W.G. Shaheen & Associates DBA Whitney & Co

Registered adviser

CIK

1577001

Location

ROCHESTER, NY

Portfolio Value

Mid $1,398,777,483

Diversification

Diversified

Filing Date

Global Rank

#2,065 / 8,826 ▼ 4 · as of Jun 2026

Top Industry

Consumer Electronics 15.9%

Period ended 37 days ago

Filed Nov 3, 2026 · 3d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 117307

Roster of Nov 1, 2026

Regulatory AUM

$1,490,490,730

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,490,490,730	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$1,150,646,873	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$1,017,218,031	Individuals and high net worth (100%)
May 2023 to Mar 2024	$794,075,267	Individuals and high net worth (99%)
Apr 2023	$794,075,267	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$878,141,206	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 45.6%, 27.8 effective positions, active share 55.2% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

10.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.5 quarters (12+), a floor since 51.5% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 55.2%; sector active share 11.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

181 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.8%

+1.3 pts

Top 5

33.7%

+2.0 pts

Top 10

47.8%

+2.2 pts

HHI

395

Diversified+35

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	35.9%	$502,262,827	27
Unclassified	13.4%	$187,069,512	39
Financial Services	12.3%	$172,531,516	23
Healthcare	9.9%	$139,165,730	23
Communication Services	9.7%	$135,801,339	5
Industrials	6.7%	$94,405,077	22
Consumer Cyclical	5.2%	$73,135,649	12
Consumer Defensive	2.7%	$37,443,784	10
Energy	2.2%	$30,747,528	7
Basic Materials	1.3%	$18,241,077	3
Real Estate	0.3%	$4,103,301	2
Utilities	0.3%	$3,870,143	8

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HONA	Honeywell Aerospace Inc.	+103,193	119,375	$18,499,543
FBND	Fidelity Total Bond ETF	+82,736	1,054,139	$45,644,218
CPRT	Copart Inc	+57,841	434,616	$11,856,324
DBND	DoubleLine Opportunistic Core Bond ETF	+39,405	655,523	$28,502,140
NVDA	Nvidia Corp	+24,583	220,497	$50,357,104
MYN	Blackrock Muniyield New York Quality Fund, Inc.	+16,742	92,085	$806,664
DCRE	DoubleLine Commercial Real Estate Debt ETF	+11,538	205,523	$10,485,783
SHY	iShares 1-3 Year Treasury Bond ETF	+9,663	33,388	$2,711,105
CNH	CNH Industrial N.V.	+5,463	1,051,264	$13,508,742
MDT	Medtronic plc	+3,214	51,209	$4,418,824
PAYX	Paychex Inc	+2,738	111,732	$11,005,602
NUAI	New ERA Energy & Digital, Inc.	+2,600	16,600	$111,552
SCHW	Schwab Charles Corp	+2,419	316,798	$30,963,836
NYF	iShares New York Muni Bond ETF	+1,926	26,905	$1,359,240
NOW	ServiceNow, Inc.	+1,787	85,553	$11,464,957
IQLT	iShares MSCI Intl Quality Factor ETF	+1,609	69,743	$3,450,186
IREN	IREN Ltd	+1,520	20,595	$841,923
MOH	Molina Healthcare, Inc.	+1,441	78,102	$14,769,088
ICOP	iShares Copper and Metals Mining ETF	+1,297	174,895	$9,307,911
AGG	iShares Core U.S. Aggregate Bond ETF	+1,132	14,681	$1,387,941
IAU	Ishares Gold Trust	+979	11,986	$936,106
EW	Edwards Lifesciences Corp	+975	178,438	$15,402,768
CRWD	CrowdStrike Holdings, Inc.	+932	1,231	$325,907
CME	Cme Group Inc.	+904	48,649	$12,745,065
NFLX	Netflix Inc	+893	8,945	$622,393
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DMBS	DoubleLine Mortgage ETF	−203,167	4,967	$230,021
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−43,053	370,974	$22,814,901
—		−41,284	14,657	$0
GPUS	Hyperscale Data, Inc.	−40,000	10,000	$1,645
HON	Honeywell International Inc	−13,712	2,410	$508,365
IBIT	iShares Bitcoin Trust ETF	−10,992	58,491	$2,768,963
AAPL	Apple Inc.	−9,925	578,095	$192,517,196
BN	BROOKFIELD Corp	−7,025	35,196	$1,283,246
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−3,553	205,602	$34,187,500
GOOGL	Alphabet Inc.	−3,175	117,733	$40,509,570
ADBE	Adobe Inc.	−2,984	43,649	$10,473,141
RYAAY	Ryanair Holdings PLC	−2,708	216,449	$11,906,859
STZ	Constellation Brands, Inc.	−2,582	3,295	$372,532
GOOG	Alphabet Inc.	−2,228	155,322	$52,924,418
MCD	Mcdonalds Corp	−2,060	5,604	$1,294,187
NEM	NEWMONT Corp	−2,020	153,936	$17,754,978
GIL	Gildan Activewear Inc.	−1,810	6,590	$280,931
JPM	Jpmorgan Chase & Co	−1,745	97,536	$32,267,834
ASML	Asml Holding NV	−1,538	9,273	$16,799,615
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	−1,500	8,390	$857,290
MRK	Merck & Co., Inc.	−1,463	29,877	$4,341,426
CCJ	Cameco Corp	−1,376	36,610	$3,172,988
PYPL	PayPal Holdings, Inc.	−1,347	6,000	$315,180
ITB	iShares U.S. Home Construction ETF	−1,338	70,594	$6,143,089
MRVL	Marvell Technology, Inc.	−1,327	106,665	$28,181,959
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
ISTB	iShares Core 1-5 Year USD Bond ETF	10,319	$487,572
MUB	iShares National Muni Bond ETF	2,870	$290,157
MA	Mastercard Inc	472	$260,293
SUB	iShares Short-Term National Muni Bond ETF	2,355	$246,191
PFE	Pfizer Inc	7,755	$221,172
ROK	Rockwell Automation, Inc	489	$212,876
NTAP	NetApp, Inc.	1,000	$210,080
DE	Deere & Co	308	$206,837
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
RTO	Rentokil Initial PLC	209,923	$6,005,897
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	6,330	$425,629
CARR	CARRIER GLOBAL Corp	3,600	$264,060
QUAL	iShares MSCI USA Quality Factor ETF	1,109	$243,347
DG	Dollar General Corp	1,783	$205,241
UAVS	AgEagle Aerial Systems Inc.	10,048	$8,942
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

181 tracked positions · $1,398,777,483 total · filing declares 181 positions · $1,404,047,478 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 181 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	578,095	-9,925	$192,517,196	+13.1%	13.76%
MSFT	Microsoft Corp Technology	Reduced	142,474	-636	$73,074,914	+36.9%	5.22%
GOOG	Alphabet Inc. Communication Services	Reduced	155,322	-2,228	$52,924,418	−4.9%	3.78%
NVDA	Nvidia Corp Technology	Added	220,497	+24,583	$50,357,104	+28.5%	3.60%
FBND	Fidelity Total Bond ETF	Added	1,054,139	+82,736	$45,644,218	+3.3%	3.26%
META	Meta Platforms, Inc. Communication Services	Reduced	57,085	-300	$41,396,900	+28.1%	2.96%
GOOGL	Alphabet Inc. Communication Services	Reduced	117,733	-3,175	$40,509,570	−6.2%	2.90%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	156,706	-839	$39,043,299	+4.0%	2.79%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	205,602	-3,553	$34,187,500	−0.5%	2.44%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	97,536	-1,745	$32,267,834	−0.7%	2.31%
AVGO	Broadcom Inc. Technology	Reduced	88,844	-893	$31,201,124	−8.0%	2.23%
SCHW	Schwab Charles Corp Financial Services	Added	316,798	+2,419	$30,963,836	+6.7%	2.21%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	58,227	-387	$28,994,134	−1.1%	2.07%
DBND	DoubleLine Opportunistic Core Bond ETF	Added	655,523	+39,405	$28,502,140	+1.5%	2.04%
MRVL	Marvell Technology, Inc. Technology	Reduced	106,665	-1,327	$28,181,959	−12.4%	2.01%
LRCX	Lam Research Corp Technology	Reduced	79,836	-965	$26,226,924	−25.1%	1.87%
V	Visa Inc. Financial Services	Reduced	68,625	-275	$24,659,021	+4.3%	1.76%
VRTX	Vertex Pharmaceuticals Inc Healthcare	Reduced	44,065	-649	$23,037,622	+3.7%	1.65%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	370,974	-43,053	$22,814,901	+3.8%	1.63%
LLY	ELI LILLY & Co Healthcare	Reduced	18,829	-28	$21,786,659	−3.7%	1.56%
HONA	Honeywell Aerospace Inc. Industrials	Added	119,375	+103,193	$18,499,543	+417.1%	1.32%
NEM	NEWMONT Corp Basic Materials	Reduced	153,936	-2,020	$17,754,978	+21.9%	1.27%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	38,624	-29	$17,619,882	−4.5%	1.26%
ASML	Asml Holding NV Technology	Reduced	9,273	-1,538	$16,799,615	−21.9%	1.20%
RTX	RTX Corp Industrials	Added	89,573	+11	$16,629,227	−2.1%	1.19%
IBKR	Interactive Brokers Group, Inc. Financial Services	Reduced	193,196	-315	$16,502,802	−2.0%	1.18%
EW	Edwards Lifesciences Corp Healthcare	Added	178,438	+975	$15,402,768	−4.1%	1.10%
CVX	Chevron Corp Energy	Reduced	73,222	-151	$14,952,664	+22.9%	1.07%
MOH	Molina Healthcare, Inc. Healthcare	Added	78,102	+1,441	$14,769,088	−15.8%	1.06%
BLK	BlackRock, Inc. Financial Services	Reduced	13,646	-244	$14,441,425	+8.1%	1.03%
CI	Cigna Group Healthcare	Reduced	52,716	-84	$14,329,790	−1.6%	1.02%
CNH	CNH Industrial N.V. Industrials	Added	1,051,264	+5,463	$13,508,742	+15.0%	0.97%
BKNG	Booking Holdings Inc. Consumer Cyclical	Reduced	81,252	-952	$13,236,763	−9.7%	0.95%
CRM	Salesforce, Inc. Technology	Reduced	55,783	-214	$12,806,103	+46.0%	0.92%
CME	Cme Group Inc. Financial Services	Added	48,649	+904	$12,745,065	+20.9%	0.91%
COST	Costco Wholesale Corp Consumer Defensive	Added	13,649	+80	$12,425,230	−2.1%	0.89%
RYAAY	Ryanair Holdings PLC Industrials	Reduced	216,449	-2,708	$11,906,859	−16.1%	0.85%
CPRT	Copart Inc Industrials	Added	434,616	+57,841	$11,856,324	+11.6%	0.85%
NOW	ServiceNow, Inc. Technology	Added	85,553	+1,787	$11,464,957	+37.9%	0.82%
PAYX	Paychex Inc Technology	Added	111,732	+2,738	$11,005,602	+2.7%	0.79%
RMD	Resmed Inc Healthcare	Reduced	48,411	-602	$10,703,672	+12.1%	0.77%
DCRE	DoubleLine Commercial Real Estate Debt ETF	Added	205,523	+11,538	$10,485,783	+4.3%	0.75%
ADBE	Adobe Inc. Technology	Reduced	43,649	-2,984	$10,473,141	+9.5%	0.75%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	55,807	-149	$10,284,672	−16.6%	0.74%
ICOP	iShares Copper and Metals Mining ETF	Added	174,895	+1,297	$9,307,911	+8.9%	0.67%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	143,761	-1,166	$8,312,261	−0.8%	0.59%
RRC	Range Resources Corp Energy	Reduced	206,021	-1,208	$7,631,017	−1.0%	0.55%
JNJ	Johnson & Johnson Healthcare	Reduced	27,530	-342	$7,288,292	+3.0%	0.52%
SYK	Stryker Corp Healthcare	Reduced	26,292	-303	$7,240,553	−13.5%	0.52%
MU	Micron Technology Inc Technology	Reduced	6,537	-74	$6,962,624	−8.8%	0.50%

Showing the top 50 of 181 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.