BGH · Barings Global Short Duration High Yield Fund

$14.05 -0.04 (-0.28%) At close · Aug 21

Market Cap

$285.77M

20.08M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 55

Total Value: $53,502,412

Total Shares: 3,794,499

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 55 13F filers · Δ vs Mar 31, 2026

Top Holder

15.2%

−2.0 pts

Top 5

48.9%

−2.0 pts

Top 10

70.2%

−2.1 pts

HHI

657

Broadly held−65

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +3

Institutional value: +3.6%

Shares held: +0.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega RAYMOND JAMES FINANCIAL INC	+81,521	249,812
Mid Hennion & Walsh Asset Management, Inc.	+45,638	61,799
Large Corient Private Wealth LLC	+33,821	68,256
Mid WOLVERINE ASSET MANAGEMENT LLC	+31,588	82,572
Large COHEN & STEERS, INC.	+30,000	216,013

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega WELLS FARGO & COMPANY/MN	−73,889	577,327
Large READYSTATE ASSET MANAGEMENT LP	−67,794	15,823
Mega MORGAN STANLEY	−49,698	139,841
Mega Invesco Ltd.	−36,736	299,826
Small Shaker Financial Services, LLC	−32,510	188,748

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Camelot Portfolios, LLC	25,032	$352,951
Mega JANE STREET GROUP, LLC	18,670	$263,247
Mega ENVESTNET ASSET MANAGEMENT INC	12,806	$180,564
Small TWO SIGMA SECURITIES, LLC	12,362	$174,304
Mid J.W. COLE ADVISORS, INC.	11,910	$167,931

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega AMERIPRISE FINANCIAL INC	37,500	$512,250
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	26,393	$360,528
Large Lido Advisors, LLC	20,732	$283,199
Mid Western Wealth Management, LLC	6,402	$87,451
Micro Hamrick Investment Counsel, llc	2,700	$36,882

Filter: New 10 Increased 20 Reduced 15 Sold out 7 Unchanged 10

Showing 55 of 55

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

WELLS FARGO & COMPANY/MN

$8,140,310

15.21%

577,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	115,917	$1,634,429	20.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	461,410	$6,505,881	79.9%	Defined

TSP Capital Management Group, LLC

$5,671,414

10.60%

402,228

GUGGENHEIM CAPITAL LLC

$4,622,290

8.64%

327,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	327,342	$4,615,522	99.9%	Defined
SECURITY INVESTORS LLC	480	$6,768	0.1%	Defined

Invesco Ltd.

$4,227,545

7.90%

299,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	104,468	$1,472,998	34.8%	Defined
Invesco Capital Management LLC	195,358	$2,754,547	65.2%	Defined

RAYMOND JAMES FINANCIAL INC

$3,522,348

6.58%

249,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	214,629	$3,026,268	85.9%	Defined
Raymond James Financial Services Advisors, Inc.	35,183	$496,080	14.1%	Defined

COHEN & STEERS, INC.

$3,045,783

5.69%

216,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	216,013	$3,045,783	100.0%	Sole

Shaker Financial Services, LLC

$2,661,346

4.97%

188,748

Capital Investment Advisors, LLC

$2,182,919

4.08%

154,817

MORGAN STANLEY

$1,971,758

3.69%

139,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	139,841	$1,971,758	100.0%	Defined

PFG Investments, LLC

$1,523,758

2.85%

108,068

WOLVERINE ASSET MANAGEMENT LLC

$1,164,265

2.18%

82,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	82,572	$1,164,265	100.0%	Defined

NewEdge Advisors, LLC

$1,127,393

2.11%

79,957

Advisors Asset Management, Inc.

$969,854

1.81%

68,784

Corient Private Wealth LLC

$962,409

1.80%

68,256

Secure Asset Management, LLC

$895,180

1.67%

63,488

Janney Montgomery Scott LLC

$879,501

1.64%

62,376

Hennion & Walsh Asset Management, Inc.

$871,365

1.63%

61,799

Cetera Investment Advisers

$821,254

1.53%

58,245

BANK OF AMERICA CORP /DE/

$789,853

1.48%

56,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	56,018	$789,853	100.0%	Defined

ROYAL BANK OF CANADA

$759,623

1.42%

53,874

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	51,874	$731,423	96.3%	Defined
RBC Trust Co (Delaware) Ltd	2,000	$28,200	3.7%	Defined

LPL Financial LLC

$694,241

1.30%

49,237

Jefferies Financial Group Inc.

$365,796

0.68%

25,943

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Investment Advisers LLC	25,943	$365,796	100.0%	Defined

FIRST TRUST ADVISORS LP

$361,171

0.68%

25,615

Camelot Portfolios, LLC

$352,951

0.66%

25,032

Baird Financial Group, Inc.

$348,044

0.65%

24,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	24,684	$348,044	100.0%	Defined

Thrivent Financial for Lutherans

$335,509

0.63%

23,795

MCRAE CAPITAL MANAGEMENT INC

$322,847

0.60%

22,897

OSAIC HOLDINGS, INC.

$314,994

0.59%

22,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	22,340	$314,994	100.0%	Defined

JANE STREET GROUP, LLC

$263,247

0.49%

18,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	16,430	$231,663	88.0%	Defined
Jane Street Global Trading, LLC	2,240	$31,584	12.0%	Defined

UBS Group AG

$256,098

0.48%

18,163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	3,611	$50,915	19.9%	Defined
UBS AG	14,552	$205,183	80.1%	Defined

MML INVESTORS SERVICES, LLC

$232,903

0.44%

16,518

CALDWELL SUTTER CAPITAL, INC.

$231,240

0.43%

16,400

BARINGS LLC

$230,267

0.43%

16,331

READYSTATE ASSET MANAGEMENT LP

$223,104

0.42%

15,823

Cambridge Investment Research Advisors, Inc.

$198,189

0.37%

14,056

OPPENHEIMER & CO INC

$191,957

0.36%

13,614

ENVESTNET ASSET MANAGEMENT INC

$180,564

0.34%

12,806

TWO SIGMA SECURITIES, LLC

$174,304

0.33%

12,362

FIFTH THIRD BANCORP

$169,200

0.32%

12,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	12,000	$169,200	100.0%	Defined

J.W. COLE ADVISORS, INC.

$167,931

0.31%

11,910

XTX Topco Ltd

$156,411

0.29%

11,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	11,093	$156,411	100.0%	Defined

Concurrent Investment Advisors, LLC

$149,967

0.28%

10,636

Founders Financial Alliance, LLC

$148,585

0.28%

10,538

Vestmark Advisory Solutions, Inc.

$141,000

0.26%

10,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ELEVATION POINT WEALTH PARTNERS, LLC	10,000	$141,000	100.0%	Other

ELEVATION POINT WEALTH PARTNERS, LLC

$141,000

0.26%

10,000

IFG Advisory, LLC

$95,880

0.18%

6,800

Rockefeller Capital Management L.P.

$55,413

0.10%

3,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	3,930	$55,413	100.0%	Defined

Allworth Financial LP

$50,760

0.09%

3,600

Clear Street Group Inc.

$47,009

0.09%

3,334

SOA Wealth Advisors, LLC.

$38,591

0.07%

2,737

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$25,901

0.05%

1,837

FNY Investment Advisers, LLC

$11,280

0.02%

800

Institute for Wealth Management, LLC.

$7,430

0.01%

527

Integrated Wealth Concepts LLC

$5,640

0.01%

400

HIGHLINE WEALTH PARTNERS LLC

$2,820

0.01%

200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	37,500	$512,250	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	26,393	$360,528	100.0%	Other

Key facts CIK 1521404 CUSIP 06760L100 13F (30d) 48 filings 46 filers Visit website Investor relations