320
ON	On Semiconductor Corp	+522,314	3,117,955	$129,738,107
COP	Conocophillips	+448,417	1,310,107	$69,396,367
FOUR	Shift4 Payments, Inc.	+416,278	1,425,484	$116,903,942
IR	Ingersoll Rand Inc.	+328,501	2,485,609	$122,316,818
D	Dominion Energy, Inc	+300,240	317,484	$24,116,084
BX	Blackstone Inc.	+290,433	1,658,777	$123,628,649
ZBH	Zimmer Biomet Holdings, Inc.	+273,355	1,784,222	$277,299,322
EAT	Brinker International, Inc	+260,464	628,965	$44,694,252
KRNT	Kornit Digital Ltd.	+257,993	877,904	$87,017,844
VMI	Valmont Industries Inc	+256,775	324,481	$77,119,399
DLTR	Dollar Tree, Inc.	+228,743	1,650,515	$188,917,946
EOG	Eog Resources Inc	+220,075	948,828	$68,818,494
RPM	Rpm International Inc/De/	+210,930	2,015,617	$185,134,421
AMBA	Ambarella Inc	+207,319	372,598	$37,405,113
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FCX	Freeport-Mcmoran Inc	−1,217,693	745,919	$24,563,112
FISV	Fiserv Inc	−1,174,088	2,785,660	$331,604,966
MS	Morgan Stanley	−1,147,421	3,907,137	$303,428,259
PLUG	Plug Power Inc	−1,007,973	1,270,562	$45,536,942
QCOM	Qualcomm Inc/De	−973,963	2,431,378	$322,376,409
NVT	nVent Electric plc	−950,120	3,329,283	$92,920,288
SRPT	Sarepta Therapeutics, Inc.	−941,262	168,640	$12,568,739
GOOS	Canada Goose Holdings Inc.	−831,726	3,654,361	$143,433,669
ALC	Alcon Inc	−682,441	20,411	$1,432,443
META	Meta Platforms, Inc.	−677,871	3,666,540	$1,079,906,026
AAPL	Apple Inc.	−658,763	13,748,591	$1,679,390,390
SMTC	Semtech Corp	−656,753	1,429,539	$98,638,191
OSUR	Orasure Technologies Inc	−648,578	2,451,123	$28,604,605
MRVI	Maravai Lifesciences Holdings, Inc.	−628,545	1,452,665	$51,772,980
WMT	Walmart Inc.	−620,099	651,801	$29,511,398
ACIW	Aci Worldwide, Inc.	−577,360	9,175,208	$349,116,664
IONS	Ionis Pharmaceuticals Inc	−536,823	1,613,947	$72,563,057
VCYT	Veracyte, Inc.	−527,371	518,499	$27,869,321
HALO	Halozyme Therapeutics, Inc.	−516,285	476,681	$19,872,830
TDOC	Teladoc Health, Inc.	−480,895	572,623	$104,074,230
IBP	Installed Building Products, Inc.	−468,547	93,195	$10,333,461
FAST	Fastenal Co	−422,253	3,751,358	$94,309,140
KO	Coca Cola Co	−396,580	3,279,742	$172,875,200
TSCO	Tractor Supply Co /De/	−388,726	469,036	$16,611,378
SMG	Scotts Miracle-Gro Co	−366,058	603,580	$147,858,992
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
INTC	Intel Corp	2,517,962	$161,149,568
TRMB	Trimble Inc.	1,545,010	$120,186,327
MTN	Vail Resorts Inc	357,832	$104,365,281
VAC	MARRIOTT VACATIONS WORLDWIDE Corp	488,235	$85,040,772
LPRO	Open Lending Corp	1,304,734	$46,213,678
ALGM	Allegro Microsystems, Inc.	1,815,791	$46,030,301
WSO	Watsco Inc	173,062	$45,125,916
PGNY	Progyny, Inc.	996,994	$44,376,202
TNL	Travel & Leisure Co.	722,726	$44,201,922
BAC	Bank Of America Corp /De/	950,363	$36,769,544
VYX	NCR Voyix Corp	1,450,277	$33,765,639
CRI	Carters Inc	306,140	$27,225,030
GAP	Gap Inc	745,887	$22,212,514
PAX	Patria Investments Ltd	1,235,758	$21,526,904
CSTL	Castle Biosciences Inc	296,891	$20,325,157
QTRX	Quanterix Corp	320,812	$18,757,877
MUSA	Murphy USA Inc.	112,178	$16,216,451
BKU	BankUnited, Inc.	322,204	$14,160,865
PRPL	Purple Innovation, Inc.	342,526	$10,840,947
ACGL	Arch Capital Group Ltd.	277,164	$10,634,782
PCRX	Pacira BioSciences, Inc.	129,880	$9,103,289
DVN	Devon Energy Corp/De	412,481	$9,012,709
TDUP	ThredUp Inc.	354,369	$8,267,428
MLM	Martin Marietta Materials Inc	12,346	$4,146,033
CYRX	Cryoport, Inc.	74,274	$3,862,990
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XYZ	Block, Inc.	472,925	$102,927,397
ALGN	Align Technology Inc	155,475	$83,082,730
IRTC	iRhythm Holdings, Inc.	279,979	$66,413,818
PLTR	Palantir Technologies Inc.	2,425,153	$57,112,353
OLLI	Ollie's Bargain Outlet Holdings, Inc.	656,225	$53,659,518
HLI	Houlihan Lokey, Inc.	749,768	$50,406,902
CZR	Caesars Entertainment, Inc.	546,099	$40,558,772
SSD	Simpson Manufacturing Co., Inc.	380,533	$35,560,808
BAH	Booz Allen Hamilton Holding Corp	391,729	$34,150,934
VZ	Verizon Communications Inc	509,795	$29,950,456
WING	Wingstop Inc.	214,813	$28,473,463
LEG	Leggett & Platt Inc	620,795	$27,501,218
EQIX	Equinix Inc	34,603	$24,712,770
FOLD	AMICUS THERAPEUTICS, INC.	949,306	$21,919,475
XP	XP Inc.	532,615	$21,128,837
TCOM	Trip.com Group Ltd	576,969	$19,461,164
BIDU	Baidu, Inc.	82,571	$17,855,153
LMT	Lockheed Martin Corp	49,057	$17,414,253
KEY	Keycorp /New/	874,753	$14,354,696
PLMR	Palomar Holdings, Inc.	118,989	$10,570,982
ECPG	Encore Capital Group Inc	266,318	$10,373,086
HCC	Warrior Met Coal, Inc.	403,891	$8,610,956
ADC	Agree Realty Corp	126,474	$8,420,638
IPGP	Ipg Photonics Corp	35,329	$7,906,276
MORN	Morningstar, Inc.	28,360	$6,567,325
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

44 positions · $4,418,238,961 total · Financial Services only · as of Mar 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
V	Visa Inc. Financial Services	Added	2,119,922	+163,684	$448,851,085	+4.9%	10.16%
PYPL	PayPal Holdings, Inc. Financial Services	Reduced	1,612,889	-64,394	$391,673,964	−0.3%	8.86%
MA	Mastercard Inc Financial Services	Added	894,649	+205,647	$318,539,776	+29.5%	7.21%
MS	Morgan Stanley Financial Services	Reduced	3,907,137	-1,147,421	$303,428,259	−12.4%	6.87%
MKTX	Marketaxess Holdings Inc Financial Services	Added	570,493	+96,688	$284,059,874	+5.1%	6.43%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	1,675,379	-227,640	$255,042,945	+5.5%	5.77%
TRU	TransUnion Financial Services	Added	2,780,868	+808,689	$250,278,120	+27.9%	5.66%
AON	Aon plc Financial Services	Added	792,887	+10,765	$182,451,227	+10.4%	4.13%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	1,401,584	-17,990	$156,528,901	−4.4%	3.54%
CME	Cme Group Inc. Financial Services	Added	670,336	+23,429	$136,902,721	+16.2%	3.10%
SPGI	S&P Global Inc. Financial Services	Added	386,388	+84,812	$136,344,733	+37.5%	3.09%
AXP	American Express Co Financial Services	Added	928,803	+664,240	$131,369,896	+310.7%	2.97%
BX	Blackstone Inc. Financial Services	Added	1,658,777	+290,433	$123,628,649	+39.4%	2.80%
GS	Goldman Sachs Group Inc Financial Services	Reduced	368,606	-14,241	$120,534,162	+19.4%	2.73%
KKR	KKR & Co. Inc. Financial Services	Reduced	2,301,640	-89,426	$112,435,114	+16.1%	2.54%
C	Citigroup Inc Financial Services	Reduced	1,434,955	-252,062	$104,392,976	+0.4%	2.36%
APAM	Artisan Partners Asset Management Inc. Financial Services	Added	1,640,355	+523,308	$85,577,320	+52.2%	1.94%
LPLA	LPL Financial Holdings Inc. Financial Services	Reduced	506,410	-5,627	$71,991,245	+34.9%	1.63%
COF	Capital One Financial Corp Financial Services	Reduced	459,773	-72,367	$58,496,918	+11.2%	1.32%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	185,120	0	$47,292,606	+10.2%	1.07%
AMP	Ameriprise Financial Inc Financial Services	Reduced	203,006	-3,430	$47,188,744	+17.6%	1.07%
PNC	Pnc Financial Services Group, Inc. Financial Services	Reduced	267,670	-11,509	$46,951,994	+12.9%	1.06%
LPRO	Open Lending Corp Financial Services	NEW	1,304,734	NEW	$46,213,678	NEW	1.05%
FAF	First American Financial Corp Financial Services	Added	778,189	+112,012	$44,084,406	+28.2%	1.00%
NTRS	Northern Trust Corp Financial Services	Added	414,605	+55,806	$43,579,131	+30.4%	0.99%
GBCI	Glacier Bancorp, Inc. Financial Services	Reduced	762,908	-43,434	$43,546,788	+17.4%	0.99%
ARES	Ares Management Corp Financial Services	Added	776,929	+83,193	$43,531,331	+33.4%	0.99%
AJG	Arthur J. Gallagher & Co. Financial Services	Added	332,256	+48,672	$41,455,581	+18.2%	0.94%
SYF	Synchrony Financial Financial Services	Reduced	998,384	-148,464	$40,594,293	+2.0%	0.92%
BAC	Bank Of America Corp /De/ Financial Services	NEW	950,363	NEW	$36,769,544	NEW	0.83%
RGA	Reinsurance Group Of America Inc Financial Services	Reduced	282,888	-19,529	$35,658,032	+1.7%	0.81%
HLNE	Hamilton Lane INC Financial Services	Reduced	359,451	-52,845	$31,832,980	−1.1%	0.72%
SBCF	Seacoast Banking Corp Of Florida Financial Services	Reduced	772,022	-7,938	$27,978,077	+21.8%	0.63%
SLQT	SelectQuote, Inc. Financial Services	Reduced	925,226	-299,465	$27,303,419	+7.4%	0.62%
WBS	Webster Financial Corp Financial Services	Reduced	429,672	-63,868	$23,679,223	+13.8%	0.54%
ESNT	Essent Group Ltd. Financial Services	Added	490,856	+71,593	$23,310,751	+28.7%	0.53%
EG	Everest Group, Ltd. Financial Services	Reduced	87,866	-59,155	$21,774,073	−36.7%	0.49%
PAX	Patria Investments Ltd Financial Services	NEW	1,235,758	NEW	$21,526,904	NEW	0.49%
FHN	First Horizon Corp Financial Services	Added	991,135	+74,928	$16,760,092	+43.4%	0.38%
BKU	BankUnited, Inc. Financial Services	NEW	322,204	NEW	$14,160,865	NEW	0.32%
ACGL	Arch Capital Group Ltd. Financial Services	NEW	277,164	NEW	$10,634,782	NEW	0.24%
KMPR	KEMPER Corp Financial Services	Reduced	118,580	-12,328	$9,453,197	−6.0%	0.21%
IBN	Icici Bank Ltd Financial Services	Reduced	14,230	-1,600	$228,106	−3.0%	0.01%
WAL	Western Alliance Bancorporation Financial Services	NEW	2,144	NEW	$202,479	NEW	0.00%