IQSI · NYLIM Candriam International Equity ETF · Holdings ETF

$38.15 +0.20 (+0.53%) At close · Oct 21

Volume · Oct 21 2880 Avg daily vol (3M) 9558

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 20

Total Value: $232,086,704

Total Shares: 6,060,813

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 20 13F filers · Δ vs Mar 31, 2026

Top Holder

94.0%

+3.3 pts

Top 5

97.1%

+1.0 pts

Top 10

99.0%

+0.4 pts

HHI

8,834

Highly concentrated+594

Who Holds IQSI

Last 8 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 20 filers, like-for-like change +7.1%; actively managed books +7.2%; index-like books -14.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	97.5%	10	+8.6%	1	1
Bank	0.2%	1	new	1	0
Broker-dealer	0.1%	1	+4.6%	0	0
Holding company	0.3%	2	-11.1%	0	0
Unknown	1.9%	6	-37.8%	1	1

Style	Share	Filers	Change	New	Exited
Index-like	0.2%	1	-14.0%	0	0
Concentrated	2.0%	2	-42.7%	0	1
Diversified active	97.8%	17	+9.1%	3	1
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	99.2%	17	+7.7%	2	1
Medium turnover	0.0%	0	-100.0%	0	1
High turnover	0.8%	2	-26.3%	0	0
Unknown	0.0%	1	new	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.4%	2	-50.2%	1	0
Medium horizon	2.1%	6	-34.7%	0	1
Long horizon	97.5%	12	+9.1%	2	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.8%	6	-45.6%	1	1
$1B to $10B	0.6%	3	-42.3%	1	1
$10B to $100B	95.4%	6	+10.8%	0	0
$100B or more	1.2%	5	+11.7%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.7%	7	-14.9%	1	1
Registered funds and BDCs	94.0%	1	+11.0%	0	0
Pension and profit sharing plans	0.3%	1	+0.5%	0	0
Insurance companies	1.6%	1	-45.6%	0	0
Pooled investment vehicles	0.0%	0	—	0	0
Other investment advisers	0.0%	0	—	0	0
Unknown	2.5%	10	-29.6%	2	1

Private funds	Share	Filers	Change	New	Exited
Securitized asset funds	1.6%	1	-45.6%	0	0
Other private funds	0.9%	2	+0.3%	0	0
Private funds, type not stated	94.0%	1	+11.0%	0	0
No private funds	1.1%	6	-21.3%	1	1
Hedge funds	0.0%	0	—	0	0
Unknown	2.5%	10	-29.6%	2	1

Location	Share	Filers	Change	New	Exited
United States	100.0%	20	+7.1%	3	2
Outside the US	0.0%	0	—	0	0

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

20 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

10.0% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

99.0%

of 13F shares, Herfindahl 0.883

Active holders

+7.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 24.1 quarters

Under 1 year 0.746% 1 to 3 years 4.45% 3 years or more 94.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $10,679 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$27.77

estimated per share

Mar 31, 2026: $26.85

Quarter-end price

$38.29

implied by 13F values

Estimated gain or loss

+37.9%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 98.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: +1

Institutional value: +16.4%

Shares held: +7.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large New York Life Investment Management LLC	+563,885	5,695,211
Mega JANE STREET GROUP, LLC	+6,073	27,267
Mega LPL Financial LLC	+307	6,922
Large CAPTRUST FINANCIAL ADVISORS	+85	16,324
Large OSAIC HOLDINGS, INC.	+79	3,690

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small NYL Investors LLC	−79,000	94,108
Mid FLOW TRADERS U.S. LLC	−24,141	23,471
Small Rossby Financial, LCC	−6,822	3,663
Mega RAYMOND JAMES FINANCIAL INC	−5,384	16,097
Mega MORGAN STANLEY	−2,360	14,497

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega BANK OF AMERICA CORP /DE/	9,099	$348,428
Mid Summit Financial, LLC	8,646	$331,081
Small Silver Grove Financial Group, Inc.	229	$8,769

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Micro Ascentis Independent Advisors	52,852	$1,862,610
Mid KWB Wealth	10,584	$373,001

Filter: New 3 Increased 6 Reduced 9 Sold out 2 Unchanged 2

Holder type: Registered adviser 10 Bank 1 Broker-dealer 1 Holding company 2 Unknown 6

Showing 20 of 20

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

New York Life Investment Management LLC IQSI

$218,086,714

93.97%

5,695,211

NYL Investors LLC IQSI

$3,603,677

1.55%

94,108

Focus Partners Wealth IQSI

$1,410,714

0.61%

36,840

SEEDS INVESTOR LLC IQSI

$1,237,170

0.53%

32,308

Orion Porfolio Solutions, LLC IQSI

$1,127,920

0.49%

29,455

JANE STREET GROUP, LLC IQSI

$1,044,135

0.45%

27,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	27,267	$1,044,135	100.0%	Defined

Paul R. Ried Financial Group, LLC IQSI

$1,008,216

0.43%

26,329

FLOW TRADERS U.S. LLC IQSI

$898,775

0.39%

23,471

CAPTRUST FINANCIAL ADVISORS IQSI

$625,094

0.27%

16,324

RAYMOND JAMES FINANCIAL INC IQSI

$616,401

0.27%

16,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	3,941	$150,912	24.5%	Defined
Raymond James Financial Services Advisors, Inc.	12,156	$465,489	75.5%	Defined

MORGAN STANLEY IQSI

$555,133

0.24%

14,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	14,497	$555,133	100.0%	Defined

Golden State Wealth Management, LLC IQSI

$408,356

0.18%

10,664

BANK OF AMERICA CORP /DE/ IQSI

$348,428

0.15%

9,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	9,099	$348,428	100.0%	Defined

Summit Financial, LLC IQSI

$331,081

0.14%

8,646

LPL Financial LLC IQSI

$265,064

0.11%

6,922

OSAIC HOLDINGS, INC. IQSI

$141,301

0.06%

3,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	3,690	$141,301	100.0%	Defined

Rossby Financial, LCC IQSI

$140,267

0.06%

3,663

HARBOUR INVESTMENTS, INC. IQSI

$131,076

0.06%

3,423

NewEdge Advisors, LLC IQSI

$98,413

0.04%

2,570

Silver Grove Financial Group, Inc. IQSI

$8,769

0.00%

229