BGH · Barings Global Short Duration High Yield Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2023-04-21 | Freno Michael |
CEO & President |
Other↓
|
Common Shares
|
2,209 |
| 2023-04-21 | Freno Michael |
CEO & President |
Other↓
|
Common Shares
|
2,209 |
| 2023-04-21 | Freno Michael |
CEO & President |
Other↓
|
Common Shares
|
2,209 |
| 2023-04-21 | Freno Michael |
CEO & President |
Other↓
|
Common Shares
|
5,266 |
| 2023-02-14 | Freno Michael |
CEO & President |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
4,531 |
| 2021-11-29 | CRANDALL ROGER W |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
The price reported represents the average sale price on the Transaction Date. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
Common Shares
|
9,220 |
| 2020-12-16 | Freno Michael |
CEO & President |
Sell↓
|
Common Shares
|
14,179 |
| 2020-11-25 | Dillman Rodney J |
Insider |
Sell↓
|
Common Shares
|
1,400 |
| 2020-11-25 | Dillman Rodney J |
Insider |
Sell↓
|
Common Shares
|
2,450 |
| 2020-05-15 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
1,000 |
| 2020-05-15 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
101 |
| 2020-05-15 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
600 |
| 2020-05-15 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
977 |
| 2020-03-11 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
1,200 |
| 2020-03-11 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
100 |
| 2020-03-11 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
1,000 |
| 2020-03-11 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
700 |