American Research & Management Co.
Filing Date
Global Rank
#3,030
/ 6,827
▼ 30
· as of Sep 2022
Top Industry
Drug Manufacturers - General
8.9%
Period ended 4 years ago
Filed Oct 7, 2022 · 4y
11 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.
Style
Diversified active
Top 10 weight 33.9%, 47.6 effective positions, active share 68.9% against the S&P 500 as of 2022-09-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
3.2% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 10.8 quarters, but 90.3% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2022-09-30, active share 68.9%; sector active share 24.8% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
385 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022Top Position
4.4%
+0.2 pts
Top 5
18.7%
+0.3 pts
Top 10
33.9%
+0.5 pts
HHI
210
Diversified+3
Portfolio Trend
11 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 21.1% | $72,958,721 |
| Healthcare | 14.6% | $50,649,400 |
| Unclassified | 14.6% | $50,582,879 |
| Consumer Defensive | 13.2% | $45,689,102 |
| Financial Services | 12.4% | $43,012,988 |
| Energy | 8.1% | $28,022,028 |
| Industrials | 5.4% | $18,687,985 |
| Basic Materials | 3.1% | $10,907,308 |
| Communication Services | 2.9% | $10,157,111 |
| Consumer Cyclical | 2.9% | $10,096,402 |
| Real Estate | 1.2% | $3,992,376 |
| Utilities | 0.5% | $1,785,336 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOOGL | Alphabet Inc. | +59,318 | 62,441 | $5,972,481 | |
| GOOG | Alphabet Inc. | +31,933 | 33,536 | $3,224,486 | |
| FCX | Freeport-Mcmoran Inc | +7,863 | 72,896 | $1,992,247 | |
| PYPL | PayPal Holdings, Inc. | +4,812 | 52,635 | $4,530,294 | |
| AMLP | Alerian MLP ETF | +4,489 | 328,620 | $12,014,347 | |
| EPD | Enterprise Products Partners L.P. | +3,990 | 13,980 | $332,444 | |
| — | +3,860 | 19,680 | $625,000 | ||
| ADBE | Adobe Inc. | +1,928 | 26,641 | $7,331,603 | |
| NVDA | Nvidia Corp | +1,646 | 60,936 | $7,397,021 | |
| EW | Edwards Lifesciences Corp | +1,594 | 30,520 | $2,521,867 | |
| FDX | Fedex Corp | +1,569 | 4,071 | $604,421 | |
| VBR | VANGUARD SMALL-CAP VALUE INDEX FUND | +1,371 | 78,715 | $11,287,731 | |
| FAST | Fastenal Co | +1,353 | 33,817 | $1,556,934 | |
| TSLA | Tesla, Inc. | +1,288 | 1,932 | $512,463 | |
| CINF | Cincinnati Financial Corp | +1,029 | 6,143 | $550,228 | |
| AMZN | Amazon Com Inc | +678 | 59,446 | $6,717,398 | |
| FNV | FRANCO NEVADA Corp | +491 | 55,432 | $6,623,015 | |
| ROP | Roper Technologies Inc | +472 | 6,959 | $2,502,734 | |
| PANW | Palo Alto Networks Inc | +350 | 525 | $85,989 | |
| TMO | Thermo Fisher Scientific Inc. | +289 | 4,172 | $2,115,996 | |
| — | +260 | 7,879 | $303,420 | ||
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +240 | 429 | $15,654 | |
| SCCO | Southern Copper Corp | +220 | 740 | $33,865 | |
| NCLH | Norwegian Cruise Line Holdings Ltd. | +200 | 450 | $5,112 | |
| BCPC | Balchem Corp | +195 | 8,337 | $1,013,612 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| OKTA | Okta, Inc. | −23,264 | 2,186 | $124,317 | |
| PSK | State Street(R) SPDR(R) ICE Preferred Securities ETF | −6,650 | 1,700 | $59,262 | |
| EMLC | VanEck J.P. Morgan EM Local Currency Bond ETF | −5,900 | 1,750 | $39,900 | |
| PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | −4,232 | 4,533 | $81,412 | |
| IBM | International Business Machines Corp | −3,600 | 105,520 | $12,536,831 | |
| AAPL | Apple Inc. | −3,096 | 110,953 | $15,333,704 | |
| BMY | Bristol Myers Squibb Co | −2,735 | 10,790 | $767,061 | |
| IAU | Ishares Gold Trust | −2,721 | 334,431 | $10,544,609 | |
| TRP | Tc Energy Corp | −2,600 | 47,525 | $1,914,782 | |
| GBCI | Glacier Bancorp, Inc. | −2,450 | 173,058 | $8,502,339 | |
| WY | Weyerhaeuser Co | −2,352 | 113,958 | $3,254,640 | |
| DOV | DOVER Corp | −1,955 | 48,596 | $5,665,321 | |
| GILD | Gilead Sciences, Inc. | −1,677 | 35,315 | $2,178,582 | |
| CHD | Church & Dwight Co Inc | −1,359 | 114,262 | $8,162,877 | |
| VZ | Verizon Communications Inc | −1,267 | 7,168 | $272,168 | |
| ADI | Analog Devices Inc | −1,266 | 78,825 | $10,983,475 | |
| ITW | Illinois Tool Works Inc | −1,231 | 42,227 | $7,628,307 | |
| XSLV | Invesco S&P SmallCap Low Volatility ETF | −1,108 | 39,689 | $1,610,182 | |
| SBCF | Seacoast Banking Corp Of Florida | −1,048 | 78,799 | $2,382,093 | |
| INTC | Intel Corp | −1,000 | 6,432 | $165,752 | |
| PAYX | Paychex Inc | −988 | 49,740 | $5,581,325 | |
| BHFAO | Brighthouse Financial, Inc. | −900 | 41,672 | $1,022,630 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | −817 | 3,993 | $298,756 | |
| RMD | Resmed Inc | −624 | 13,059 | $2,850,779 | |
| PG | PROCTER & GAMBLE Co | −576 | 60,852 | $7,682,565 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | 380 | $38,931 | |
| MAA | Mid America Apartment Communities Inc. | 240 | $37,216 | |
| COF | Capital One Financial Corp | 136 | $12,535 | |
| ASML | Asml Holding NV | 25 | $10,383 | |
| VBK | VANGUARD SMALL-CAP GROWTH INDEX FUND | 45 | $8,780 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | 94 | $6,444 | |
| AMD | Advanced Micro Devices Inc | 101 | $6,399 | |
| EUFN | iShares MSCI Europe Financials ETF | 450 | $6,259 | |
| DVN | Devon Energy Corp | 74 | $4,449 | |
| AVGO | Broadcom Inc. | 8 | $3,552 | |
| AMT | American Tower Corp | 16 | $3,435 | |
| HMC | Honda Motor Co Ltd | 151 | $3,260 | |
| IR | Ingersoll Rand Inc. | 75 | $3,244 | |
| PICK | iShares MSCI Global Metals & Mining Producers ETF | 88 | $2,994 | |
| BHP | BHP Group Ltd | 59 | $2,952 | |
| HLN | Haleon plc | 478 | $2,911 | |
| ZM | Zoom Communications, Inc. | 36 | $2,649 | |
| NOW | ServiceNow, Inc. | 7 | $2,643 | |
| ISRG | Intuitive Surgical Inc | 12 | $2,249 | |
| ABEV | Ambev S.A. | 783 | $2,215 | |
| GS | Goldman Sachs Group Inc | 7 | $2,051 | |
| LRCX | Lam Research Corp | 4 | $1,464 | |
| DOCU | Docusign, Inc. | 27 | $1,443 | |
| ABBNY | Abb Ltd | 54 | $1,363 | |
| SLB | Slb Limited | 37 | $1,328 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| BBN | BlackRock Taxable Municipal Bond Trust | 1,400 | $26,824 | |
| SHW | Sherwin Williams Co | 100 | $22,391 | |
| KMB | Kimberly Clark Corp | 75 | $10,136 | |
| VNO | Vornado Realty Trust | 354 | $10,120 | |
| MUSA | Murphy USA Inc. | 35 | $8,150 | |
| SSYS | Stratasys Ltd. | 400 | $7,496 | |
| KR | Kroger Co | 156 | $7,383 | |
| ENB | Enbridge Inc | 172 | $7,268 | |
| SJM | J M SMUCKER Co | 50 | $6,400 | |
| CG | Carlyle Group Inc. | 150 | $4,749 | |
| PEG | Public Service Enterprise Group Inc | 75 | $4,746 | |
| DPZ | Dominos Pizza Inc | 12 | $4,676 | |
| — | 100 | $4,000 | ||
| IWM | iShares Russell 2000 ETF | 11 | $1,862 | |
| — | 30 | $1,000 | ||
| GFI | Gold Fields Ltd | 105 | $957 | |
| MRMD | Marimed Inc. | 1,600 | $752 | |
| CC | Chemours Co | 14 | $448 | |
| BMBN | Benchmark Bankshares Inc | 18 | $416 | |
| CELU | Celularity Inc | 110 | $374 | |
| IDXX | Idexx Laboratories Inc | 1 | $350 | |
| MSTR | Strategy Inc | 2 | $328 | |
| SNAP | Snap Inc | 18 | $236 | |
| RIOT | Riot Platforms, Inc. | 40 | $167 | |
| PJT | PJT Partners Inc. | 2 | $140 | |
| No positions match the current search. | ||||
385 tracked positions ·
$346,541,636 total
· filing declares
425 positions · $362,188,000
· as of Sep 30, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 385 positions by value
· page 1 of 8
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 110,953 | $15,333,704 | 4.42% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 150,615 | $13,150,195 | 3.79% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 105,520 | $12,536,831 | 3.62% | |
| AMLP |
Alerian MLP ETF
|
Added | 328,620 | $12,014,347 | 3.47% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 72,259 | $11,804,230 | 3.41% | |
| VBR |
VANGUARD SMALL-CAP VALUE INDEX FUND
|
Added | 78,715 | $11,287,731 | 3.26% | |
| ADI |
Analog Devices Inc
Technology
|
Reduced | 78,825 | $10,983,475 | 3.17% | |
| IAU |
Ishares Gold Trust
|
Reduced | 334,431 | $10,544,609 | 3.04% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 61,096 | $9,974,532 | 2.88% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Added | 138,021 | $9,919,569 | 2.86% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 62,648 | $9,000,638 | 2.60% | |
| WAT |
Waters Corp
Healthcare
|
Reduced | 32,916 | $8,871,849 | 2.56% | |
| GBCI |
Glacier Bancorp, Inc.
Financial Services
|
Reduced | 173,058 | $8,502,339 | 2.45% | |
| FISV |
Fiserv Inc
|
Reduced | 89,575 | $8,381,532 | 2.42% | |
| CHD |
Church & Dwight Co Inc
Consumer Defensive
|
Reduced | 114,262 | $8,162,877 | 2.36% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 60,852 | $7,682,565 | 2.22% | |
| ITW |
Illinois Tool Works Inc
Industrials
|
Reduced | 42,227 | $7,628,307 | 2.20% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 60,936 | $7,397,021 | 2.13% | |
| ADBE |
Adobe Inc.
Technology
|
Added | 26,641 | $7,331,603 | 2.12% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 59,446 | $6,717,398 | 1.94% | |
| FNV |
FRANCO NEVADA Corp
Basic Materials
|
Added | 55,432 | $6,623,015 | 1.91% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 27,701 | $6,451,562 | 1.86% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 62,441 | $5,972,481 | 1.72% | |
| DOV |
DOVER Corp
Industrials
|
Reduced | 48,596 | $5,665,321 | 1.63% | |
| PAYX |
Paychex Inc
Technology
|
Reduced | 49,740 | $5,581,325 | 1.61% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
Added | 52,635 | $4,530,294 | 1.31% | |
| SYBT |
Stock Yards Bancorp, Inc.
Financial Services
|
Reduced | 62,565 | $4,255,045 | 1.23% | |
| NVS |
Novartis AG
Healthcare
|
Reduced | 51,290 | $3,898,552 | 1.12% | |
| MO |
Altria Group, Inc.
Consumer Defensive
|
Reduced | 90,593 | $3,658,145 | 1.06% | |
| ADP |
Automatic Data Processing Inc
Technology
|
Reduced | 15,437 | $3,491,695 | 1.01% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Reduced | 42,056 | $3,491,068 | 1.01% | |
| WY |
Weyerhaeuser Co
Real Estate
|
Reduced | 113,958 | $3,254,640 | 0.94% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 33,536 | $3,224,486 | 0.93% | |
| MKC |
Mccormick & Co Inc
Consumer Defensive
|
Reduced | 44,022 | $3,137,447 | 0.91% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 52,391 | $2,934,943 | 0.85% | |
| RMD |
Resmed Inc
Healthcare
|
Reduced | 13,059 | $2,850,779 | 0.82% | |
| VRTX |
Vertex Pharmaceuticals Inc
Healthcare
|
Held | 9,312 | $2,696,196 | 0.78% | |
| TD |
Toronto Dominion Bank
Financial Services
|
Held | 43,504 | $2,668,100 | 0.77% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Held | 9,810 | $2,619,466 | 0.76% | |
| EW |
Edwards Lifesciences Corp
Healthcare
|
Added | 30,520 | $2,521,867 | 0.73% | |
| ROP |
Roper Technologies Inc
Technology
|
Added | 6,959 | $2,502,734 | 0.72% | |
| EL |
Estee Lauder Companies Inc
Consumer Defensive
|
Reduced | 11,363 | $2,453,271 | 0.71% | |
| NVO |
Novo Nordisk A S
Healthcare
|
Held | 24,587 | $2,449,602 | 0.71% | |
| SBCF |
Seacoast Banking Corp Of Florida
Financial Services
|
Reduced | 78,799 | $2,382,093 | 0.69% | |
| ET |
Energy Transfer LP
Energy
|
Reduced | 214,990 | $2,371,000 | 0.68% | |
| SYK |
Stryker Corp
Healthcare
|
Reduced | 11,512 | $2,331,640 | 0.67% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Reduced | 35,315 | $2,178,582 | 0.63% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Added | 4,172 | $2,115,996 | 0.61% | |
| FCX |
Freeport-Mcmoran Inc
Basic Materials
|
Added | 72,896 | $1,992,247 | 0.57% | |
| TRP |
Tc Energy Corp
Energy
|
Reduced | 47,525 | $1,914,782 | 0.55% |
Showing the top 50 of 385 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.