SONORA INVESTMENT MANAGEMENT, LLC

CIK

1418539

Location

TUCSON, AZ

Portfolio Value

Small $673,682,992

Diversification

Diversified

Filing Date

Global Rank

#1,678 / 5,929 ▲ 45 · as of Sep 2021

Top Industry

Software - Infrastructure 7.8%

3Y Alpha vs SPY

-6.7%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+49.6%

SPY

+76.5%

Annualised alpha

-6.5%

Max drawdown

−17.0%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

719 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

6.1%

−0.3 pts

Top 5

18.8%

−0.7 pts

Top 10

28.3%

−0.4 pts

HHI

177

Diversified−3

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Technology	27.3%	$183,605,179	100
Industrials	13.4%	$90,236,371	85
Financial Services	13.3%	$89,902,446	130
Consumer Defensive	10.5%	$70,800,941	33
Healthcare	10.4%	$69,886,692	80
Consumer Cyclical	7.3%	$49,036,056	84
Communication Services	6.0%	$40,101,764	29
Real Estate	3.5%	$23,861,407	53
Basic Materials	3.4%	$22,790,882	45
Energy	2.9%	$19,797,973	36
Utilities	1.7%	$11,172,336	33
Unclassified	0.4%	$2,490,945	11

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FUBO	FuboTV Inc.	+38,425	38,975	$11,206,092
LEG	Leggett & Platt Inc	+23,284	124,439	$5,579,844
KMI	Kinder Morgan, Inc.	+22,868	197,641	$3,306,533
GNL	Global Net Lease, Inc.	+21,940	251,347	$4,026,578
LUV	Southwest Airlines Co	+17,616	117,561	$6,046,162
WPM	Wheaton Precious Metals Corp.	+14,175	54,552	$2,050,064
USB	US Bancorp De	+13,080	163,608	$9,724,859
ORCL	Oracle Corp	+12,931	129,059	$11,244,910
WPC	W. P. Carey Inc.	+11,811	30,046	$2,149,421
MRK	Merck & Co., Inc.	+11,053	130,414	$9,795,395
TFC	Truist Financial Corp	+10,798	174,737	$10,248,325
CSCO	Cisco Systems, Inc.	+9,308	193,347	$10,523,877
VLO	Valero Energy Corp/Tx	+8,646	133,900	$9,449,323
CLF	Cleveland-Cliffs Inc.	+8,225	208,160	$4,123,649
CHI	Calamos Convertible Opportunities & Income Fund	+8,200	19,450	$291,166
LYB	LyondellBasell Industries N.V.	+7,961	76,333	$7,163,852
PAYX	Paychex Inc	+6,935	44,908	$5,049,904
UNP	Union Pacific Corp	+6,358	49,801	$9,761,494
ET	Energy Transfer LP	+6,200	48,606	$465,645
VZ	Verizon Communications Inc	+6,127	163,104	$8,809,247
PHYS	Sprott Physical Gold Trust	+5,500	10,835	$149,523
NVDA	Nvidia Corp	+5,389	6,671	$138,196
CVS	CVS HEALTH Corp	+5,306	38,469	$3,264,479
PFE	Pfizer Inc	+5,085	287,236	$12,354,020
RITM	Rithm Capital Corp.	+5,000	20,887	$229,757
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PNW	Pinnacle West Capital Corp	−40,085	15,225	$1,101,681
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	−21,397	56,376	$451,008
AAPL	Apple Inc.	−11,566	291,908	$41,304,982
FCX	Freeport-Mcmoran Inc	−11,083	2,787	$90,661
T	At&T Inc.	−8,328	181,414	$3,700,900
IONS	Ionis Pharmaceuticals Inc	−4,862	164,503	$5,517,430
EVRG	Evergy, Inc.	−2,760	123,759	$7,697,809
GLW	Corning Inc /Ny	−2,370	108,860	$3,972,301
CSX	Csx Corp	−2,263	54,155	$1,610,569
NOK	Nokia Corp	−2,000	2,020	$11,009
IRM	Iron Mountain Inc	−1,955	94,509	$4,106,416
EXEL	Exelixis, Inc.	−1,535	29,220	$617,710
AGNT	AGNT, Inc.	−1,496	78,847	$3,135,745
BABA	Alibaba Group Holding Ltd	−1,172	1,766	$261,456
EMR	Emerson Electric Co	−1,050	95,527	$8,998,643
SVC	Service Properties Trust	−1,005	14,955	$838,227
SLV	iShares Silver Trust	−1,000	2,275	$46,683
PFL	Pimco Income Strategy Fund	−880	61,081	$709,761
INTC	Intel Corp	−847	79,585	$4,240,288
BMY	Bristol Myers Squibb Co	−838	6,536	$386,735
CINF	Cincinnati Financial Corp	−778	26,572	$3,035,053
KMB	Kimberly Clark Corp	−693	74,226	$9,830,491
WY	Weyerhaeuser Co	−680	31,003	$1,102,776
HYI	Western Asset High Yield Opportunity Fund Inc.	−610	18,390	$292,952
PG	PROCTER & GAMBLE Co	−546	89,116	$12,458,416
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SLI	Standard Lithium Ltd.	21,000	$170,730
GE	General Electric Co	2,367	$151,936
GUT	Gabelli Utility Trust	12,015	$92,162
AM	Antero Midstream Corp	5,000	$52,100
BCV	Bancroft Fund Ltd	1,754	$51,971
RFI	Cohen & Steers Total Return Realty Fund Inc	2,591	$42,181
ARCC	Ares Capital Corp	2,000	$40,660
BBBY	Bed Bath & Beyond, Inc.	500	$38,960
ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund	1,755	$37,346
EXC	Exelon Corp	1,000	$34,479
UTG	Reaves Utility Income Fund	1,000	$32,770
RC	Ready Capital Corp	2,098	$30,274
DTM	DT Midstream, Inc.	567	$26,218
EXPD	Expeditors International Of Washington Inc	207	$24,659
CAKE	Cheesecake Factory Inc	500	$23,500
AES	Aes Corp	1,000	$22,830
SSYS	Stratasys Ltd.	1,000	$21,520
PBR	Petrobras - Petroleo Brasileiro SA	2,000	$20,680
ABR	Arbor Realty Trust Inc	1,000	$18,530
DDD	3D Systems Corp	500	$13,785
LMND	Lemonade, Inc.	200	$13,402
CF	CF Industries Holdings, Inc.	220	$12,280
LRN	Stride, Inc.	300	$10,782
PHK	Pimco High Income Fund	1,717	$10,782
FTV	Fortive Corp	200	$10,636
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ACH	Accendra Health Inc/Va/	1,450	$61,378
TBCH	Turtle Beach Corp	1,900	$60,648
RNG	RingCentral, Inc.	200	$58,116
SONO	Sonos Inc	1,250	$44,037
RRC	Range Resources Corp	2,000	$33,520
ERII	Energy Recovery, Inc.	1,320	$30,069
CDP	Copt Defense Properties	1,000	$27,990
CLSK	Cleanspark, Inc.	1,390	$23,129
UTZ	Utz Brands, Inc.	958	$20,874
FVRR	Fiverr International Ltd.	50	$12,124
GTM	ZoomInfo Technologies Inc.	200	$10,434
CEVA	Ceva Inc	220	$10,406
NYMXF	Nymox Pharmaceutical Corp	3,800	$6,004
FANG	Diamondback Energy, Inc.	60	$5,633
CRL	Charles River Laboratories International, Inc.	13	$4,808
GNTX	Gentex Corp	131	$4,334
EG	Everest Group, Ltd.	15	$3,780
ESS	Essex Property Trust, Inc.	12	$3,600
ZD	Ziff Davis, Inc.	30	$3,588
INFY	Infosys Ltd	124	$2,627
TX	Ternium S.A.	61	$2,346
EMN	Eastman Chemical Co	19	$2,218
FN	Fabrinet	23	$2,205
AXTA	Axalta Coating Systems Ltd.	64	$1,951
OSK	Oshkosh Corp	14	$1,744
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

719 positions · $673,682,992 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 719 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	291,908	-11,566	$41,304,982	−0.6%	6.13%
MSFT	Microsoft Corp Technology	Added	133,414	+1,096	$37,612,074	+4.9%	5.58%
QCOM	Qualcomm Inc/De Technology	Reduced	156,763	-332	$20,219,291	−10.0%	3.00%
RSG	Republic Services, Inc. Industrials	Added	115,741	+2,205	$13,895,864	+11.3%	2.06%
BX	Blackstone Inc. Financial Services	Added	116,386	+624	$13,540,347	+20.4%	2.01%
HD	Home Depot, Inc. Consumer Cyclical	Added	41,142	+1,013	$13,505,272	+5.5%	2.00%
JPM	Jpmorgan Chase & Co Financial Services	Added	78,904	+2,942	$12,915,795	+9.3%	1.92%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	28,672	+744	$12,883,763	+16.6%	1.91%
JNJ	Johnson & Johnson Healthcare	Added	77,722	+2,209	$12,552,103	+0.9%	1.86%
ADBE	Adobe Inc. Technology	Reduced	21,680	-19	$12,481,609	−1.8%	1.85%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	89,116	-546	$12,458,416	+3.0%	1.85%
PFE	Pfizer Inc Healthcare	Added	287,236	+5,085	$12,354,020	+11.8%	1.83%
AJG	Arthur J. Gallagher & Co. Financial Services	Added	82,084	+4,333	$12,201,786	+12.0%	1.81%
TXN	Texas Instruments Inc Technology	Added	58,561	+2,412	$11,256,009	+4.2%	1.67%
ORCL	Oracle Corp Technology	Added	129,059	+12,931	$11,244,910	+24.4%	1.67%
FUBO	FuboTV Inc. Communication Services	Added	38,975	+38,425	$11,206,092	+5187.7%	1.66%
PEP	Pepsico Inc Consumer Defensive	Added	73,098	+2,845	$10,994,670	+5.6%	1.63%
CSCO	Cisco Systems, Inc. Technology	Added	193,347	+9,308	$10,523,877	+7.9%	1.56%
TFC	Truist Financial Corp Financial Services	Added	174,737	+10,798	$10,248,325	+12.6%	1.52%
LMT	Lockheed Martin Corp Industrials	Added	29,619	+1,419	$10,221,516	−4.2%	1.52%
KMB	Kimberly Clark Corp Consumer Defensive	Reduced	74,226	-693	$9,830,491	−1.9%	1.46%
MRK	Merck & Co., Inc. Healthcare	Added	130,414	+11,053	$9,795,395	+5.5%	1.45%
UNP	Union Pacific Corp Industrials	Added	49,801	+6,358	$9,761,494	+2.2%	1.45%
RTX	RTX Corp Industrials	Added	113,267	+24	$9,736,431	+0.8%	1.45%
USB	US Bancorp De Financial Services	Added	163,608	+13,080	$9,724,859	+13.4%	1.44%
VLO	Valero Energy Corp/Tx Energy	Added	133,900	+8,646	$9,449,323	−3.4%	1.40%
EMR	Emerson Electric Co Industrials	Reduced	95,527	-1,050	$8,998,643	−3.2%	1.34%
SBUX	Starbucks Corp Consumer Cyclical	Added	81,189	+3,389	$8,955,958	+3.0%	1.33%
VZ	Verizon Communications Inc Communication Services	Added	163,104	+6,127	$8,809,247	+0.2%	1.31%
HON	Honeywell International Inc Industrials	Added	39,586	+1,919	$8,306,433	+1.7%	1.23%
EVRG	Evergy, Inc. Utilities	Reduced	123,759	-2,760	$7,697,809	+0.7%	1.14%
DIS	Walt Disney Co Communication Services	Added	44,661	+3,898	$7,555,301	+5.4%	1.12%
META	Meta Platforms, Inc. Communication Services	Added	21,739	+2,367	$7,377,999	+9.5%	1.10%
V	Visa Inc. Financial Services	Added	32,258	+3,262	$7,185,469	+6.0%	1.07%
LYB	LyondellBasell Industries N.V. Basic Materials	Added	76,333	+7,961	$7,163,852	+1.9%	1.06%
MCD	Mcdonalds Corp Consumer Cyclical	Added	29,628	+2,729	$7,143,607	+15.0%	1.06%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	36,402	+3,465	$7,121,687	+13.3%	1.06%
MDT	Medtronic plc Healthcare	Added	55,379	+4,697	$6,941,757	+10.3%	1.03%
ACN	Accenture plc Technology	Added	21,376	+1,774	$6,838,609	+18.3%	1.02%
AMGN	Amgen Inc Healthcare	Added	30,789	+416	$6,547,280	−11.6%	0.97%
GIS	General Mills Inc Consumer Defensive	Added	103,505	+393	$6,191,669	−1.4%	0.92%
LUV	Southwest Airlines Co Industrials	Added	117,561	+17,616	$6,046,162	+13.9%	0.90%
ITW	Illinois Tool Works Inc Industrials	Added	28,693	+2,716	$5,928,834	+2.1%	0.88%
MGM	MGM Resorts International Consumer Cyclical	Added	134,770	+3,639	$5,815,325	+4.0%	0.86%
LEG	Leggett & Platt Inc Consumer Cyclical	Added	124,439	+23,284	$5,579,844	+6.5%	0.83%
UNH	Unitedhealth Group Inc Healthcare	Added	14,128	+2,228	$5,520,374	+15.8%	0.82%
IONS	Ionis Pharmaceuticals Inc Healthcare	Reduced	164,503	-4,862	$5,517,430	−18.3%	0.82%
MMM	3M Co Industrials	Added	37,228	+727	$5,460,312	−9.9%	0.81%
KO	Coca Cola Co Consumer Defensive	Added	100,419	+566	$5,268,984	−2.5%	0.78%
PAYX	Paychex Inc Technology	Added	44,908	+6,935	$5,049,904	+23.9%	0.75%