AIFC · AI Financial Corp
Substantial doubt about the company's ability to continue as a going concern.
“These conditions raise substantial doubt about the Company’s ability to continue as a going concern within one year after the date these financial statements are issued.”View the 10-Q filed May 18, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-08-14 | DANZIGER DAVID C. |
Director |
Buy↑
|
Common Stock
|
10,000 |
| 2025-07-02 | DANZIGER DAVID C. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-07-02 | DANZIGER DAVID C. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock granted on date Mr. Danziger was added as a board member. |
Common Stock
|
10,000 |
| 2025-05-30 | Johnson Virland A |
CFO |
Award↑
|
Warrant (Right to Buy)
|
125,000 |
| 2025-05-30 | Johnson Virland A |
CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units were granted to the Reporting Person pursuant to the Issuer's 2024 Equity Incentive Plan, each of which vested on the Transaction Date. |
Common Stock
|
25,000 |
| 2024-12-06 | Johnson Virland A |
CFO |
Buy↑
|
Common Stock
|
3,000 |
| 2024-09-09 | Tassiopoulos Peter |
Chief Executive Officer |
Buy↑
|
Common Stock
(I)
|
5,000 |
| 2023-01-05 | Johnson Virland A |
CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units were granted to the Reporting Person pursuant to the Issuer's 2016 Equity Incentive Plan, each of which vested on the Transaction Date. |
Common Stock
|
78,617 |
| 2023-01-05 | Isaac Antonios |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock Units were granted to the Reporting Person pursuant to the Issuer's 2016 Equity Incentive Plan, each of which vested on the Transaction Date. On April 19, 2019, the Issuer effected a one-for-five (1:5) reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split and to correct a scrivener's error in which the previously reported balance of securities owned mistakenly included the Reporting Person's stock options. |
Common Stock
|
125,787 |
| 2021-05-24 | Johnson Virland A |
CFO |
Sell↓
|
Common Shares
|
32,933 |
| 2021-02-05 | Johnson Virland A |
CFO |
Sell↓
Filing footnotes — Common Stock (Direct)
Forced sale by brokerage firm due to margin call. |
Common Stock
|
4,112 |
| 2020-11-03 | Johnson Virland A |
CFO |
Sell↓
Filing footnotes — Common Stock (Direct)
Forced sale by brokerage firm due to margin call. |
Common Stock
|
1,469 |
| 2020-03-31 | Johnson Virland A |
CFO |
Sell↓
Filing footnotes — Common Shares (Direct)
forced sale by brokerage firm due to margin call. |
Common Shares
|
4,900 |
| 2020-03-27 | Johnson Virland A |
CFO |
Sell↓
Filing footnotes — Common Shares (Direct)
forced sale by brokerage firm due to margin call. |
Common Shares
|
1,900 |
| 2020-03-25 | Johnson Virland A |
CFO |
Sell↓
Filing footnotes — Common Shares (Direct)
forced sale by brokerage firm due to margin call. |
Common Shares
|
6,686 |