FNY Investment Advisers, LLC

CIK

1742998

Location

NEW YORK, NY

Portfolio Value

Small $180,437,957

Diversification

Diversified

Filing Date

Global Rank

#4,433 / 8,588 ▼ 475

Top Industry

Biotechnology 8.3%

3Y Alpha vs SPY

-7.5%

Period ended 3 months ago

Filed Apr 15, 2026 · 2mo

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+45.7%

SPY

+76.8%

Annualised alpha

-7.5%

Max drawdown

−30.0%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

644 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

4.5%

−1.2 pts

Top 5

15.9%

−4.1 pts

Top 10

26.5%

−2.8 pts

HHI

118

Diversified−19

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	23.3%	$42,096,094	121
Financial Services	16.2%	$29,225,656	161
Healthcare	14.0%	$25,208,720	101
Consumer Cyclical	13.0%	$23,545,300	41
Industrials	10.3%	$18,604,613	52
Basic Materials	6.3%	$11,422,633	42
Communication Services	6.2%	$11,149,168	30
Consumer Defensive	5.4%	$9,783,382	20
Energy	2.0%	$3,587,891	25
Real Estate	1.6%	$2,851,883	19
Unclassified	1.1%	$2,014,526	19
Utilities	0.5%	$948,091	13

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ELME	Elme Communities	+771,370	775,200	$1,558,152
FOLD	AMICUS THERAPEUTICS, INC.	+242,970	278,670	$4,029,568
IMDX	Insight Molecular Diagnostics Inc.	+206,837	247,421	$811,540
CWAN	Clearwater Analytics Holdings, Inc.	+198,500	213,500	$5,049,275
SA	Seabridge Gold Inc	+113,043	132,557	$3,756,664
CDRO	Codere Online Luxembourg, S.A.	+111,248	962,426	$8,094,002
SKYT	SkyWater Technology, Inc	+89,734	100,000	$2,741,000
WEAV	Weave Communications, Inc.	+81,894	154,476	$713,679
NAVN	Navan, Inc.	+66,007	72,751	$963,223
KINS	Kingstone Companies, Inc.	+62,904	111,031	$1,617,721
WBD	Warner Bros. Discovery, Inc.	+60,024	106,095	$2,913,368
SGML	Sigma Lithium Corp	+56,838	70,330	$867,871
TERN	Terns Pharmaceuticals, Inc.	+54,720	56,720	$2,990,278
UWMC	UWM Holdings Corp	+51,300	286,300	$1,036,406
WIX	Wix.com Ltd.	+48,291	49,791	$4,484,675
B	Barrick Mining Corp	+36,415	36,749	$1,498,991
WLAC	Willow Lane Acquisition Corp.	+36,220	287,002	$3,056,571
STEX	Streamex Corp.	+27,387	38,341	$43,325
UAA	Under Armour, Inc.	+23,660	24,790	$146,508
AL	SUMISHO AIR LEASE CORP	+21,842	21,916	$1,423,224
JANX	Janux Therapeutics, Inc.	+20,410	30,710	$426,869
PCT	PureCycle Technologies, Inc.	+19,600	20,000	$103,800
AXIL	Axil Brands, Inc.	+18,578	39,782	$278,474
FCRS	FutureCrest Acquisition Corp.	+17,412	148,400	$1,492,904
PCSC	Perceptive Capital Solutions Corp	+15,407	65,370	$717,108
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GNSS	Genasys Inc.	−358,693	675,552	$1,229,504
AIFC	AI Financial Corp	−190,245	9,320	$10,345
UMAC	Unusual Machines, Inc.	−119,001	1,000	$12,400
NIO	NIO Inc.	−118,500	56,500	$340,695
USAR	USA Rare Earth, Inc.	−115,970	60	$908
KVUE	Kenvue Inc.	−93,788	115,871	$1,997,616
ZIM	ZIM Integrated Shipping Services Ltd.	−89,700	16,160	$425,816
CORZ	Core Scientific, Inc./tx	−80,193	5,847	$87,471
AEXA	American Exceptionalism Acquisition Corp. A	−77,700	27,800	$301,074
VALE	Vale S.A.	−73,600	29,400	$467,754
DYNC	Dynamix Corp	−65,144	91,568	$958,716
MBAV	M3-Brigade Acquisition V Corp.	−61,800	97,900	$1,051,446
PROK	Prokidney Corp.	−58,052	1,000	$1,790
CCIX	Churchill Capital Corp IX/Cayman	−52,496	4,444	$47,461
CEPO	Cantor Equity Partners I, Inc.	−52,239	58,361	$612,790
NKLR	Terra Innovatum Global N.V.	−39,159	211	$979
WRBY	Warby Parker Inc.	−34,702	6,624	$139,567
UNH	Unitedhealth Group Inc	−32,266	109	$29,494
AYTU	Aytu Biopharma, Inc	−31,510	90	$245
PNFP	Pinnacle Financial Partners, Inc.	−31,307	25	$2,153
LASR	Nlight, Inc.	−29,618	14,490	$826,219
NVDA	Nvidia Corp	−27,177	6,778	$1,182,083
AUR	Aurora Innovation, Inc.	−26,693	248,400	$1,023,408
CRML	Critical Metals Corp.	−24,495	14,550	$115,527
IMSR	Terrestrial Energy Inc. /DE/	−23,890	66,160	$397,290
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SEE	SEALED AIR CORP/DE	151,884	$6,386,722
FONR	Fonar Corp	252,806	$4,692,079
APLS	Apellis Pharmaceuticals, Inc.	63,092	$2,538,191
RACE	Ferrari N.V.	5,000	$1,692,250
PANW	Palo Alto Networks Inc	10,066	$1,613,781
BCAR	D. Boral ARC Acquisition I Corp.	90,671	$917,590
CROX	Crocs, Inc.	10,000	$830,200
TD	Toronto Dominion Bank	8,800	$821,128
SPHR	Sphere Entertainment Co.	6,500	$763,100
AAPL	Apple Inc.	3,003	$762,131
DEO	Diageo PLC	10,000	$744,500
CRWD	CrowdStrike Holdings, Inc.	1,860	$726,162
PAYS	Paysign, Inc.	123,000	$725,700
FIX	Comfort Systems USA Inc	500	$689,495
PRA	Proassurance Corp	27,262	$673,916
SVCO	Silvaco Group, Inc.	84,500	$598,260
CTLP	Cantaloupe, Inc.	50,000	$540,500
DHT	DHT Holdings, Inc.	28,700	$524,349
PPG	Ppg Industries Inc	4,900	$523,712
WBS	Webster Financial Corp	7,000	$485,940
ARM	Arm Holdings PLC /Uk	2,855	$431,904
ATEX	Anterix Inc.	11,221	$428,529
WFC	Wells Fargo & Company/Mn	5,100	$406,011
MFG	Mizuho Financial Group Inc	50,000	$397,000
EVOX	Evolution Global Acquisition Corp	39,115	$389,585
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BMO	Bank Of Montreal /Can/	104,200	$13,524,118
MPWR	Monolithic Power Systems Inc	10,500	$9,516,780
MS	Morgan Stanley	42,400	$7,527,272
PM	Philip Morris International Inc.	27,400	$4,394,960
EXAS	EXACT SCIENCES CORP	28,500	$2,894,460
CSCO	Cisco Systems, Inc.	33,200	$2,557,396
NUE	Nucor Corp	12,200	$1,989,942
VTR	Ventas, Inc.	24,200	$1,872,596
BMY	Bristol Myers Squibb Co	31,500	$1,699,110
MDY	Spdr S&P Midcap 400 ETF Trust	2,400	$1,447,872
PGR	Progressive Corp/Oh/	6,101	$1,389,319
FTAI	FTAI Aviation Ltd.	6,720	$1,322,832
OCSL	Oaktree Specialty Lending Corp	102,600	$1,307,124
DIS	Walt Disney Co	10,928	$1,243,278
DHR	Danaher Corp /De/	4,700	$1,075,924
GE	General Electric Co	3,360	$1,034,980
BACC	Blue Acquisition Corp/Cayman	99,325	$1,014,108
DPZ	Dominos Pizza Inc	2,400	$1,000,368
SBSW	Sibanye Stillwater Ltd	65,990	$940,357
ENPH	Enphase Energy, Inc.	28,579	$915,956
NTES	NetEase, Inc.	6,500	$894,530
MDT	Medtronic plc	9,050	$869,343
CEG	Constellation Energy Corp	2,366	$835,836
CAH	Cardinal Health Inc	4,000	$822,000
JD	JD.com, Inc.	27,200	$780,640
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

644 positions · $180,437,957 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 151–200 of 644 positions by value · page 4 of 13

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	NEW	10	NEW	$5,771	NEW	0.00%
UNG	United States Natural Gas Fund, LP	NEW	500	NEW	$5,865	NEW	0.00%
FFIN	First Financial Bankshares Inc Financial Services	Held	200	0	$5,890	−1.4%	0.00%
CTBI	Community Trust Bancorp Inc /Ky/ Financial Services	Held	100	0	$6,072	+7.5%	0.00%
JGH	Nuveen Global High Income Fund Financial Services	NEW	500	NEW	$6,110	NEW	0.00%
NPCT	Nuveen Core Plus Impact Fund Financial Services	NEW	600	NEW	$6,114	NEW	0.00%
NXJ	NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Financial Services	NEW	500	NEW	$6,150	NEW	0.00%
NDMO	Nuveen Dynamic Municipal Opportunities Fund Financial Services	NEW	600	NEW	$6,174	NEW	0.00%
NNN	Nnn REIT, Inc. Real Estate	Added	147	+112	$6,178	+345.4%	0.00%
HTFL	Heartflow, Inc. Healthcare	Reduced	260	-30	$6,325	−25.2%	0.00%
EQR	Equity Residential Real Estate	Reduced	110	-970	$6,506	−90.4%	0.00%
IMO	Imperial Oil Ltd Energy	Held	50	0	$6,541	+51.6%	0.00%
SYBT	Stock Yards Bancorp, Inc. Financial Services	NEW	100	NEW	$6,629	NEW	0.00%
ATCX	ATLAS CRITICAL MINERALS Corp	NEW	1,255	NEW	$6,977	NEW	0.00%
BBCQ	Bleichroeder Acquisition Corp. II Financial Services	NEW	700	NEW	$7,014	NEW	0.00%
NQP	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Financial Services	NEW	600	NEW	$7,158	NEW	0.00%
WULF	Terawulf Inc. Financial Services	Reduced	517	-12,723	$7,460	−95.1%	0.00%
AGNC	AGNC Investment Corp. Real Estate	Reduced	750	-3,250	$7,522	−82.5%	0.00%
PML	Pimco Municipal Income Fund II Financial Services	Held	1,000	0	$7,570	+0.4%	0.00%
GETY	Getty Images Holdings, Inc. Communication Services	Held	10,000	0	$7,930	−40.8%	0.00%
ARBE	Arbe Robotics Ltd. Technology	Added	13,052	+52	$7,961	−48.1%	0.00%
CSGS	Csg Systems International Inc Technology	Reduced	100	-6,100	$7,994	−98.3%	0.00%
COMP	Compass, Inc. Real Estate	NEW	1,100	NEW	$8,041	NEW	0.00%
PLTR	Palantir Technologies Inc. Technology	NEW	55	NEW	$8,045	NEW	0.00%
SOC	Sable Offshore Corp. Energy	Reduced	500	-21,420	$8,260	−95.8%	0.00%
ACLX	Arcellx, Inc. Healthcare	NEW	72	NEW	$8,267	NEW	0.00%
PFN	PIMCO Income Strategy Fund II Financial Services	Held	1,200	0	$8,268	−8.1%	0.00%
MDU	Mdu Resources Group Inc Utilities	Held	400	0	$8,288	+6.1%	0.00%
DOW	Dow Inc. Basic Materials	NEW	200	NEW	$8,330	NEW	0.00%
SRG	Seritage Growth Properties Real Estate	Held	3,000	0	$8,430	−13.5%	0.00%
NMCO	Nuveen Municipal Credit Opportunities Fund Financial Services	NEW	800	NEW	$8,464	NEW	0.00%
JRI	Nuveen Real Asset Income & Growth Fund Financial Services	NEW	700	NEW	$8,610	NEW	0.00%
RH	Rh Consumer Cyclical	NEW	62	NEW	$8,668	NEW	0.00%
JQC	Nuveen Credit Strategies Income Fund Financial Services	NEW	1,800	NEW	$8,766	NEW	0.00%
MSM	Msc Industrial Direct Co Inc Industrials	Added	96	+20	$8,857	+38.6%	0.00%
MMD	NYLI MacKay DefinedTerm Muni Opportunities Fund Financial Services	Held	600	0	$8,910	−0.1%	0.00%
JFR	Nuveen Floating Rate Income Fund Financial Services	NEW	1,200	NEW	$9,024	NEW	0.01%
GNPX	Genprex, Inc. Healthcare	NEW	5,000	NEW	$9,050	NEW	0.01%
NEWT	NewtekOne, Inc. Financial Services	Reduced	835	-11	$9,143	−4.8%	0.01%
MCN	XAI Madison Equity Premium Income Fund Financial Services	NEW	1,600	NEW	$9,328	NEW	0.01%
IPWR	Ideal Power Inc. Technology	NEW	3,402	NEW	$9,627	NEW	0.01%
PFLT	PennantPark Floating Rate Capital Ltd. Financial Services	Held	1,200	0	$9,648	−13.3%	0.01%
CIG	Energy Co Of Minas Gerais Utilities	NEW	4,055	NEW	$9,691	NEW	0.01%
BMM	Blue Moon Metals Inc. Basic Materials	NEW	1,500	NEW	$9,810	NEW	0.01%
NWAX	New America Acquisition I Corp. Financial Services	NEW	1,000	NEW	$10,010	NEW	0.01%
XRPN	Armada Acquisition Corp. II Financial Services	Added	990	+192	$10,206	+24.9%	0.01%
AIFC	AI Financial Corp Technology	Reduced	9,320	-190,245	$10,345	−95.3%	0.01%
PRKR	Parkervision Inc Technology	Held	42,050	0	$10,512	+19.0%	0.01%
NKX	Nuveen California Amt-Free Quality Municipal Income Fund Financial Services	NEW	900	NEW	$10,710	NEW	0.01%
BGH	Barings Global Short Duration High Yield Fund Financial Services	NEW	800	NEW	$10,928	NEW	0.01%