NPCT · Nuveen Core Plus Impact Fund

$9.70 +0.02 (+0.21%)

Market Cap

$278.35M

28.75M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 48

Total Value: $82,187,136

Total Shares: 8,113,244

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 48 13F filers · Δ vs Mar 31, 2026

Top Holder

33.0%

−5.9 pts

Top 5

73.9%

+4.0 pts

Top 10

89.5%

+3.8 pts

HHI

1,679

Moderately concentrated−155

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +2

Institutional value: +15.9%

Shares held: +16.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Penserra Capital Management LLC	+31,093	814,982
Large OSAIC HOLDINGS, INC.	+19,550	90,163
Mega LPL Financial LLC	+17,022	100,542
Mega BANK OF AMERICA CORP /DE/	+5,704	176,408
Mid XTX Topco Ltd	+5,426	20,909

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega Invesco Ltd.	−34,203	62,441
Mega MORGAN STANLEY	−27,419	2,674,133
Mega WELLS FARGO & COMPANY/MN	−21,765	324,495
Large GUGGENHEIM CAPITAL LLC	−19,000	485,099
Large CAPTRUST FINANCIAL ADVISORS	−10,236	484,030

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Atlas Wealth LLC	1,535,428	$15,553,885
Large HRT FINANCIAL LP	31,404	$318,122
Large READYSTATE ASSET MANAGEMENT LP	24,509	$248,276
Large NOMURA HOLDINGS INC	16,000	$162,080
Mid Savant Capital, LLC	11,512	$116,616

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Shaker Financial Services, LLC	200,442	$2,042,503
Mid WOLVERINE ASSET MANAGEMENT LLC	86,200	$878,378
Small Almitas Capital LLC	85,383	$870,052
Mid Private Advisor Group, LLC	28,231	$287,673
Mega JANE STREET GROUP, LLC	15,723	$160,217

Filter: New 9 Increased 9 Reduced 19 Sold out 7 Unchanged 11

Showing 48 of 48

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$27,088,965

32.96%

2,674,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	1	$10	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	463,021	$4,690,402	17.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,211,111	$22,398,553	82.7%	Defined

Atlas Wealth LLC

$15,553,885

18.92%

1,535,428

Penserra Capital Management LLC

$8,255,767

10.05%

814,982

GUGGENHEIM CAPITAL LLC

$4,914,052

5.98%

485,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	484,422	$4,907,194	99.9%	Defined
SECURITY INVESTORS LLC	677	$6,858	0.1%	Defined

CAPTRUST FINANCIAL ADVISORS

$4,903,223

5.97%

484,030

SIT INVESTMENT ASSOCIATES INC

$3,871,432

4.71%

382,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	382,175	$3,871,432	100.0%	Sole

WELLS FARGO & COMPANY/MN

$3,287,133

4.00%

324,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,775	$38,240	1.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	320,720	$3,248,893	98.8%	Defined

STIFEL FINANCIAL CORP

$2,633,516

3.20%

259,972

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	259,972	$2,633,516	100.0%	Defined

BANK OF AMERICA CORP /DE/

$1,787,013

2.17%

176,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	176,408	$1,787,013	100.0%	Defined

FLAGSHIP HARBOR ADVISORS, LLC

$1,260,283

1.53%

124,411

LPL Financial LLC

$1,018,490

1.24%

100,542

OSAIC HOLDINGS, INC.

$913,350

1.11%

90,163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	75,050	$760,256	83.2%	Defined
Osaic Advisory Services, LLC	15,113	$153,094	16.8%	Defined

ROYAL BANK OF CANADA

$777,041

0.95%

76,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	71,707	$726,391	93.5%	Defined
RBC Trust Co (Delaware) Ltd	5,000	$50,650	6.5%	Defined

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors

$696,245

0.85%

68,731

Invesco Ltd.

$632,527

0.77%

62,441

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	62,441	$632,527	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$588,492

0.72%

58,094

PFG Investments, LLC

$379,479

0.46%

37,461

EVOLVE PRIVATE WEALTH, LLC

$366,665

0.45%

36,196

SeaCrest Wealth Management, LLC

$334,259

0.41%

32,997

HRT FINANCIAL LP

$318,122

0.39%

31,404

RAYMOND JAMES FINANCIAL INC

$288,725

0.35%

28,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	28,202	$285,686	98.9%	Defined
Raymond James Financial Services Advisors, Inc.	300	$3,039	1.1%	Defined

READYSTATE ASSET MANAGEMENT LP

$248,276

0.30%

24,509

Closed-End Fund Advisors, Inc.

$231,855

0.28%

22,888

UBS Group AG

$227,063

0.28%

22,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	22,415	$227,063	100.0%	Defined

XTX Topco Ltd

$211,808

0.26%

20,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	20,909	$211,808	100.0%	Defined

NOMURA HOLDINGS INC

$162,080

0.20%

16,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	16,000	$162,080	100.0%	Defined

UHLMANN PRICE SECURITIES, LLC

$160,854

0.20%

15,879

Savant Capital, LLC

$116,616

0.14%

11,512

Global Retirement Partners, LLC

$114,995

0.14%

11,352

MERCER GLOBAL ADVISORS INC /ADV

$108,988

0.13%

10,759

Onyx Bridge Wealth Group LLC

$104,004

0.13%

10,267

&PARTNERS

$101,988

0.12%

10,068

US BANCORP \DE\

$92,507

0.11%

9,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	9,132	$92,507	100.0%	Defined

Ameritas Advisory Services, LLC

$84,230

0.10%

8,315

FIFTH THIRD BANCORP

$64,872

0.08%

6,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	6,404	$64,872	100.0%	Defined

CoreCap Advisors, LLC

$50,650

0.06%

5,000

Integrated Wealth Concepts LLC

$48,107

0.06%

4,749

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$41,350

0.05%

4,082

Larson Financial Group LLC

$37,683

0.05%

3,720

Pinnacle Wealth Planning Services, Inc.

$33,337

0.04%

3,291

WPG Advisers, LLC

$20,817

0.03%

2,055

Quent Capital, LLC

$15,195

0.02%

1,500

WHITTIER TRUST CO OF NEVADA INC

$14,060

0.02%

1,388

HIGHLINE WEALTH PARTNERS LLC

$10,130

0.01%

1,000

FNY Investment Advisers, LLC

$6,078

0.01%

600

Rockefeller Capital Management L.P.

$5,277

0.01%

521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	521	$5,277	100.0%	Defined

MARK SHEPTOFF FINANCIAL PLANNING, LLC

$5,065

0.01%

500

ASSETMARK, INC

$587

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	86,200	$878,378	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	15,723	$160,217	100.0%	Defined

Key facts CIK 1835068 CUSIP 67080D103 13F (30d) 40 filings 40 filers Investor relations