Westend Capital Management, LLC

CIK

1331997

Location

SAUSALITO, CA

Portfolio Value

Small $437,153,274

Diversification

Diversified

Filing Date

Global Rank

#4,189 / 8,818 ▲ 355

Top Industry

Aerospace & Defense 14.4%

Period ended 4 months ago

Filed Aug 7, 2026 · 3mo

10 quarters · since Mar 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 50.2%, 25.0 effective positions, active share 78.5% against the Dow Jones Industrial Average as of 2026-07-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

73.8% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.6 quarters (4 to under 12)

Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 78.5%; sector active share 42.4% against the combined 13F book's sector weights.

Over time 10 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

242 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.4%

+1.0 pts

Top 5

30.6%

−1.3 pts

Top 10

50.2%

−3.5 pts

HHI

401

Diversified−29

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Industrials	28.1%	$122,915,248	29
Energy	18.2%	$79,485,694	21
Technology	10.7%	$46,937,249	25
Consumer Cyclical	10.3%	$45,185,252	11
Basic Materials	8.8%	$38,361,714	8
Healthcare	8.2%	$35,967,548	12
Financial Services	6.5%	$28,378,561	31
Communication Services	3.3%	$14,564,925	7
Consumer Defensive	2.4%	$10,643,270	11
Real Estate	1.6%	$6,892,017	15
Unclassified	1.4%	$6,264,617	65
Utilities	0.4%	$1,557,179	7

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
RH	Rh	+92,014	92,030	$15,160,101
BA	Boeing Co	+89,265	170,259	$36,855,965
NUE	Nucor Corp	+45,103	45,129	$10,052,484
SNOW	Snowflake Inc.	+40,305	40,324	$10,262,458
LLY	ELI LILLY & Co	+9,080	17,366	$20,829,303
QYLD	Global X NASDAQ 100 Covered Call ETF	+8,128	31,788	$585,852
ORCL	Oracle Corp	+7,461	7,776	$1,139,572
DX	Dynex Capital Inc	+5,643	27,955	$366,490
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+5,024	13,894	$853,925
AMZN	Amazon Com Inc	+4,819	60,519	$14,424,098
BRK-B	Berkshire Hathaway Inc	+3,081	3,237	$1,619,762
SPY	Spdr S&P 500 ETF Trust	+2,009	2,189	$1,634,679
VO	VANGUARD MID-CAP INDEX FUND	+480	655	$52,773
GOOGL	Alphabet Inc.	+127	39,854	$14,242,623
O	Realty Income Corp	+116	5,707	$353,605
VOO	VANGUARD 500 INDEX FUND	+110	212	$145,603
AVGO	Broadcom Inc.	+80	509	$192,274
RTX	RTX Corp	+75	609	$115,545
WPC	W. P. Carey Inc.	+72	1,793	$128,199
IBM	International Business Machines Corp	+66	117	$32,901
ASML	Asml Holding NV	+40	7,643	$15,205,289
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+37	165	$78,799
CRAK	VanEck Oil Refiners ETF	+15	26	$1,198
MCD	Mcdonalds Corp	+14	365	$98,663
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	+14	189	$45,925
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CENX	Century Aluminum Co	−378,071	2	$92
AMZY	YieldMax(R) Amzn Option Income Strategy ETF	−20,810	112	$1,196
NVDY	YieldMax(R) Nvda Option Income Strategy ETF	−8,171	39,717	$494,079
HWM	Howmet Aerospace Inc.	−4,811	46,850	$12,596,091
ET	Energy Transfer LP	−3,368	806,861	$15,427,187
KGS	Kodiak Gas Services, Inc.	−2,563	366,972	$27,570,606
TPC	Tutor Perini Corp	−2,053	6,043	$501,387
DB	Deutsche Bank Aktiengesellschaft	−1,902	369,119	$12,461,457
CCJ	Cameco Corp	−1,400	226,675	$23,089,115
STAG	STAG Industrial, Inc.	−1,329	10,000	$380,600
SHEL	Shell plc	−1,284	521	$40,398
GVA	Granite Construction Inc	−854	2,413	$381,447
AAPL	Apple Inc.	−773	51,023	$14,764,015
FCX	Freeport-Mcmoran Inc	−766	305,465	$19,210,693
XOM	ExxonMobil Holdings Corp	−614	10,400	$1,421,888
CTSH	Cognizant Technology Solutions Corp	−600	849	$32,881
PEP	Pepsico Inc	−416	158	$21,393
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−409	68	$25,162
CVX	Chevron Corp	−404	147	$24,366
SCHF	Schwab International Equity ETF	−400	2,811	$77,864
VIK	Viking Holdings Ltd	−341	141,040	$14,762,656
SLRC	SLR Investment Corp.	−336	634	$7,842
PWR	Quanta Services, Inc.	−324	35,186	$25,335,327
ISCG	iShares Morningstar Small-Cap Growth ETF	−269	310	$20,317
JNJ	Johnson & Johnson	−265	1,273	$323,303
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
WBI	WaterBridge Infrastructure LLC	333,660	$11,434,528
TGT	Target Corp	74,290	$9,703,016
BHP	BHP Group Ltd	107,037	$8,917,252
JAN	Janus Living, Inc.	170,780	$4,908,217
RGTI	Rigetti Computing, Inc.	221,827	$4,285,697
D	Dominion Energy, Inc	20,670	$1,411,554
CPNG	Coupang, Inc.	25,000	$434,250
UMAC	Unusual Machines, Inc.	10,000	$223,000
WEN	Wendy's Co	25,000	$207,250
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	345	$54,520
OMAH	VistaShares Target 15 Berkshire Select Income ETF	2,887	$53,236
GLW	Corning Inc	208	$53,129
RIOT	Riot Platforms, Inc.	1,661	$45,478
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	112	$40,958
DIS	Walt Disney Co	400	$38,500
VONE	VANGUARD RUSSELL 1000 INDEX FUND	110	$37,259
GAME	GameSquare Holdings, Inc.	90,000	$35,550
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	110	$33,693
FSUN	Firstsun Capital Bancorp	804	$31,179
VTV	VANGUARD VALUE INDEX FUND	130	$28,330
VIG	Vanguard Specialized Funds	117	$27,684
PSA	Public Storage	67	$21,326
VOE	VANGUARD MID-CAP VALUE INDEX FUND	60	$11,856
SCHD	Schwab U.S. Dividend Equity ETF	333	$10,559
DUK	Duke Energy CORP	68	$8,607
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SCHW	Schwab Charles Corp	120,330	$11,308,613
EQT	EQT Corp	146,408	$9,317,405
ARM	Arm Holdings PLC	53,699	$8,123,584
FLR	Fluor Corp	90,282	$4,211,655
TLRY	Tilray Brands, Inc.	86,830	$561,790
MSOX	AdvisorShares MSOS Daily Leveraged ETF	180,548	$388,178
NVDA	Nvidia Corp	954	$166,377
PFLT	PennantPark Floating Rate Capital Ltd.	17,118	$137,628
—		998	$45,428
KR	Kroger Co	612	$44,284
VV	VANGUARD LARGE-CAP INDEX FUND	141	$42,137
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	447	$21,017
CALM	Cal-Maine Foods Inc	257	$20,341
IXUS	iShares Core MSCI Total International Stock ETF	213	$18,454
ALL	Allstate Corp	80	$16,587
HCA	HCA Healthcare, Inc.	29	$13,723
HAWX	iShares Currency Hedged MSCI ACWI ex U.S. ETF	315	$12,880
COKE	Coca-Cola Consolidated, Inc.	60	$11,504
TJX	Tjx Companies Inc	65	$10,380
AME	Ametek Inc	47	$10,074
DHR	Danaher Corp	53	$10,048
RSG	Republic Services, Inc.	45	$9,855
CMI	Cummins Inc	18	$9,684
MSI	Motorola Solutions, Inc.	21	$9,113
C	Citigroup Inc	78	$8,845
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

242 tracked positions · $437,153,274 total · filing declares 242 positions · $437,153,384 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 242 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
BA	Boeing Co Industrials	Added	170,259	+89,265	$36,855,965	+128.6%	7	$196.20	8.43%
KGS	Kodiak Gas Services, Inc. Energy	Reduced	366,972	-2,563	$27,570,606	+27.9%	3	$35.59	6.31%
PWR	Quanta Services, Inc. Industrials	Reduced	35,186	-324	$25,335,327	+30.0%	10	before history	5.80%
CCJ	Cameco Corp Energy	Reduced	226,675	-1,400	$23,089,115	−6.8%	10	before history	5.28%
CAT	Caterpillar Inc Industrials	Reduced	19,631	-53	$20,905,051	+49.9%	4	$558.68	4.78%
LLY	ELI LILLY & Co Healthcare	Added	17,366	+9,080	$20,829,303	+173.3%	3	$990.46	4.76%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	305,465	-766	$19,210,693	+6.7%	10	before history	4.39%
ET	Energy Transfer LP Energy	Reduced	806,861	-3,368	$15,427,187	−1.3%	10	before history	3.53%
ASML	Asml Holding NV Technology	Added	7,643	+40	$15,205,289	+51.4%	4	$1,370.68	3.48%
RH	Rh Consumer Cyclical	Added	92,030	+92,014	$15,160,101	+677597.9%	2	$137.83	3.47%
AAPL	Apple Inc. Technology	Reduced	51,023	-773	$14,764,015	+12.3%	10	before history	3.38%
VIK	Viking Holdings Ltd Consumer Cyclical	Reduced	141,040	-341	$14,762,656	+42.1%	8	$34.75	3.38%
MRK	Merck & Co., Inc. Healthcare	Reduced	112,297	-71	$14,430,164	+6.8%	10	before history	3.30%
AMZN	Amazon Com Inc Consumer Cyclical	Added	60,519	+4,819	$14,424,098	+24.3%	10	before history	3.30%
GOOGL	Alphabet Inc. Communication Services	Added	39,854	+127	$14,242,623	+24.7%	10	before history	3.26%
ROK	Rockwell Automation, Inc Industrials	Reduced	26,786	-135	$13,261,212	+37.3%	6	$283.07	3.03%
HWM	Howmet Aerospace Inc. Industrials	Reduced	46,850	-4,811	$12,596,091	+5.8%	10	before history	2.88%
GE	General Electric Co Industrials	Reduced	33,479	-13	$12,512,106	+31.7%	10	before history	2.86%
DB	Deutsche Bank Aktiengesellschaft Financial Services	Reduced	369,119	-1,902	$12,461,457	+12.8%	5	$26.89	2.85%
AXP	American Express Co Financial Services	Reduced	35,358	-210	$11,959,843	+11.2%	10	before history	2.74%
WBI	WaterBridge Infrastructure LLC Energy	NEW	333,660	NEW	$11,434,528	NEW	1	$29.11	2.62%
SNOW	Snowflake Inc. Technology	Added	40,324	+40,305	$10,262,458	+358101.0%	2	$184.02	2.35%
NUE	Nucor Corp Basic Materials	Added	45,129	+45,103	$10,052,484	+228573.4%	4	$226.28	2.30%
TGT	Target Corp Consumer Defensive	NEW	74,290	NEW	$9,703,016	NEW	1	$127.05	2.22%
BHP	BHP Group Ltd Basic Materials	NEW	107,037	NEW	$8,917,252	NEW	1	$83.00	2.04%
JAN	Janus Living, Inc. Real Estate	NEW	170,780	NEW	$4,908,217	NEW	1	$25.95	1.12%
RGTI	Rigetti Computing, Inc. Technology	NEW	221,827	NEW	$4,285,697	NEW	1	$19.34	0.98%
SPY	Spdr S&P 500 ETF Trust	Added	2,189	+2,009	$1,634,679	+1296.4%	8	$710.98	0.37%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,237	+3,081	$1,619,762	+2066.8%	10	before history	0.37%
XOM	ExxonMobil Holdings Corp Energy	Reduced	10,400	-614	$1,421,888	−23.9%	10	before history	0.33%
D	Dominion Energy, Inc Utilities	NEW	20,670	NEW	$1,411,554	NEW	1	$65.02	0.32%
ORCL	Oracle Corp Technology	Added	7,776	+7,461	$1,139,572	+2359.2%	10	before history	0.26%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	13,894	+5,024	$853,925	+73.4%	10	before history	0.20%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	1	0	$748,850	+4.3%	10	before history	0.17%
QYLD	Global X NASDAQ 100 Covered Call ETF	Added	31,788	+8,128	$585,852	+44.4%	10	before history	0.13%
AGNC	AGNC Investment Corp. Real Estate	Held	51,776	0	$564,358	+8.7%	10	before history	0.13%
TPC	Tutor Perini Corp Industrials	Reduced	6,043	-2,053	$501,387	−19.8%	10	before history	0.11%
NVDY	YieldMax(R) Nvda Option Income Strategy ETF	Reduced	39,717	-8,171	$494,079	—	8	unpriced	0.11%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	503	-69	$470,541	−17.4%	10	before history	0.11%
CPNG	Coupang, Inc. Consumer Cyclical	NEW	25,000	NEW	$434,250	NEW	1	$18.05	0.10%
AMDY	YieldMax(R) Amd Option Income Strategy ETF	Held	6,840	0	$401,781	—	4	unpriced	0.09%
GVA	Granite Construction Inc Industrials	Reduced	2,413	-854	$381,447	−2.6%	10	before history	0.09%
STAG	STAG Industrial, Inc. Real Estate	Reduced	10,000	-1,329	$380,600	−6.8%	3	$37.96	0.09%
DX	Dynex Capital Inc Real Estate	Added	27,955	+5,643	$366,490	+28.7%	10	before history	0.08%
O	Realty Income Corp Real Estate	Added	5,707	+116	$353,605	+3.4%	2	$62.59	0.08%
SAN	Banco Santander, S.A. Financial Services	Held	24,738	0	$341,384	+22.3%	6	$5.96	0.08%
MOAT	VanEck Morningstar Wide Moat ETF	Held	3,277	0	$340,676	+7.5%	10	before history	0.08%
JNJ	Johnson & Johnson Healthcare	Reduced	1,273	-265	$323,303	−14.0%	10	before history	0.07%
GILD	Gilead Sciences, Inc. Healthcare	Held	2,271	0	$286,918	−9.3%	8	$82.52	0.07%
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund Financial Services	Held	18,773	0	$279,342	+8.9%	10	before history	0.06%

Showing the top 50 of 242 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.