Godfrey Financial Associates, Inc.

Registered adviser

CIK

2097943

Location

GLENMONT, NY

Portfolio Value

Small $130,586,750

Diversification

Highly concentrated

Filing Date

Global Rank

#7,838 / 8,827 ▲ 87

Top Industry

Semiconductors 10.2%

Period ended 4 months ago

Filed Aug 11, 2026 · 3mo

3 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 126189

Roster of Nov 1, 2026

Regulatory AUM

$182,520,893

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$182,520,893	Individuals and high net worth (100%)
Mar 2025 to Mar 2026	$159,568,214	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$137,460,119	Individuals and high net worth (100%)
May 2023 to Mar 2024	$101,121,433	Individuals and high net worth (100%)
Feb 2023 to Apr 2023	$101,121,433	Individuals and high net worth (100%)
Feb 2022 to Jan 2023	$101,553,523	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.2% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 72.1%; sector active share 63.9% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,084 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

56.7%

−3.0 pts

Top 5

68.7%

+1.8 pts

Top 10

74.2%

+1.3 pts

HHI

3,284

Highly concentrated−317

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	76.8%	$100,230,486	353
Technology	9.0%	$11,730,952	137
Financial Services	4.0%	$5,158,703	109
Communication Services	2.1%	$2,769,898	37
Healthcare	2.1%	$2,713,224	99
Consumer Cyclical	2.0%	$2,574,977	68
Industrials	1.7%	$2,156,187	90
Energy	0.9%	$1,110,311	46
Consumer Defensive	0.7%	$865,034	39
Utilities	0.5%	$683,861	37
Basic Materials	0.3%	$394,963	39
Real Estate	0.2%	$198,154	30

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+243,568	304,349	$8,342,206
IDV	iShares International Select Dividend ETF	+4,261	29,503	$1,222,309
—		+1,780	8,973	$654,400
VEA	Vanguard FTSE Developed Markets ETF	+1,431	15,596	$1,111,215
PLUG	Plug Power Inc	+1,300	1,500	$4,065
BUFZ	FT Vest Laddered Moderate Buffer ETF	+1,223	8,679	$242,404
FNDF	Schwab Fundamental International Equity ETF	+1,136	1,977	$104,306
TLT	iShares 20+ Year Treasury Bond ETF	+1,082	1,162	$100,420
CGDV	Capital Group Dividend Value ETF	+1,008	2,337	$115,167
AGG	iShares Core U.S. Aggregate Bond ETF	+874	39,466	$3,906,344
VUG	VANGUARD GROWTH INDEX FUND	+862	1,020	$87,862
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+844	964	$115,217
SCHG	Schwab U.S. Large-Cap Growth ETF	+750	25,660	$868,334
SCHX	Schwab U.S. Large-Cap ETF	+735	53,891	$1,586,012
IWF	iShares Russell 1000 Growth ETF	+693	924	$114,733
VZ	Verizon Communications Inc	+654	4,950	$209,583
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	+626	4,336	$205,569
XLF	State Street Corp	+600	702	$37,634
—		+600	750	$68,730
DVY	iShares Select Dividend ETF	+554	27,759	$4,338,731
IDEV	iShares Core MSCI International Developed Markets ETF	+537	1,161	$103,340
BINC		+473	4,722	$247,149
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+454	5,271	$314,625
SCHV	Schwab U.S. Large-Cap Value ETF	+450	3,136	$109,164
IXUS	iShares Core MSCI Total International Stock ETF	+382	2,467	$235,450
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
EFG	iShares MSCI EAFE Growth ETF	−4,076	6,912	$859,991
IJH	iShares Core S&P Mid-Cap ETF	−3,852	112,824	$8,699,858
T	At&T Inc.	−3,226	7,025	$145,417
AMZN	Amazon Com Inc	−888	4,489	$1,069,908
SPHD	Invesco Ltd.	−824	7,400	$376,216
—		−780	1,043	$27,806
UYM	ProShares Ultra Materials	−630	1,176	$34,927
MSFT	Microsoft Corp	−589	3,337	$1,244,767
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−432	21,663	$3,558,581
—		−358	649	$53,912
GOOGL	Alphabet Inc.	−280	4,449	$1,589,939
GLDM	World Gold Trust	−267	42	$3,335
BMY	Bristol Myers Squibb Co	−254	988	$56,928
USHY	iShares Broad USD High Yield Corporate Bond ETF	−244	2,368	$87,663
WMT	Walmart Inc.	−221	1,834	$207,718
STIP	iShares 0-5 Year TIPS Bond ETF	−202	25,109	$2,565,135
IJK	iShares S&P Mid-Cap 400 Growth ETF	−198	15,414	$1,811,145
VOD	Vodafone Group Public Ltd Co	−195	662	$8,758
ANET	Arista Networks, Inc.	−190	7,506	$1,275,119
INTC	Intel Corp	−182	936	$130,693
IVOG	Vanguard Admiral Funds	−181	782	$114,406
NEE	Nextera Energy Inc	−163	535	$46,956
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−162	808	$122,961
KHC	Kraft Heinz Co	−150	134	$3,165
XOM	ExxonMobil Holdings Corp	−149	3,159	$431,898
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
USXF	iShares ESG Advanced MSCI USA ETF	4,134	$287,106
—		1,364	$76,602
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	300	$57,156
SGOL	abrdn Gold ETF Trust	849	$32,457
ARCC	Ares Capital Corp	1,646	$30,500
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	80	$29,256
CVLC	Calvert US Large-Cap Core Responsible Index ETF	260	$24,562
CRBN	iShares Low Carbon Optimized MSCI ACWI ETF	94	$23,779
DMRC	Digimarc Corp	2,575	$21,166
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	100	$15,866
GPCR	Structure Therapeutics Inc.	245	$13,149
CVMC	Calvert US Mid-Cap Core Responsible Index ETF	166	$12,637
KIE	State Street(R) SPDR(R) S&P(R) Insurance ETF	105	$6,403
PH	Parker-Hannifin Corp	5	$4,890
CBRS	Cerebras Systems Inc.	20	$4,420
PFG	Principal Financial Group Inc	41	$4,418
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	39	$4,146
SATL	Satellogic Inc.	400	$2,288
LUNR	Intuitive Machines, Inc.	100	$2,139
HSY	Hershey Co	10	$1,754
RONB	Baron First Principles ETF	50	$1,220
RKLB	Rocket Lab Corp	12	$1,219
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	22	$1,105
FDXF	FedEx Freight Holding Company, Inc.	5	$755
—		10	$752
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
TRGP	Targa Resources Corp.	200	$50,146
IXC	iShares Global Energy ETF	380	$21,891
YUM	Yum Brands Inc	122	$18,968
YUMC	Yum China Holdings, Inc.	121	$5,902
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	10	$4,076
—		90	$3,163
—		183	$2,646
JXN	Jackson Financial Inc.	16	$1,691
—		20	$1,299
ZBH	Zimmer Biomet Holdings, Inc.	12	$1,085
FN	Fabrinet	2	$1,043
—		13	$1,039
PBW	Victory Portfolios II	29	$915
PNR	PENTAIR plc	10	$871
CHTR	Charter Communications, Inc.	4	$863
TDC	Teradata Corp	32	$820
SITM	SITIME Corp	2	$690
NET	Cloudflare, Inc.	3	$619
SPOK	Spok Holdings, Inc	50	$545
STRL	Sterling Infrastructure, Inc.	1	$407
STX	Seagate Technology Holdings plc	1	$391
CRWD	CrowdStrike Holdings, Inc.	1	$390
SFBS	ServisFirst Bancshares, Inc.	5	$364
IRTC	iRhythm Holdings, Inc.	3	$354
MATX	Matson, Inc.	2	$327
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,084 tracked positions · $130,586,750 total · filing declares 1,090 positions · $130,660,617 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,084 positions by value · page 1 of 22

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	19,927	-113	$14,923,131	+14.0%	3	before history	11.43%
IVW	iShares S&P 500 Growth ETF	Added	90,538	+151	$12,451,691	+21.8%	3	before history	9.54%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	112,824	-3,852	$8,699,858	+10.4%	3	before history	6.66%
		Added	304,349	+243,568	$8,342,206	+405.6%	3	before history	6.39%
DVY	iShares Select Dividend ETF	Added	27,759	+554	$4,338,731	+5.3%	3	before history	3.32%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	39,466	+874	$3,906,344	+2.0%	3	before history	2.99%
IJR	iShares Core S&P Small-Cap ETF	Added	26,233	+219	$3,890,616	+20.3%	3	before history	2.98%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	21,663	-432	$3,558,581	+13.1%	3	before history	2.73%
STIP	iShares 0-5 Year TIPS Bond ETF	Reduced	25,109	-202	$2,565,135	−2.0%	3	before history	1.96%
NVDA	Nvidia Corp Technology	Held	10,104	0	$2,021,709	+14.7%	3	before history	1.55%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	15,414	-198	$1,811,145	+15.3%	3	before history	1.39%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,548	+196	$1,775,383	+10.5%	3	before history	1.36%
GOOGL	Alphabet Inc. Communication Services	Reduced	4,449	-280	$1,589,939	+16.9%	3	before history	1.22%
SCHX	Schwab U.S. Large-Cap ETF	Added	53,891	+735	$1,586,012	+16.4%	3	before history	1.21%
DELL	Dell Technologies Inc. Technology	Reduced	3,297	-41	$1,422,523	+159.6%	3	before history	1.09%
ANET	Arista Networks, Inc. Technology	Reduced	7,506	-190	$1,275,119	+34.9%	3	before history	0.98%
MSFT	Microsoft Corp Technology	Reduced	3,337	-589	$1,244,767	−14.3%	3	before history	0.95%
IDV	iShares International Select Dividend ETF	Added	29,503	+4,261	$1,222,309	+13.8%	3	before history	0.94%
NYF	iShares New York Muni Bond ETF	Held	21,884	0	$1,179,766	+1.5%	3	before history	0.90%
JNJ	Johnson & Johnson Healthcare	Added	4,560	+17	$1,158,103	+4.3%	3	before history	0.89%
VEA	Vanguard FTSE Developed Markets ETF	Added	15,596	+1,431	$1,111,215	+22.4%	3	before history	0.85%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	4,489	-888	$1,069,908	−4.5%	3	before history	0.82%
AAPL	Apple Inc. Technology	Reduced	3,191	-14	$923,347	+13.5%	3	before history	0.71%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	25,660	+750	$868,334	+19.7%	3	before history	0.66%
EFG	iShares MSCI EAFE Growth ETF	Reduced	6,912	-4,076	$859,991	−29.7%	3	before history	0.66%
IEFA	iShares Core MSCI EAFE ETF	Added	8,285	+19	$800,165	+6.9%	3	before history	0.61%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,880	-63	$790,728	+9.5%	3	before history	0.61%
FELG	Fidelity Enhanced Large Cap Growth ETF	Held	17,404	0	$761,425	+16.7%	3	before history	0.58%
V	Visa Inc. Financial Services	Reduced	2,115	-118	$725,635	+7.5%	3	before history	0.56%
IYW	iShares, Inc.	Added	2,850	+44	$718,855	+41.2%	3	before history	0.55%
DSI	iShares ESG MSCI KLD 400 ETF	Reduced	4,951	-4	$704,972	+17.4%	3	before history	0.54%
IJT	iShares S&P Small-Cap 600 Growth ETF	Reduced	3,911	-40	$698,504	+22.2%	3	before history	0.53%
IBM	International Business Machines Corp Technology	Added	2,401	+6	$675,185	+16.3%	3	before history	0.52%
ASML	Asml Holding NV Technology	Reduced	336	-2	$668,451	+49.7%	3	before history	0.51%
		Added	8,973	+1,780	$654,400	+44.2%	3	before history	0.50%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	5,848	+159	$637,841	+2.9%	3	before history	0.49%
ESGU	iShares ESG Aware MSCI USA ETF	Added	3,747	+44	$613,271	+17.1%	3	before history	0.47%
DGRO	iShares Core Dividend Growth ETF	Added	8,011	+11	$607,153	+8.1%	3	before history	0.46%
ISTB	iShares Core 1-5 Year USD Bond ETF	Added	12,343	+49	$595,549	−0.0%	3	before history	0.46%
IXN	iShares Global Tech ETF	Held	4,020	0	$580,809	+44.5%	3	before history	0.44%
CAT	Caterpillar Inc Industrials	Held	475	0	$505,827	+50.3%	3	before history	0.39%
TIP	iShares TIPS Bond ETF	Added	4,311	+87	$471,752	+1.2%	3	before history	0.36%
XOM	ExxonMobil Holdings Corp Energy	Reduced	3,159	-149	$431,898	−23.0%	3	before history	0.33%
GOOG	Alphabet Inc. Communication Services	Held	1,190	0	$420,462	+23.2%	3	before history	0.32%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	1,266	-98	$414,399	+3.3%	3	before history	0.32%
ICLN	iShares Global Clean Energy ETF	Added	19,113	+14	$391,625	+12.1%	3	before history	0.30%
IVE	iShares S&P 500 Value ETF	Added	1,711	+219	$388,499	+23.3%	3	before history	0.30%
IWM	iShares Russell 2000 ETF	Held	1,258	0	$377,966	+21.1%	3	before history	0.29%
SPHD	Invesco Ltd. Financial Services	Reduced	7,400	-824	$376,216	−7.8%	3	before history	0.29%
LCTU		Added	4,675	+3	$374,748	+14.4%	3	before history	0.29%

Showing the top 50 of 1,084 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.