AIFC · AI Financial Corp · Holdings

$0.50 +0.01 (+1.43%) At close · Oct 2

Market Cap

$70.74M

139.84M

Volume · Oct 2 836.85K Avg daily vol (3M) 873.2K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 78

Total Value: $23,893,301

Total Shares: 40,497,172

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 78 13F filers · Δ vs Mar 31, 2026

Top Holder

31.4%

+6.9 pts

Top 5

71.6%

+13.4 pts

Top 10

87.3%

+11.2 pts

HHI

1,529

Moderately concentrated+515

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -13

Institutional value: -58.3%

Shares held: -21.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega VANGUARD CAPITAL MANAGEMENT LLC	+676,992	6,156,643
Mega UBS Group AG	+375,710	2,267,328
Large Marex Group plc	+133,459	145,000
Mega GEODE CAPITAL MANAGEMENT, LLC	+106,065	1,597,432
Small CRCM LP	+90,000	12,701,530

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid PRELUDE CAPITAL MANAGEMENT, LLC	−2,150,766	799,389
Mega CITADEL ADVISORS LLC	−1,422,049	228,200
Mega MILLENNIUM MANAGEMENT LLC	−1,163,499	345,419
Small Diametric Capital, LP	−806,042	5,394,578
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−695,390	303,626

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Persistent Asset Partners Ltd	190,191	$112,212
Mega Mitsubishi UFJ Asset Management Co., Ltd.	161,651	$95,374
Mega JPMORGAN CHASE & CO	108,871	$64,233
Mid Perennial Investment Advisors, LLC	21,839	$12,885
Mid SIGNATURE ESTATE & INVESTMENT ADVISORS LLC	19,672	$11,606

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Hunting Hill Global Capital, LLC	1,924,603	$2,136,309
Mid 683 Capital Management, LLC	410,000	$455,100
Large Hudson Bay Capital Management LP	220,009	$244,209
Mid XTX Topco Ltd	217,555	$241,486
Large Squarepoint Ops LLC	186,161	$206,638

Filter: New 11 Increased 15 Reduced 29 Sold out 24 Unchanged 23

Showing 82 of 82

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CRCM LP

$7,493,902

31.36%

12,701,530

VANGUARD CAPITAL MANAGEMENT LLC

$3,632,419

15.20%

6,156,643

Diametric Capital, LP

$3,182,801

13.32%

5,394,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	5,394,578	$3,182,801	100.0%	Defined

BlackRock, Inc.

$1,468,872

6.15%

2,489,615

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Institutional Trust Company, N.A.	2,489,615	$1,468,872	100.0%	Sole

UBS Group AG

$1,337,723

5.60%

2,267,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	2,266,346	$1,337,144	100.0%	Defined
UBS Securities LLC	982	$579	0.0%	Defined

ExodusPoint Capital Management, LP

$1,280,477

5.36%

2,170,301

GEODE CAPITAL MANAGEMENT, LLC

$942,484

3.94%

1,597,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	295,397	$174,284	18.5%	Defined
Held directly	1,302,035	$768,200	81.5%	Defined

Jump Financial, LLC

$590,000

2.47%

1,000,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	1,000,000	$590,000	100.0%	Defined

PRELUDE CAPITAL MANAGEMENT, LLC

$471,639

1.97%

799,389

VANGUARD FIDUCIARY TRUST CO

$459,528

1.92%

778,862

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$353,981

1.48%

599,969

STATE STREET CORP

$308,567

1.29%

522,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	522,996	$308,567	100.0%	Defined

BARCLAYS PLC

$274,440

1.15%

465,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	465,024	$274,364	100.0%	Defined
BARCLAYS CAPITAL INC.	129	$76	0.0%	Defined

MILLENNIUM MANAGEMENT LLC

$203,797

0.85%

345,419

JANE STREET GROUP, LLC

$188,859

0.79%

320,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	320,100	$188,859	100.0%	Defined

NORTHERN TRUST CORP

$163,106

0.68%

276,452

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	276,452	$163,106	100.0%	Defined

SG Americas Securities, LLC

$133,476

0.56%

226,231

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$124,505

0.52%

211,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	211,026	$124,505	100.0%	Other

Persistent Asset Partners Ltd

$112,212

0.47%

190,191

Mitsubishi UFJ Asset Management Co., Ltd.

$95,374

0.40%

161,651

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	161,651	$95,374	100.0%	Defined

Marex Group plc

$85,550

0.36%

145,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	145,000	$85,550	100.0%	Defined

MORGAN STANLEY

$74,491

0.31%

126,259

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	128	$75	0.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	111,220	$65,619	88.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	14,911	$8,797	11.8%	Defined

CITADEL ADVISORS LLC

$71,272

0.30%

120,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	120,800	$71,272	100.0%	Defined

JPMORGAN CHASE & CO

$64,233

0.27%

108,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	108,871	$64,233	100.0%	Defined

CITADEL ADVISORS LLC

$63,366

0.27%

107,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	107,400	$63,366	100.0%	Defined

CITIGROUP INC

$56,768

0.24%

96,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	96,218	$56,768	100.0%	Defined

Private Advisor Group, LLC

$55,965

0.23%

94,857

BANK OF AMERICA CORP /DE/

$50,539

0.21%

85,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	85,660	$50,539	100.0%	Defined

Virtu Financial LLC

$42,716

0.18%

72,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	72,400	$42,716	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$39,530

0.17%

67,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	67,000	$39,530	100.0%	Other

Vanguard Global Advisers, LLC

$30,951

0.13%

52,461

Shay Capital LLC

$29,829

0.12%

50,558

LPL Financial LLC

$25,994

0.11%

44,059

Arkadios Wealth Advisors

$25,676

0.11%

43,520

Engineers Gate Manager LP

$21,061

0.09%

35,697

Savvy Advisors, Inc.

$20,716

0.09%

35,112

Federation des caisses Desjardins du Quebec

$19,706

0.08%

33,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	33,400	$19,706	100.0%	Defined

JANE STREET GROUP, LLC

$19,647

0.08%

33,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	33,300	$19,647	100.0%	Defined

GOLDMAN SACHS GROUP INC

$18,195

0.08%

30,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	30,840	$18,195	100.0%	Defined

BANK OF MONTREAL /CAN/

$16,996

0.07%

28,810

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	10,122	$5,971	35.1%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	18,688	$11,025	64.9%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$15,104

0.06%

25,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	25,600	$15,104	100.0%	Other

Rangeley Capital, LLC

$14,750

0.06%

25,000

TWO SIGMA SECURITIES, LLC

$14,677

0.06%

24,877

Perennial Investment Advisors, LLC

$12,885

0.05%

21,839

HRT FINANCIAL LP

$11,979

0.05%

20,304

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

$11,606

0.05%

19,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	19,672	$11,606	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$11,510

0.05%

19,509

Empowered Funds, LLC

$11,510

0.05%

19,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	19,509	$11,510	100.0%	Other

Harvest Portfolios Group Inc.

$11,319

0.05%

19,186

COMMONWEALTH EQUITY SERVICES, LLC

$9,735

0.04%

16,500

VICTORY CAPITAL MANAGEMENT INC

$9,317

0.04%

15,793

MAI Capital Management

$8,927

0.04%

15,131

NATIONAL BANK OF CANADA /FI/

$8,802

0.04%

14,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	14,920	$8,802	100.0%	Defined

CAPTRUST FINANCIAL ADVISORS

$8,732

0.04%

14,800

Schonfeld Strategic Advisors LLC

$8,729

0.04%

14,796

Bank of New York Mellon Corp

$8,447

0.04%

14,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
The Bank of New York Mellon	14,317	$8,447	100.0%	Defined
Held directly	1	$0	0.0%	Defined

FIRST CITIZENS BANK & TRUST CO

$7,670

0.03%

13,000

VOISARD ASSET MANAGEMENT GROUP, INC.

$7,080

0.03%

12,000

FMR LLC

$6,904

0.03%

11,703

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	9,703	$5,724	82.9%	Defined
STRATEGIC ADVISERS LLC	2,000	$1,180	17.1%	Defined

StoneX Group Inc.

$6,758

0.03%

11,455

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	11,455	$6,758	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$6,313

0.03%

10,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	9,510	$5,610	88.9%	Defined
Raymond James Financial Services Advisors, Inc.	1,192	$703	11.1%	Defined

SCOTIA CAPITAL INC.

$5,900

0.02%

10,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	10,000	$5,900	100.0%	Defined

FNY Investment Advisers, LLC

$5,487

0.02%

9,300

GROUP ONE TRADING LLC

$5,471

0.02%

9,273

WELLS FARGO & COMPANY/MN

$2,950

0.01%

5,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	5,000	$2,950	100.0%	Defined

TD Waterhouse Canada Inc.

$2,514

0.01%

4,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	4,262	$2,514	100.0%	Defined

Tower Research Capital LLC (TRC)

$2,232

0.01%

3,784

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	3,784	$2,232	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$1,947

0.01%

3,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	3,300	$1,947	100.0%	Sole

DELTA ASSET MANAGEMENT LLC/TN

$826

0.00%

1,400

OSAIC HOLDINGS, INC.

$767

0.00%

1,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,300	$767	100.0%	Defined

IFG Advisory, LLC

$271

0.00%

460

Steward Partners Investment Advisory, LLC

$236

0.00%

400

SIGNATUREFD, LLC

$236

0.00%

400

ROYAL BANK OF CANADA

$107

0.00%

183

Truvestments Capital LLC

$99

0.00%

168

HighMark Wealth Management LLC

$59

0.00%

100

Transamerica Financial Advisors, LLC

$57

0.00%

Golden State Wealth Management, LLC

$17

0.00%

GILL CAPITAL PARTNERS, LLC

0.00%

WOLFF WIESE MAGANA LLC

0.00%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

0.00%

SBI Securities Co., Ltd.

0.00%

Key facts CIK 862861 CUSIP 47089W104 13F (30d) 1 filings 1 filers Visit website Investor relations