NYL Investors LLC

Registered adviser

CIK

1606720

Location

NEW YORK, NY

Portfolio Value

Small $260,828,300

Diversification

Moderately concentrated

Reports for

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Filing Date

Global Rank

#5,514 / 8,811 ▲ 687

Top Industry

Software - Application 49.5%

3Y Alpha vs SPY

-17.2%

Period ended 4 months ago

Filed Aug 12, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 169553

Roster of Oct 1, 2026

Regulatory AUM

$329,199,595,529

Main clients

Insurance companies (97% of AUM)

Private funds

17 funds · Securitized asset funds

Focus by fund count, roster of Oct 1, 2026

$5,649,088,160 gross assets

LEI

5493000EG09WOQURS721

Private funds on Schedule D 7.B.(1)

As filed Mar 28, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$5,464,131,745 gross assets in 17 funds Securitized asset funds $4,075,255,440 (11) Other private funds $1,388,876,305 (6)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$329,199,595,529	Insurance companies (97%)
Apr 2025 to Mar 2026	$312,155,849,243	Insurance companies (97%)
Apr 2024 to Mar 2025	$300,897,738,311	Insurance companies (96%)
May 2023 to Mar 2024	$291,885,443,528	Insurance companies (96%)
Apr 2023	$291,885,443,528	Insurance companies (96%)
Apr 2022 to Mar 2023	$277,176,221,883	Insurance companies (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 98.7% of the book (60%+)

Turnover

Low turnover

16.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 24.3 quarters (12+), a floor since 90.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 96.2%; sector active share 89.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

29 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

40.0%

+11.0 pts

Top 5

85.2%

+8.6 pts

Top 10

98.7%

+2.0 pts

HHI

2,273

Moderately concentrated+636

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	98.7%	$257,411,182	24
Technology	0.6%	$1,691,983	1
Energy	0.6%	$1,535,195	3
Communication Services	0.1%	$189,940	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
—		+4,877	647,899	$48,754,399
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	+4,260	404,202	$20,226,268
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	+4,252	1,460,850	$32,723,040
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	+3,386	84,150	$13,207,342
VEU	Vanguard International Equity Index Funds	+3,285	45,484	$3,809,285
ACWI	iShares MSCI ACWI ETF	+3,231	84,156	$13,209,967
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	+2,962	268,834	$29,321,724
SCHB	Schwab U.S. Broad Market ETF	+2,821	193,871	$5,614,504
BLV	VANGUARD LONG-TERM BOND INDEX FUND	+2,549	146,377	$10,089,766
IXUS	iShares Core MSCI Total International Stock ETF	+2,257	70,326	$6,711,913
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+1,746	122,372	$10,114,045
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+392	34,157	$5,610,970
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
IQSI	NYLIM Candriam International Equity ETF	−79,000	94,108	$3,603,677
IAGG	iShares Core International Aggregate Bond ETF	−4,514	347,798	$17,598,578
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−747	142,232	$3,629,760
SCHZ	Schwab U.S. Aggregate Bond ETF	−459	157,163	$3,635,180
BNDX	Vanguard Total International Bond ETF	−378	90,733	$4,394,199
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−190	49,531	$3,636,070
AGG	iShares Core U.S. Aggregate Bond ETF	−123	36,740	$3,636,525
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
BKLN	Invesco Ltd.	524,558	$10,706,228
SRLN	State Street(R) Blackstone Senior Loan ETF	47,600	$1,910,664
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

29 tracked positions · $260,828,300 total · filing declares 29 positions · $260,828,302 · as of Jun 30, 2026

All sectors Communication Services Energy Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
		Added	647,899	+4,877	$48,754,399	+1.5%	26+	before history	18.69%
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	Added	1,460,850	+4,252	$32,723,040	+1.1%	26+	before history	12.55%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	268,834	+2,962	$29,321,724	—	26+	before history	11.24%
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	Added	404,202	+4,260	$20,226,268	—	26+	before history	7.75%
IAGG	iShares Core International Aggregate Bond ETF	Reduced	347,798	-4,514	$17,598,578	—	26+	before history	6.75%
ACWI	iShares MSCI ACWI ETF	Added	84,156	+3,231	$13,209,967	—	26+	before history	5.06%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	84,150	+3,386	$13,207,342	+18.2%	26+	before history	5.06%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	122,372	+1,746	$10,114,045	+1.3%	26+	before history	3.88%
BLV	VANGUARD LONG-TERM BOND INDEX FUND	Added	146,377	+2,549	$10,089,766	+2.0%	26+	before history	3.87%
IXUS	iShares Core MSCI Total International Stock ETF	Added	70,326	+2,257	$6,711,913	—	26+	before history	2.57%
SCHB	Schwab U.S. Broad Market ETF	Added	193,871	+2,821	$5,614,504	+17.1%	26+	before history	2.15%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	34,157	+392	$5,610,970	—	26+	before history	2.15%
EFA	iShares MSCI EAFE ETF	Held	45,239	0	$4,699,427	—	7	unpriced	1.80%
BNDX	Vanguard Total International Bond ETF	Reduced	90,733	-378	$4,394,199	+0.4%	26+	before history	1.68%
VOO	VANGUARD 500 INDEX FUND	Held	6,217	0	$4,269,897	+14.9%	7	unpriced	1.64%
VEU	Vanguard International Equity Index Funds	Added	45,484	+3,285	$3,809,285	+20.2%	26+	before history	1.46%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	36,740	-123	$3,636,525	—	26+	before history	1.39%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	49,531	-190	$3,636,070	−0.7%	26+	before history	1.39%
SCHZ	Schwab U.S. Aggregate Bond ETF	Reduced	157,163	-459	$3,635,180	−0.7%	26+	before history	1.39%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Reduced	142,232	-747	$3,629,760	−0.9%	26+	before history	1.39%
IQSI	NYLIM Candriam International Equity ETF	Reduced	94,108	-79,000	$3,603,677	−40.9%	11	$26.97	1.38%
IVV	iShares Core S&P 500 ETF	Held	4,554	0	$3,410,445	—	7	unpriced	1.31%
VTWV	VANGUARD RUSSELL 2000 VALUE INDEX FUND	Held	14,206	0	$2,776,420	+16.9%	5	$143.08	1.06%
VTWG	VANGUARD RUSSELL 2000 GROWTH INDEX FUND	Held	9,482	0	$2,727,781	+25.6%	5	$212.18	1.05%
DBD	DIEBOLD NIXDORF, Inc Technology	Held	19,901	0	$1,691,983	+12.7%	12	$18.98	0.65%
PTEN	Patterson Uti Energy Inc Energy	Held	110,785	0	$1,017,006	−15.2%	19	$8.62	0.39%
FET	Forum Energy Technologies, Inc. Energy	Held	10,301	0	$517,419	−14.4%	14	$29.30	0.20%
OMC	Omnicom Group Inc. Communication Services	Held	2,608	0	$189,940	−3.3%	3	$76.41	0.07%
BATL	Battalion Oil Corp Energy	Held	588	0	$770	−66.4%	26+	before history	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.