Empirical Asset Management, LLC

CIK

1926596

Location

WELLESLEY, MA

Portfolio Value

Small $281,827,986

Diversification

Diversified

Filing Date

Global Rank

#3,871 / 8,700 ▲ 360

Top Industry

Semiconductors 13.8%

Period ended 2 months ago

Filed Aug 10, 2026 · 33d

19 quarters · since Dec 2021

Portfolio Concentration

276 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.4%

−4.0 pts

Top 5

21.4%

−3.9 pts

Top 10

31.0%

−4.9 pts

HHI

161

Diversified−82

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	32.8%	$92,342,919	54
Unclassified	17.4%	$49,024,281	24
Financial Services	9.3%	$26,179,993	41
Healthcare	8.6%	$24,230,873	31
Industrials	7.2%	$20,327,730	27
Consumer Cyclical	6.3%	$17,810,953	17
Communication Services	5.7%	$16,203,808	15
Energy	4.9%	$13,771,402	19
Consumer Defensive	4.1%	$11,626,973	17
Basic Materials	1.8%	$5,089,640	17
Utilities	1.4%	$4,079,187	8
Real Estate	0.4%	$1,140,227	6

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SGOL	abrdn Gold ETF Trust	+20,097	231,691	$8,857,546
CSCO	Cisco Systems, Inc.	+13,244	33,743	$3,963,452
NVDA	Nvidia Corp	+10,511	49,426	$9,889,648
KLAC	Kla Corp	+7,500	8,586	$2,590,482
C	Citigroup Inc	+5,793	7,798	$1,091,408
GOOGL	Alphabet Inc.	+5,134	25,846	$9,192,019
PFE	Pfizer Inc	+4,189	13,097	$315,375
SHOP	Shopify Inc.	+3,779	7,017	$801,201
AVGO	Broadcom Inc.	+3,672	6,248	$2,360,182
LRCX	Lam Research Corp	+3,337	5,743	$2,488,614
JNJ	Johnson & Johnson	+3,188	8,572	$2,177,030
ACN	Accenture plc	+2,578	5,481	$682,055
GILD	Gilead Sciences, Inc.	+2,551	13,735	$1,735,279
APA	APA Corp	+2,432	10,937	$356,218
PSX	Phillips 66	+2,277	3,514	$594,041
MU	Micron Technology Inc	+2,272	6,072	$7,008,848
ABBV	AbbVie Inc.	+2,154	5,575	$1,402,893
LOPE	Grand Canyon Education, Inc.	+1,777	5,556	$795,119
AMGN	Amgen Inc	+1,403	2,925	$1,059,201
MPC	Marathon Petroleum Corp	+1,364	2,853	$729,426
AMAT	Applied Materials Inc /De	+1,282	3,285	$2,375,055
LLY	ELI LILLY & Co	+1,252	4,661	$5,590,543
CF	CF Industries Holdings, Inc.	+1,251	6,310	$683,120
TD	Toronto Dominion Bank	+1,039	4,747	$576,428
WDC	Western Digital Corp	+994	2,035	$1,299,795
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SDCI	USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund	−149,744	206,224	$5,452,562
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	−129,092	26,589	$1,156,089
VB	Vanguard Morningstar Small-Cap ETF	−56,487	759	$230,068
AGOX	Adaptive Alpha Opportunities ETF	−52,464	45,419	$1,574,222
SLV	iShares Silver Trust	−30,276	67,443	$3,606,177
BAI	iShares A.I. Innovation and Tech Active ETF	−25,729	4,892	$257,906
STT	State Street Corp	−14,297	4,166	$706,553
BSX	Boston Scientific Corp	−11,453	8,030	$342,720
TTD	Trade Desk, Inc.	−11,390	22,689	$410,217
—		−8,516	10,894	$553,742
ORCL	Oracle Corp	−7,362	4,474	$655,664
XOM	ExxonMobil Holdings Corp	−6,686	12,263	$1,676,597
FOXA	Fox Corp	−6,229	5,000	$260,800
UBER	Uber Technologies, Inc	−5,334	8,281	$597,556
NEM	NEWMONT Corp /DE/	−5,148	3,029	$282,908
AAPL	Apple Inc.	−4,826	71,730	$20,755,792
VZ	Verizon Communications Inc	−4,275	5,557	$235,283
FTNT	Fortinet, Inc.	−4,218	1,924	$295,564
VEA	Vanguard FTSE Developed Markets ETF	−3,981	10,505	$748,481
ANET	Arista Networks, Inc.	−3,820	9,372	$1,592,115
SPY	Spdr S&P 500 ETF Trust	−3,529	15,611	$11,657,826
META	Meta Platforms, Inc.	−3,228	6,013	$3,387,062
PBI	Pitney Bowes Inc /De/	−3,018	18,350	$321,492
ATO	Atmos Energy Corp	−2,838	3,723	$641,361
PLTR	Palantir Technologies Inc.	−2,769	6,407	$747,504
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SETM	Sprott Funds Trust Sprott Critical Materials ETF	91,514	$2,851,576
PSLV	Sprott Physical Silver Trust	122,100	$2,304,027
TRGP	Targa Resources Corp.	3,853	$1,033,143
JBL	Jabil Inc	2,120	$817,217
CMI	Cummins Inc	1,094	$780,251
ROK	Rockwell Automation, Inc	1,501	$743,115
INTC	Intel Corp	4,680	$653,468
APH	Amphenol Corp /De/	1,828	$644,625
MRVL	Marvell Technology, Inc.	2,142	$638,080
BE	Bloom Energy Corp	2,024	$612,664
JBHT	Hunt J B Transport Services Inc	2,104	$608,960
TGT	Target Corp	4,597	$600,414
ETR	Entergy Corp /De/	5,154	$591,988
KEYS	Keysight Technologies, Inc.	1,661	$581,466
VTRS	Viatris Inc	36,456	$578,921
CVS	CVS HEALTH Corp	5,473	$566,181
FTV	Fortive Corp	9,123	$557,324
HAL	Halliburton Co	16,092	$546,323
ELV	Elevance Health, Inc.	1,399	$541,035
TPR	Tapestry, Inc.	3,684	$539,263
TMO	Thermo Fisher Scientific Inc.	929	$465,763
GM	General Motors Co	5,413	$417,234
TXN	Texas Instruments Inc	1,391	$414,615
FLG	Flagstar Bank, National Association	27,317	$408,115
CNC	Centene Corp	6,344	$407,221
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	485,019	$41,504,214
ABI	VictoryShares Pioneer Asset-Based Income ETF	156,215	$8,789,279
BKF	iShares MSCI BIC ETF	71,490	$8,712,027
FNDA	Schwab Fundamental U.S. Small Company ETF	217,765	$5,578,722
FAB	First Trust Multi Cap Value AlphaDEX Fund	48,117	$5,179,242
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	71,096	$4,042,802
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	71,809	$3,854,418
ASHR	Xtrackers Harvest CSI 300 China A-Shares ETF	82,637	$3,292,853
HDUS	Hartford Disciplined US Equity ETF	69,517	$2,478,934
HFXI	NYLI FTSE International Equity Currency Neutral ETF	53,832	$1,987,095
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	17,709	$1,907,486
BSCA	Invesco BulletShares 2036 Corporate Bond ETF	42,688	$1,814,442
ANEW	ProShares MSCI Transformational Changes ETF	25,092	$1,750,361
CVY	Invesco Zacks Multi-Asset Income ETF	15,254	$1,680,228
FCA	First Trust China AlphaDEX Fund	17,336	$1,507,018
DYTA	SGI Dynamic Tactical ETF	31,242	$1,432,888
APCB	ActivePassive Core Bond ETF	44,516	$1,252,680
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	28,921	$1,248,963
BNDC	FlexShares Core Select Bond Fund	36,924	$1,202,105
SCHW	Schwab Charles Corp	12,070	$1,134,338
DVVY	Invesco Diversified Dividend Opportunities ETF	31,040	$987,575
AAAA	Amplius Aggressive Asset Allocation ETF	19,537	$985,192
BCLO	iShares BBB-B CLO Active ETF	18,739	$936,459
GROZ	Zacks Focus Growth ETF	22,404	$777,052
COP	Conocophillips	5,261	$694,452
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

276 tracked positions · $281,827,986 total · filing declares 448 positions · $444,014,115 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 276 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	71,730	-4,826	$20,755,792	+6.8%	7.36%
SPY	Spdr S&P 500 ETF Trust	Reduced	15,611	-3,529	$11,657,826	−6.3%	4.14%
NVDA	Nvidia Corp Technology	Added	49,426	+10,511	$9,889,648	+45.7%	3.51%
GOOGL	Alphabet Inc. Communication Services	Added	25,846	+5,134	$9,192,019	+54.5%	3.26%
SGOL	abrdn Gold ETF Trust	Added	231,691	+20,097	$8,857,546	−6.2%	3.14%
MU	Micron Technology Inc Technology	Added	6,072	+2,272	$7,008,848	+445.9%	2.49%
LLY	ELI LILLY & Co Healthcare	Added	4,661	+1,252	$5,590,543	+78.3%	1.98%
SDCI	USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund	Reduced	206,224	-149,744	$5,452,562	−43.8%	1.93%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	18,878	-242	$4,499,382	+13.0%	1.60%
MSFT	Microsoft Corp Technology	Reduced	11,857	-1,990	$4,422,898	−13.7%	1.57%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	13,153	-539	$4,305,371	+6.9%	1.53%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	11,293	-386	$3,982,815	+3.7%	1.41%
CSCO	Cisco Systems, Inc. Technology	Added	33,743	+13,244	$3,963,452	+149.2%	1.41%
SLV	iShares Silver Trust	Reduced	67,443	-30,276	$3,606,177	−45.8%	1.28%
META	Meta Platforms, Inc. Communication Services	Reduced	6,013	-3,228	$3,387,062	−35.9%	1.20%
GLD	Spdr Gold Trust	Reduced	8,318	-919	$3,064,184	−22.9%	1.09%
ARM	Arm Holdings PLC /Uk Technology	Reduced	8,380	-720	$2,971,296	+115.8%	1.05%
SETM	Sprott Funds Trust Sprott Critical Materials ETF	NEW	91,514	NEW	$2,851,576	NEW	1.01%
DELL	Dell Technologies Inc. Technology	Reduced	6,596	-589	$2,845,910	+141.3%	1.01%
QQQ	Invesco Qqq Trust, Series 1	Added	3,740	+947	$2,754,136	+70.8%	0.98%
CECO	Ceco Environmental Corp Industrials	Held	30,025	0	$2,724,468	+52.3%	0.97%
QCOM	Qualcomm Inc/De Technology	Reduced	14,688	-1,325	$2,714,195	+31.6%	0.96%
		Held	13,997	0	$2,662,089	+12.6%	0.94%
AMD	Advanced Micro Devices Inc Technology	Reduced	4,493	-83	$2,610,028	+180.4%	0.93%
KLAC	Kla Corp Technology	Added	8,586	+7,500	$2,590,482	+62.0%	0.92%
LRCX	Lam Research Corp Technology	Added	5,743	+3,337	$2,488,614	+384.1%	0.88%
AMAT	Applied Materials Inc /De Technology	Added	3,285	+1,282	$2,375,055	+246.9%	0.84%
AVGO	Broadcom Inc. Technology	Added	6,248	+3,672	$2,360,182	+196.0%	0.84%
PSLV	Sprott Physical Silver Trust Financial Services	NEW	122,100	NEW	$2,304,027	NEW	0.82%
JNJ	Johnson & Johnson Healthcare	Added	8,572	+3,188	$2,177,030	+65.4%	0.77%
WMT	Walmart Inc. Consumer Defensive	Reduced	18,924	-2,341	$2,143,332	−18.9%	0.76%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	13,999	-61	$2,052,813	+1.1%	0.73%
MRK	Merck & Co., Inc. Healthcare	Reduced	15,535	-1,000	$1,996,247	+0.4%	0.71%
CVX	Chevron Corp Energy	Reduced	11,765	-98	$1,950,166	−20.5%	0.69%
CAT	Caterpillar Inc Industrials	Added	1,751	+195	$1,864,639	+69.1%	0.66%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	6,849	-348	$1,851,353	−17.2%	0.66%
SUN	Sunoco LP Energy	Reduced	27,084	-936	$1,828,170	+0.4%	0.65%
PANW	Palo Alto Networks Inc Technology	Reduced	5,304	-304	$1,808,770	+101.2%	0.64%
GILD	Gilead Sciences, Inc. Healthcare	Added	13,735	+2,551	$1,735,279	+11.3%	0.62%
NJR	New Jersey Resources Corp Utilities	Added	30,647	+133	$1,717,457	+2.5%	0.61%
GEV	GE Vernova Inc. Industrials	Added	1,449	+71	$1,702,372	+41.5%	0.60%
XOM	ExxonMobil Holdings Corp Energy	Reduced	12,263	-6,686	$1,676,597	−47.8%	0.59%
ANET	Arista Networks, Inc. Technology	Reduced	9,372	-3,820	$1,592,115	−1.7%	0.56%
AGOX	Adaptive Alpha Opportunities ETF	Reduced	45,419	-52,464	$1,574,222	−23.0%	0.56%
GE	General Electric Co Industrials	Added	4,191	+166	$1,566,302	+37.1%	0.56%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	3,564	-279	$1,499,018	+4.9%	0.53%
GS	Goldman Sachs Group Inc Financial Services	Reduced	1,470	-497	$1,486,713	−10.7%	0.53%
UNH	Unitedhealth Group Inc Healthcare	Added	3,408	+958	$1,416,467	+113.7%	0.50%
ABBV	AbbVie Inc. Healthcare	Added	5,575	+2,154	$1,402,893	+88.6%	0.50%
V	Visa Inc. Financial Services	Reduced	3,893	-487	$1,335,649	+0.9%	0.47%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.