Copper Harbor Investment Advisors, LLC

Registered adviser

CIK

1808027

Location

APPLETON, WI

Portfolio Value

Small $480,310,277

Diversification

Moderately concentrated

Reports for

Jesse Nelson Robert Moore Miranda Hoffman Ramon Mateos Steven Hooyman

Filing Date

Global Rank

#3,955 / 8,816 · as of Jun 2026

Top Industry

Internet Content & Information 23.4%

Period ended 27 days ago

Filed Oct 16, 2026 · 11d

2 quarters · since Jun 2026

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 169978

Roster of Oct 1, 2026

Regulatory AUM

$805,000,000

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$805,000,000	Individuals and high net worth (93%)
Feb 2025 to Mar 2026	$665,000,000	Individuals and high net worth (92%)
Apr 2024 to Jan 2025	$575,000,000	Individuals and high net worth (95%)
Nov 2023 to Mar 2024	$504,000,000	Individuals and high net worth (93%)
May 2023 to Oct 2023	$465,000,000	Individuals and high net worth (95%)
Feb 2023 to Apr 2023	$465,000,000	Individuals and high net worth (95%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 85.8% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 1.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 88.3%; sector active share 83.4% against the combined 13F book's sector weights.

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

99 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

32.2%

+0.2 pts

Top 5

71.0%

+0.3 pts

Top 10

85.7%

−0.1 pts

HHI

1,647

Moderately concentrated+0

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	95.6%	$459,279,295	70
Technology	2.1%	$10,302,083	11
Communication Services	1.0%	$4,929,956	2
Financial Services	0.4%	$2,082,800	5
Healthcare	0.4%	$1,683,777	6
Consumer Cyclical	0.3%	$1,280,205	2
Consumer Defensive	0.1%	$336,825	1
Utilities	0.0%	$210,027	1
Industrials	0.0%	$205,309	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FSMB	First Trust Short Duration Managed Municipal ETF	+296,158	416,118	$8,097,656
CGCB	Capital Group Fixed Income ETF Trust	+65,882	154,454	$3,858,260
JPST	JPMorgan Ultra-Short Income ETF	+36,551	63,124	$3,179,555
JMST	JPMorgan Ultra-Short Municipal Income ETF	+31,453	45,917	$2,321,563
CGDV	Capital Group Dividend Value ETF	+30,466	479,705	$23,433,589
FBCG	Fidelity Covington Trust	+30,265	310,470	$19,624,808
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	+25,159	30,793	$2,898,237
CGMU	Capital Group Municipal Income ETF	+25,139	289,498	$7,509,578
AVEM	Avantis Emerging Markets Equity ETF	+21,357	319,103	$30,002,064
VUG	VANGUARD GROWTH INDEX FUND	+13,185	218,259	$19,667,318
JGRO	JPMorgan Active Growth ETF	+8,582	111,177	$10,737,474
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	+6,795	30,391	$10,266,991
AVDE	Avantis International Equity ETF	+6,716	294,863	$26,570,104
AVUS	Avantis U.S. Equity ETF	+5,689	267,443	$34,256,773
VB	Vanguard Index Funds	+4,153	60,283	$17,149,910
SCHG	Schwab U.S. Large-Cap Growth ETF	+3,530	318,440	$11,441,549
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	+2,507	73,477	$21,462,631
RDVY	First Trust Rising Dividend Achievers ETF	+2,099	32,933	$2,578,324
BKDV	BNY Mellon Dynamic Value ETF	+1,682	52,339	$1,763,824
SCHD	Schwab U.S. Dividend Equity ETF	+1,329	191,133	$6,217,556
VOE	VANGUARD MID-CAP VALUE INDEX FUND	+1,293	50,169	$9,809,544
CGGO	Capital Group Global Growth Equity ETF	+977	9,810	$390,241
VO	VANGUARD MID-CAP INDEX FUND	+961	337,723	$26,484,237
GCOW	Pacer Global Cash Cows Dividend ETF	+903	102,319	$4,578,775
SCHX	Schwab U.S. Large-Cap ETF	+870	527,806	$15,834,180
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JMUB	JPMorgan Municipal ETF	−55,893	20,730	$986,333
PYLD		−49,717	503,017	$12,771,601
AVIG	Avantis Core Fixed Income ETF	−41,241	38,670	$1,523,211
MINO	PIMCO Municipal Income Opportunities Active Exchange-Traded Fund	−20,738	17,488	$744,813
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−19,809	86,129	$6,744,761
JCPB	JPMorgan Core Plus Bond ETF	−12,401	16,697	$747,691
DON	WisdomTree U.S. Midcap Dividend Fund	−8,934	98,872	$5,334,144
SCHF	Schwab International Equity ETF	−8,718	91,876	$2,523,833
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−5,545	11,935	$565,241
SCHV	Schwab U.S. Large-Cap Value ETF	−2,126	56,128	$1,869,623
WINN	Harbor Long-Term Growers ETF	−866	80,410	$2,758,867
IVV	iShares Core S&P 500 ETF	−858	7,582	$5,806,674
NEE	Nextera Energy Inc	−779	2,773	$210,027
IJH	iShares Core S&P Mid-Cap ETF	−633	9,140	$657,623
ORLY	O Reilly Automotive Inc	−351	3,726	$318,237
AVGO	Broadcom Inc.	−293	3,907	$1,372,099
UNH	Unitedhealth Group Inc	−240	625	$229,425
MSFT	Microsoft Corp	−197	6,320	$3,241,528
DES	WisdomTree U.S. SmallCap Dividend Fund	−138	36,169	$1,370,805
TEL	TE Connectivity plc	−75	1,418	$299,311
GDIV	Harbor Dividend Growth Leaders ETF	−45	40,632	$740,640
SPY	Spdr S&P 500 ETF Trust	−44	7,152	$5,454,329
V	Visa Inc.	−42	1,375	$494,078
JPM	Jpmorgan Chase & Co	−10	2,186	$723,194
AAPL	Apple Inc.	−10	5,358	$1,784,321
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	17,980	$893,426
FMDE	Fidelity Enhanced Mid Cap Core ETF	8,814	$355,909
ORCL	Oracle Corp	2,012	$276,247
A	Agilent Technologies, Inc.	1,354	$233,307
BLK	BlackRock, Inc.	201	$212,716
DHR	Danaher Corp	959	$212,466
ITW	Illinois Tool Works Inc	798	$205,309
QQQM	Invesco Ltd.	832	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
SCMB	Schwab Municipal Bond ETF	62,983	$1,626,221
SCHA	Schwab U.S. Small-Cap ETF	6,083	$219,778
TJX	Tjx Companies Inc	1,372	$207,858
CLOI	VanEck CLO ETF	3,784	$200,362
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

99 tracked positions · $480,310,277 total · filing declares 99 positions · $486,059,514 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 99 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AVUS	Avantis U.S. Equity ETF	Added	267,443	+5,689	$34,256,773	+2.2%	7.13%
AVEM	Avantis Emerging Markets Equity ETF	Added	319,103	+21,357	$30,002,064	+4.4%	6.25%
AVDE	Avantis International Equity ETF	Added	294,863	+6,716	$26,570,104	+3.4%	5.53%
VO	VANGUARD MID-CAP INDEX FUND	Added	337,723	+961	$26,484,237	−2.4%	5.51%
VTV	VANGUARD VALUE INDEX FUND	Added	120,088	+552	$25,948,615	−0.4%	5.40%
CGDV	Capital Group Dividend Value ETF	Added	479,705	+30,466	$23,433,589	+5.8%	4.88%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Added	73,477	+2,507	$21,462,631	−1.3%	4.47%
VUG	VANGUARD GROWTH INDEX FUND	Added	218,259	+13,185	$19,667,318	+11.3%	4.09%
FBCG	Fidelity Covington Trust	Added	310,470	+30,265	$19,624,808	+12.8%	4.09%
VOO	VANGUARD 500 INDEX FUND	Added	27,997	+399	$19,621,977	+3.5%	4.09%
VB	Vanguard Index Funds	Added	60,283	+4,153	$17,149,910	+0.8%	3.57%
SCHX	Schwab U.S. Large-Cap ETF	Added	527,806	+870	$15,834,180	+2.1%	3.30%
PYLD		Reduced	503,017	-49,717	$12,771,601	−12.9%	2.66%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	318,440	+3,530	$11,441,549	+7.4%	2.38%
JGRO	JPMorgan Active Growth ETF	Added	111,177	+8,582	$10,737,474	+6.2%	2.24%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	30,391	+6,795	$10,266,991	+19.0%	2.14%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Added	50,169	+1,293	$9,809,544	+1.6%	2.04%
FSMB	First Trust Short Duration Managed Municipal ETF	Added	416,118	+296,158	$8,097,656	+237.7%	1.69%
CGMU	Capital Group Municipal Income ETF	Added	289,498	+25,139	$7,509,578	+3.4%	1.56%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	86,129	-19,809	$6,744,761	−23.0%	1.40%
AVUV	Avantis U.S. Small Cap Value ETF	Added	56,982	+642	$6,710,770	−4.5%	1.40%
SCHD	Schwab U.S. Dividend Equity ETF	Added	191,133	+1,329	$6,217,556	+3.3%	1.29%
IVV	iShares Core S&P 500 ETF	Reduced	7,582	-858	$5,806,674	−8.1%	1.21%
SPY	Spdr S&P 500 ETF Trust	Reduced	7,152	-44	$5,454,329	+1.5%	1.14%
DON	WisdomTree U.S. Midcap Dividend Fund	Reduced	98,872	-8,934	$5,334,144	−12.5%	1.11%
IJR	iShares Core S&P Small-Cap ETF	Added	37,794	+123	$5,141,495	−8.0%	1.07%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	61,166	+303	$4,725,073	−1.8%	0.98%
GCOW	Pacer Global Cash Cows Dividend ETF	Added	102,319	+903	$4,578,775	+4.3%	0.95%
FNDF	Schwab Fundamental International Equity ETF	Added	73,880	+618	$3,971,050	+2.7%	0.83%
CGCB	Capital Group Fixed Income ETF Trust	Added	154,454	+65,882	$3,858,260	+66.4%	0.80%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	15,387	+54	$3,554,858	−4.6%	0.74%
GOOG	Alphabet Inc. Communication Services	Reduced	9,690	-5	$3,301,770	−3.6%	0.69%
MSFT	Microsoft Corp Technology	Reduced	6,320	-197	$3,241,528	+33.3%	0.67%
JPST	JPMorgan Ultra-Short Income ETF	Added	63,124	+36,551	$3,179,555	+136.6%	0.66%
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	Added	30,793	+25,159	$2,898,237	+438.0%	0.60%
WINN	Harbor Long-Term Growers ETF	Reduced	80,410	-866	$2,758,867	+4.5%	0.57%
TCHP	T. Rowe Price Blue Chip Growth ETF	Held	51,464	0	$2,645,764	+2.6%	0.55%
RDVY	First Trust Rising Dividend Achievers ETF	Added	32,933	+2,099	$2,578,324	+3.2%	0.54%
COWZ	Pacer US Cash Cows 100 ETF	Added	37,885	+184	$2,529,202	+7.9%	0.53%
SCHF	Schwab International Equity ETF	Reduced	91,876	-8,718	$2,523,833	−9.4%	0.53%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	45,917	+31,453	$2,321,563	+214.7%	0.48%
DFUS	Dimensional U.S. Equity Market ETF	Added	25,684	+374	$2,132,542	+2.8%	0.44%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	33,559	+13	$1,990,384	−0.6%	0.41%
SCHV	Schwab U.S. Large-Cap Value ETF	Reduced	56,128	-2,126	$1,869,623	−7.8%	0.39%
NVDA	Nvidia Corp Technology	Added	7,946	+621	$1,814,707	+23.8%	0.38%
AAPL	Apple Inc. Technology	Reduced	5,358	-10	$1,784,321	+14.9%	0.37%
BKDV	BNY Mellon Dynamic Value ETF	Added	52,339	+1,682	$1,763,824	+4.0%	0.37%
GOOGL	Alphabet Inc. Communication Services	Held	4,732	0	$1,628,186	−3.7%	0.34%
SCHY	Schwab International Dividend Equity ETF	Added	49,129	+158	$1,542,650	−0.7%	0.32%
AVIG	Avantis Core Fixed Income ETF	Reduced	38,670	-41,241	$1,523,211	−54.0%	0.32%

Showing the top 50 of 99 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.