American Research & Management Co.

CIK

1506796

Location

MARION, MA

Portfolio Value

Small $339,378,593

Diversification

Diversified

Filing Date

Global Rank

#2,614 / 6,808 ▼ 45 · as of Sep 2022

Top Industry

Drug Manufacturers - General 9.0%

Period ended 3 years ago

Filed Oct 7, 2022 · 3y

11 quarters · since Mar 2020

Portfolio Concentration

353 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

4.5%

+0.2 pts

Top 5

19.1%

+0.2 pts

Top 10

34.6%

+0.2 pts

HHI

218

Diversified+3

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Technology	21.5%	$72,958,721	39
Healthcare	14.9%	$50,648,334	51
Consumer Defensive	13.3%	$45,064,102	27
Unclassified	13.0%	$44,046,247	45
Financial Services	12.7%	$43,012,988	46
Energy	8.3%	$28,022,367	18
Industrials	5.5%	$18,687,985	42
Basic Materials	3.2%	$10,906,624	14
Communication Services	3.0%	$10,157,111	16
Consumer Cyclical	3.0%	$10,096,402	34
Real Estate	1.2%	$3,992,376	12
Utilities	0.5%	$1,785,336	9

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOOGL	Alphabet Inc.	+91,251	95,977	$9,196,967
FCX	Freeport-Mcmoran Inc	+7,863	72,896	$1,992,247
PYPL	PayPal Holdings, Inc.	+4,812	52,635	$4,530,294
ACES	ALPS Clean Energy ETF	+4,489	328,620	$12,014,347
EPD	Enterprise Products Partners L.P.	+3,990	13,980	$332,444
—		+3,860	19,680	$0
ADBE	Adobe Inc.	+1,928	26,641	$7,331,603
NVDA	Nvidia Corp	+1,646	60,936	$7,397,021
EW	Edwards Lifesciences Corp	+1,594	30,520	$2,521,867
FDX	Fedex Corp	+1,569	4,071	$604,421
VB	Vanguard Morningstar Small-Cap ETF	+1,416	78,800	$11,301,450
FAST	Fastenal Co	+1,353	33,817	$1,556,934
TSLA	Tesla, Inc.	+1,288	1,932	$512,463
CINF	Cincinnati Financial Corp	+1,029	6,143	$550,228
AMZN	Amazon Com Inc	+678	59,446	$6,717,398
FNV	FRANCO NEVADA Corp	+491	55,432	$6,623,015
ROP	Roper Technologies Inc	+472	6,959	$2,502,734
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+408	11,431	$0
PANW	Palo Alto Networks Inc	+350	525	$85,989
TMO	Thermo Fisher Scientific Inc.	+289	4,172	$2,115,996
—		+260	7,879	$303,420
VEU	Vanguard FTSE All-World Ex-US ETF	+240	1,029	$42,628
SCCO	Southern Copper Corp/	+220	740	$33,181
NCLH	Norwegian Cruise Line Holdings Ltd.	+200	450	$5,112
BCPC	Balchem Corp	+195	8,337	$1,013,612
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
OKTA	Okta, Inc.	−23,264	2,186	$124,317
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	−6,800	13,118	$0
AFK	VanEck Africa Index ETF	−5,900	1,950	$44,724
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	−4,232	4,533	$81,412
IBM	International Business Machines Corp	−3,600	105,520	$12,536,831
AAPL	Apple Inc.	−3,096	110,953	$15,333,704
BMY	Bristol Myers Squibb Co	−2,735	10,790	$767,061
IAU	Ishares Gold Trust	−2,721	334,431	$10,544,609
TRP	Tc Energy Corp	−2,600	47,525	$1,914,782
GBCI	Glacier Bancorp, Inc.	−2,450	173,058	$8,502,339
WY	Weyerhaeuser Co	−2,352	113,958	$3,254,640
DOV	DOVER Corp	−1,955	48,596	$5,665,321
GILD	Gilead Sciences, Inc.	−1,677	35,315	$2,178,582
CHD	Church & Dwight Co Inc /De/	−1,359	114,262	$8,162,877
VZ	Verizon Communications Inc	−1,267	7,168	$272,168
ADI	Analog Devices Inc	−1,266	78,825	$10,983,475
ITW	Illinois Tool Works Inc	−1,231	42,227	$7,628,307
BAB	Invesco Taxable Municipal Bond ETF	−1,108	39,689	$0
SBCF	Seacoast Banking Corp Of Florida	−1,048	78,799	$2,382,093
INTC	Intel Corp	−1,000	6,432	$165,752
PAYX	Paychex Inc	−988	49,740	$5,581,325
BHF	Brighthouse Financial, Inc.	−900	41,672	$1,022,630
BIV	Vanguard Intermediate-Term Bond ETF	−817	3,993	$298,756
RMD	Resmed Inc	−624	13,059	$2,850,779
PG	PROCTER & GAMBLE Co	−576	60,852	$7,682,565
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
MAA	Mid America Apartment Communities Inc.	240	$37,216
COF	Capital One Financial Corp	136	$12,535
ASML	Asml Holding NV	25	$10,383
TSM	Taiwan Semiconductor Manufacturing Co Ltd	94	$6,444
AMD	Advanced Micro Devices Inc	101	$6,399
DVN	Devon Energy Corp/De	74	$4,449
AVGO	Broadcom Inc.	8	$3,552
AMT	American Tower Corp /Ma/	16	$3,435
HMC	Honda Motor Co Ltd	151	$3,260
IR	Ingersoll Rand Inc.	75	$3,244
BHP	BHP Group Ltd	59	$2,952
HLN	Haleon plc	478	$2,911
ZM	Zoom Communications, Inc.	36	$2,649
NOW	ServiceNow, Inc.	7	$2,643
ISRG	Intuitive Surgical Inc	12	$2,249
ABEV	Ambev S.A.	783	$2,215
GS	Goldman Sachs Group Inc	7	$2,051
LRCX	Lam Research Corp	4	$1,464
DOCU	Docusign, Inc.	27	$1,443
ABBNY	Abb Ltd	54	$1,363
SLB	Slb Limited/Nv	37	$1,328
TM	Toyota Motor Corp/	10	$1,302
SONY	Sony Group Corp	19	$1,216
CCI	Crown Castle Inc.	8	$1,156
MA	Mastercard Inc	4	$1,137
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BBN	BlackRock Taxable Municipal Bond Trust	1,400	$26,824
SHW	Sherwin Williams Co	100	$22,391
KMB	Kimberly Clark Corp	75	$10,136
VNO	Vornado Realty Trust	354	$10,120
MUSA	Murphy USA Inc.	35	$8,150
SSYS	Stratasys Ltd.	400	$7,496
KR	Kroger Co	156	$7,383
ENB	Enbridge Inc	172	$7,268
SJM	J M SMUCKER Co	50	$6,400
CG	Carlyle Group Inc.	150	$4,749
PEG	Public Service Enterprise Group Inc	75	$4,746
DPZ	Dominos Pizza Inc	12	$4,676
AYRWF	Ayr Wellness Inc.	450	$2,231
GFI	Gold Fields Ltd	105	$957
MRMD	Marimed Inc.	1,600	$752
CC	Chemours Co	14	$448
BMBN	Benchmark Bankshares Inc	18	$416
CELU	Celularity Inc	110	$374
IDXX	Idexx Laboratories Inc /De	1	$350
MSTR	Strategy Inc	2	$328
SNAP	Snap Inc	18	$236
RIOT	Riot Platforms, Inc.	40	$167
PJT	PJT Partners Inc.	2	$140
GME	GameStop Corp.	1	$122
KEEL	Keel Infrastructure Corp.	100	$112
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

353 tracked positions · $339,378,593 total · filing declares 425 positions · $362,188,000 · as of Sep 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 353 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	110,953	-3,096	$15,333,704	−1.7%	4.52%
XOM	ExxonMobil Holdings Corp Energy	Added	150,615	+174	$13,150,195	+2.1%	3.87%
IBM	International Business Machines Corp Technology	Reduced	105,520	-3,600	$12,536,831	−18.6%	3.69%
ACES	ALPS Clean Energy ETF	Added	328,620	+4,489	$12,014,347	+7.6%	3.54%
JNJ	Johnson & Johnson Healthcare	Reduced	72,259	-81	$11,804,230	−8.1%	3.48%
VB	Vanguard Morningstar Small-Cap ETF	Added	78,800	+1,416	$11,301,450	−2.5%	3.33%
ADI	Analog Devices Inc Technology	Reduced	78,825	-1,266	$10,983,475	−6.1%	3.24%
IAU	Ishares Gold Trust	Reduced	334,431	-2,721	$10,544,609	−8.8%	3.11%
PEP	Pepsico Inc Consumer Defensive	Reduced	61,096	-544	$9,974,532	−2.9%	2.94%
SCHW	Schwab Charles Corp Financial Services	Added	138,021	+123	$9,919,569	+13.9%	2.92%
GOOGL	Alphabet Inc. Communication Services	Added	95,977	+91,251	$9,196,967	+35.1%	2.71%
CVX	Chevron Corp Energy	Reduced	62,648	-250	$9,000,638	−1.2%	2.65%
WAT	Waters Corp /De/ Healthcare	Reduced	32,916	-325	$8,871,849	−19.4%	2.61%
GBCI	Glacier Bancorp, Inc. Financial Services	Reduced	173,058	-2,450	$8,502,339	+2.2%	2.51%
FISV	Fiserv Inc	Reduced	89,575	-360	$8,381,532	+4.7%	2.47%
CHD	Church & Dwight Co Inc /De/ Consumer Defensive	Reduced	114,262	-1,359	$8,162,877	−23.8%	2.41%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	60,852	-576	$7,682,565	−13.0%	2.26%
ITW	Illinois Tool Works Inc Industrials	Reduced	42,227	-1,231	$7,628,307	−3.7%	2.25%
NVDA	Nvidia Corp Technology	Added	60,936	+1,646	$7,397,021	−17.7%	2.18%
ADBE	Adobe Inc. Technology	Added	26,641	+1,928	$7,331,603	−19.0%	2.16%
AMZN	Amazon Com Inc Consumer Cyclical	Added	59,446	+678	$6,717,398	+7.6%	1.98%
FNV	FRANCO NEVADA Corp Basic Materials	Added	55,432	+491	$6,623,015	−8.4%	1.95%
MSFT	Microsoft Corp Technology	Added	27,701	+131	$6,451,562	−8.9%	1.90%
DOV	DOVER Corp Industrials	Reduced	48,596	-1,955	$5,665,321	−7.6%	1.67%
PAYX	Paychex Inc Technology	Reduced	49,740	-988	$5,581,325	−3.4%	1.64%
PYPL	PayPal Holdings, Inc. Financial Services	Added	52,635	+4,812	$4,530,294	+35.6%	1.33%
SYBT	Stock Yards Bancorp, Inc. Financial Services	Reduced	62,565	-478	$4,255,045	+12.8%	1.25%
NVS	Novartis AG Healthcare	Reduced	51,290	-312	$3,898,552	−10.6%	1.15%
MO	Altria Group, Inc. Consumer Defensive	Reduced	90,593	-58	$3,658,145	−3.4%	1.08%
ADP	Automatic Data Processing Inc Technology	Reduced	15,437	-305	$3,491,695	+5.6%	1.03%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	42,056	-106	$3,491,068	−16.1%	1.03%
WY	Weyerhaeuser Co Real Estate	Reduced	113,958	-2,352	$3,254,640	−15.5%	0.96%
MKC	Mccormick & Co Inc Consumer Defensive	Reduced	44,022	-225	$3,137,447	−14.8%	0.92%
KO	Coca Cola Co Consumer Defensive	Reduced	52,391	-450	$2,934,943	−11.7%	0.86%
RMD	Resmed Inc Healthcare	Reduced	13,059	-624	$2,850,779	−0.6%	0.84%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Held	9,312	0	$2,696,196	+2.8%	0.79%
TD	Toronto Dominion Bank Financial Services	Held	43,504	0	$2,668,100	−6.5%	0.79%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	9,810	0	$2,619,466	−2.2%	0.77%
EW	Edwards Lifesciences Corp Healthcare	Added	30,520	+1,594	$2,521,867	−8.3%	0.74%
ROP	Roper Technologies Inc Technology	Added	6,959	+472	$2,502,734	−2.2%	0.74%
EL	Estee Lauder Companies Inc Consumer Defensive	Reduced	11,363	-30	$2,453,271	−15.4%	0.72%
NVO	Novo Nordisk A S Healthcare	Held	24,587	0	$2,449,602	−10.6%	0.72%
SBCF	Seacoast Banking Corp Of Florida Financial Services	Reduced	78,799	-1,048	$2,382,093	−9.7%	0.70%
ET	Energy Transfer LP Energy	Reduced	214,990	-100	$2,371,339	+10.5%	0.70%
SYK	Stryker Corp Healthcare	Reduced	11,512	-183	$2,331,640	+0.2%	0.69%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	35,315	-1,677	$2,178,582	−4.7%	0.64%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	4,172	+289	$2,115,996	+0.3%	0.62%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	72,896	+7,863	$1,992,247	+4.7%	0.59%
TRP	Tc Energy Corp Energy	Reduced	47,525	-2,600	$1,914,782	−26.3%	0.56%
HCI	HCI Group, Inc. Financial Services	Reduced	44,516	-43	$1,745,027	−42.2%	0.51%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.