United Financial Planning Group LLC
Registered adviserCIK
2088337
Location
HAUPPAUGE, NY
Portfolio Value
Small
$188,134,629
Diversification
Moderately concentrated
Filing Date
Global Rank
#6,626
/ 8,814
▲ 67
Top Industry
Drug Manufacturers - General
14.9%
Period ended 4 months ago
Filed Aug 6, 2026 · 3mo
4 quarters · since Sep 2025
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$347,485,217
Main clients
Individuals and high net worth
(100% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $347,485,217 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $305,377,680 | Individuals and high net worth (95%) |
| Mar 2024 to Mar 2025 | $244,355,449 | Individuals and high net worth (100%) |
| May 2023 to Feb 2024 | $191,476,704 | Individuals and high net worth (97%) |
| Apr 2023 | $191,476,704 | Individuals and high net worth (97%) |
| Mar 2022 to Mar 2023 | $177,037,876 | Individuals and high net worth (100%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 86.6% of the book (60%+)
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 3.7 quarters (under 4)
Closest benchmark: every 13F filer's combined book, active share 85.6%; sector active share 77.0% against the combined 13F book's sector weights.
Over time 4 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
465 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
41.8%
+0.3 pts
Top 5
79.7%
+0.2 pts
Top 10
87.6%
−0.3 pts
HHI
2,266
Moderately concentrated+23
Portfolio Trend
4 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 88.2% | $165,987,087 |
| Technology | 3.5% | $6,584,097 |
| Financial Services | 1.9% | $3,550,545 |
| Healthcare | 1.9% | $3,545,518 |
| Communication Services | 0.8% | $1,530,775 |
| Utilities | 0.8% | $1,492,756 |
| Consumer Cyclical | 0.7% | $1,287,392 |
| Consumer Defensive | 0.7% | $1,278,978 |
| Basic Materials | 0.7% | $1,250,140 |
| Industrials | 0.6% | $1,048,105 |
| Energy | 0.2% | $446,692 |
| Real Estate | 0.1% | $132,544 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VUG | VANGUARD GROWTH INDEX FUND | +322,583 | 385,232 | $33,183,884 | |
| VO | VANGUARD MID-CAP INDEX FUND | +38,743 | 51,820 | $4,175,137 | |
| VEA | Vanguard FTSE Developed Markets ETF | +14,878 | 450,640 | $32,108,100 | |
| BNDX | Vanguard Total International Bond ETF | +8,541 | 127,387 | $6,169,352 | |
| VTV | VANGUARD VALUE INDEX FUND | +6,687 | 161,587 | $35,214,654 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | +6,374 | 62,065 | $4,835,484 | |
| BIV | Vanguard Bond Index Funds | +4,883 | 19,823 | $1,520,424 | |
| IJH | iShares Core S&P Mid-Cap ETF | +4,525 | 133,020 | $10,257,172 | |
| IEMG | iShares Trust | +3,284 | 103,354 | $0 | |
| EXC | Exelon Corp | +2,875 | 2,955 | $137,762 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | +2,211 | 71,064 | $6,852,701 | |
| IWD | iShares Russell 1000 Value ETF | +1,980 | 2,000 | $484,860 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | +1,726 | 44,979 | $2,357,349 | |
| IJR | iShares Core S&P Small-Cap ETF | +1,267 | 60,191 | $8,926,927 | |
| AVGO | Broadcom Inc. | +1,034 | 1,598 | $603,644 | |
| CEG | Constellation Energy Corp | +985 | 1,011 | $251,102 | |
| BLV | VANGUARD LONG-TERM BOND INDEX FUND | +674 | 4,988 | $343,822 | |
| SLV | iShares Silver Trust | +503 | 20,571 | $1,099,931 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +385 | 440 | $52,588 | |
| IDEV | iShares Core MSCI International Developed Markets ETF | +301 | 23,377 | $2,080,786 | |
| NEM | NEWMONT Corp | +222 | 5,135 | $479,609 | |
| IBIT | iShares Bitcoin Trust ETF | +213 | 927 | $30,859 | |
| MGK | VANGUARD MEGA CAP GROWTH INDEX FUND | +171 | 214 | $18,812 | |
| PZA | Invesco National AMT-Free Municipal Bond ETF | +166 | 1,481 | $34,833 | |
| GLD | Spdr Gold Trust | +127 | 4,047 | $1,490,833 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VBR | VANGUARD SMALL-CAP VALUE INDEX FUND | −816 | 393 | $95,495 | |
| SCHB | Schwab U.S. Broad Market ETF | −553 | 378 | $10,946 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | −510 | 27,787 | $1,658,606 | |
| AAPL | Apple Inc. | −294 | 7,621 | $2,205,212 | |
| VB | Vanguard Index Funds | −211 | 7,245 | $2,196,104 | |
| SBUX | Starbucks Corp | −207 | 51 | $5,211 | |
| ARCC | Ares Capital Corp | −155 | 155 | $2,872 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | −108 | 7,078 | $2,619,143 | |
| NEE | Nextera Energy Inc | −100 | 153 | $13,428 | |
| IBM | International Business Machines Corp | −99 | 472 | $132,731 | |
| KO | Coca Cola Co | −80 | 220 | $17,879 | |
| ITOT | iShares Core S&P Total U.S. Stock Market ETF | −77 | 387 | $63,572 | |
| CRM | Salesforce, Inc. | −74 | 20 | $3,133 | |
| USB | US Bancorp De | −71 | 713 | $43,065 | |
| ORLY | O Reilly Automotive Inc | −60 | 45 | $4,144 | |
| ABBV | AbbVie Inc. | −59 | 11,412 | $2,871,715 | |
| ORCL | Oracle Corp | −59 | 1,452 | $212,790 | |
| BA | Boeing Co | −53 | 574 | $124,253 | |
| PEP | Pepsico Inc | −52 | 339 | $45,900 | |
| DIS | Walt Disney Co | −52 | 453 | $43,601 | |
| MRK | Merck & Co., Inc. | −50 | 469 | $60,266 | |
| ICE | Intercontinental Exchange, Inc. | −50 | 102 | $12,557 | |
| PANW | Palo Alto Networks Inc | −45 | 40 | $13,640 | |
| DD | DuPont de Nemours, Inc. | −44 | 22 | $2,984 | |
| TXN | Texas Instruments Inc | −40 | 41 | $12,220 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| B | Barrick Mining Corp | 11,829 | $434,479 | |
| CET | Central Securities Corp | 5,009 | $262,722 | |
| ING | Ing Groep NV | 6,995 | $219,503 | |
| STX | Seagate Technology Holdings plc | 189 | $182,385 | |
| AEM | Agnico Eagle Mines Ltd | 1,010 | $156,681 | |
| NI | Nisource Inc. | 3,075 | $146,216 | |
| CHY | Calamos Convertible & High Income Fund | 10,000 | $136,200 | |
| MXF | Mexico Fund Inc | 5,255 | $114,926 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | 170 | $81,186 | |
| ASX | ASE Technology Holding Co., Ltd. | 1,797 | $81,080 | |
| LIN | Linde PLC | 145 | $75,246 | |
| PHO | Victory Portfolios II | 1,060 | $73,224 | |
| NVS | Novartis AG | 450 | $70,524 | |
| SPCX | Space Exploration Technologies Corp | 297 | $50,745 | |
| FDXF | FedEx Freight Holding Company, Inc. | 332 | $50,132 | |
| — | 1,380 | $41,896 | ||
| FSSL | FS Specialty Lending Fund | 3,651 | $40,708 | |
| ASG | Liberty All Star Growth Fund Inc. | 6,941 | $37,967 | |
| TY | TRI-CONTINENTAL Corp | 1,043 | $35,900 | |
| BCS | Barclays PLC | 1,232 | $33,091 | |
| JOF | Japan Smaller Capitalization Fund Inc | 2,800 | $32,984 | |
| ASML | Asml Holding NV | 15 | $29,841 | |
| FLEX | Flex Ltd. | 168 | $27,227 | |
| MSB | Mesabi Trust | 1,000 | $25,300 | |
| PBT | Permian Basin Royalty Trust | 1,000 | $25,040 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SCHO | Schwab Short-Term U.S. Treasury ETF | 8,646 | $209,838 | |
| SCHQ | Schwab Long-Term U.S. Treasury ETF | 5,718 | $179,716 | |
| — | 558 | $94,218 | ||
| PDBC | Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF | 4,854 | $84,071 | |
| PIO | Invesco Ltd. | 1,060 | $46,025 | |
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | 458 | $22,849 | |
| HCC | Warrior Met Coal, Inc. | 178 | $16,580 | |
| JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | 236 | $13,102 | |
| DE | Deere & Co | 22 | $12,392 | |
| ZION | Zions Bancorporation, National Association | 164 | $9,449 | |
| ACM | Aecom | 111 | $9,415 | |
| ACAD | Acadia Pharmaceuticals Inc | 384 | $8,547 | |
| SCHP | Schwab U.S. TIPS ETF | 312 | $8,302 | |
| VLTO | Veralto Corp | 77 | $6,808 | |
| NFG | National Fuel Gas Co | 71 | $6,671 | |
| FITB | Fifth Third Bancorp | 130 | $6,039 | |
| COMP | Compass, Inc. | 809 | $5,913 | |
| TSCO | Tractor Supply Co | 115 | $5,209 | |
| KKR | KKR & Co. Inc. | 56 | $5,180 | |
| ZTS | Zoetis Inc. | 43 | $5,083 | |
| NPKI | NPK International Inc. | 342 | $4,955 | |
| CL | Colgate Palmolive Co | 55 | $4,687 | |
| CRL | Charles River Laboratories International, Inc. | 27 | $4,657 | |
| GGG | Graco Inc | 54 | $4,571 | |
| NGVT | Ingevity Corp | 62 | $4,416 | |
| No positions match the current search. | ||||
465 tracked positions ·
$188,134,629 total
· filing declares
465 positions · $196,938,382
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 465 positions by value
· page 1 of 10
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 161,587 | $35,214,654 | 18.72% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 385,232 | $33,183,884 | 17.64% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 450,640 | $32,108,100 | 17.07% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 133,020 | $10,257,172 | 5.45% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 60,191 | $8,926,927 | 4.74% | |
| VNQ |
VANGUARD REAL ESTATE INDEX FUND
|
Added | 71,064 | $6,852,701 | 3.64% | |
| BNDX |
Vanguard Total International Bond ETF
|
Added | 127,387 | $6,169,352 | 3.28% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Added | 62,065 | $4,835,484 | 2.57% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Added | 51,820 | $4,175,137 | 2.22% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 11,412 | $2,871,715 | 1.53% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 7,078 | $2,619,143 | 1.39% | |
| IGSB |
iShares 1-5 Year Investment Grade Corporate Bond ETF
|
Added | 44,979 | $2,357,349 | 1.25% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 7,621 | $2,205,212 | 1.17% | |
| VB |
Vanguard Index Funds
|
Reduced | 7,245 | $2,196,104 | 1.17% | |
| IDEV |
iShares Core MSCI International Developed Markets ETF
|
Added | 23,377 | $2,080,786 | 1.11% | |
| VXUS |
Vanguard Total International Stock ETF
|
Added | 20,403 | $1,744,252 | 0.93% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Reduced | 27,787 | $1,658,606 | 0.88% | |
| BIV |
Vanguard Bond Index Funds
|
Added | 19,823 | $1,520,424 | 0.81% | |
| GLD |
Spdr Gold Trust
|
Added | 4,047 | $1,490,833 | 0.79% | |
| NVDA |
Nvidia Corp
Technology
|
Held | 5,820 | $1,164,523 | 0.62% | |
| SLV |
iShares Silver Trust
|
Added | 20,571 | $1,099,931 | 0.58% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Held | 9,398 | $1,064,417 | 0.57% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 1,331 | $993,950 | 0.53% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 1,404 | $964,281 | 0.51% | |
| ED |
Consolidated Edison Inc
Utilities
|
Added | 8,152 | $901,855 | 0.48% | |
| MSFT |
Microsoft Corp
Technology
|
Held | 1,945 | $725,523 | 0.39% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 1,598 | $603,644 | 0.32% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Held | 1,639 | $585,729 | 0.31% | |
| IWD |
iShares Russell 1000 Value ETF
|
Added | 2,000 | $484,860 | 0.26% | |
| NEM |
NEWMONT Corp
Basic Materials
|
Added | 5,135 | $479,609 | 0.25% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Held | 952 | $476,371 | 0.25% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Held | 2,983 | $471,403 | 0.25% | |
| B |
Barrick Mining Corp
Basic Materials
|
NEW | 11,829 | $434,479 | 0.23% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Held | 1,198 | $423,289 | 0.22% | |
| V |
Visa Inc.
Financial Services
|
Added | 1,224 | $419,942 | 0.22% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Held | 1,718 | $409,468 | 0.22% | |
| MCO |
Moodys Corp
Financial Services
|
Held | 877 | $397,210 | 0.21% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Held | 6,667 | $354,084 | 0.19% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Held | 467 | $343,898 | 0.18% | |
| BLV |
VANGUARD LONG-TERM BOND INDEX FUND
|
Added | 4,988 | $343,822 | 0.18% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 588 | $331,214 | 0.18% | |
| VPU |
VANGUARD UTILITIES INDEX FUND
|
Held | 1,691 | $330,979 | 0.18% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 426 | $319,027 | 0.17% | |
| VIG |
Vanguard Specialized Funds
|
Added | 1,317 | $311,628 | 0.17% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Held | 2,040 | $278,908 | 0.15% | |
| CET |
Central Securities Corp
Financial Services
|
NEW | 5,009 | $262,722 | 0.14% | |
| CEG |
Constellation Energy Corp
Utilities
|
Added | 1,011 | $251,102 | 0.13% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Held | 577 | $242,686 | 0.13% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Held | 738 | $241,569 | 0.13% | |
| LQD |
iShares iBoxx $ Investment Grade Corporate Bond ETF
|
Added | 2,178 | $237,554 | 0.13% |
Showing the top 50 of 465 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.