BGH · Barings Global Short Duration High Yield Fund
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-01-01 | LaPiana Paul |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-01-01 | FORTIN MARY JANE |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-09-01 | Branca Itzbell |
Chief Compliance Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-05-02 | PARTLAN ERIC |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-04-21 | Freno Michael |
CEO & President |
Other↓
|
Common Shares
|
2,209 |
| 2023-04-21 | Freno Michael |
CEO & President |
Other↓
|
Common Shares
|
2,209 |
| 2023-04-21 | Freno Michael |
CEO & President |
Other↓
|
Common Shares
|
2,209 |
| 2023-04-21 | Freno Michael |
CEO & President |
Other↓
|
Common Shares
|
5,266 |
| 2023-02-22 | MacCordy Gregory Wayne |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-02-22 | STEINNERD ASHLEE |
Chief Legal Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-02-14 | Freno Michael |
CEO & President |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
4,531 |
| 2022-09-16 | TECMIRE BENJAMIN |
Chief Compliance Officer |
Other↑
|
No Securities Owned
|
0 |
| 2021-11-29 | CRANDALL ROGER W |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
The price reported represents the average sale price on the Transaction Date. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
Common Shares
|
9,220 |
| 2021-11-09 | Hanscom Christopher |
Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2021-11-02 | Lloyd Eric J |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2021-08-13 | Olmstead Jill |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2021-08-13 | Mulhern Mark F |
EVP/CFO |
Other↑
|
No Securities Owned
|
0 |
| 2020-12-16 | Freno Michael |
CEO & President |
Sell↓
|
Common Shares
|
14,179 |
| 2020-11-25 | Dillman Rodney J |
Insider |
Sell↓
|
Common Shares
|
1,400 |
| 2020-11-25 | Dillman Rodney J |
Insider |
Sell↓
|
Common Shares
|
2,450 |
| 2020-10-27 | Murray Elizabeth A. |
Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2020-05-15 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
1,000 |
| 2020-05-15 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
101 |
| 2020-05-15 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
600 |
| 2020-05-15 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
977 |
| 2020-04-01 | Cary Christopher |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-03-11 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
1,200 |
| 2020-03-11 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
100 |
| 2020-03-11 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
1,000 |
| 2020-03-11 | Senkpiel Mark |
Insider |
Sell↓
Filing footnotes — Common Shares (Direct)
Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Common Shares
|
700 |
| 2020-03-04 | Cicco Susan |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-03-04 | Merritt Sears |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-03-04 | O'Connor Michael James |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-02-14 | Cowart Michael |
Chief Compliance Officer |
Other↑
|
No Securities Owned
|
0 |
| 2020-01-21 | Nitzan Andrea |
Insider |
Other↑
|
No Securities Owned
|
0 |