Aspen Private Advisors, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $199,936,645 | Individuals and high net worth (97%) |
| Apr 2025 to Mar 2026 | $176,690,004 | Individuals and high net worth (98%) |
| Apr 2024 to Mar 2025 | $152,296,593 | Individuals and high net worth (98%) |
| May 2023 to Mar 2024 | $130,380,204 | Individuals and high net worth (97%) |
| Apr 2023 | $130,380,204 | Individuals and high net worth (97%) |
| Apr 2022 to Mar 2023 | $145,145,021 | Individuals and high net worth (97%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 95.0%; sector active share 87.1% against the combined 13F book's sector weights.
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
17 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 100.0% | $100,894,672 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| JAAA | Janus Henderson AAA CLO ETF | +10,305 | 78,193 | $3,946,400 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| DFAX | Dimensional World ex. U.S. Core Equity 2 ETF | −17,061 | 747,259 | $27,663,528 | |
| DUHP | Dimensional US High Profitability ETF | −8,307 | 342,933 | $14,372,322 | |
| AVUS | Avantis U.S. Equity ETF | −6,887 | 269,281 | $34,492,203 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −3,506 | 172,916 | $16,848,935 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IBMP | iShares iBonds Dec 2027 Term Muni Bond ETF | 10,000 | $252,400 | |
| IBTI | iShares iBonds Dec 2028 Term Treasury ETF | 11,500 | $251,965 | |
| IBMQ | iShares iBonds Dec 2028 Term Muni Bond ETF | 10,000 | $251,400 | |
| IBTH | iShares iBonds Dec 2027 Term Treasury ETF | 11,250 | $251,100 | |
| IBMS | iShares iBonds Dec 2030 Term Muni Bond ETF | 10,000 | $250,000 | |
| IBTJ | iShares iBonds Dec 2029 Term Treasury ETF | 11,750 | $249,393 | |
| IBTL | iShares iBonds Dec 2031 Term Treasury ETF | 12,750 | $248,242 | |
| IBMR | iShares iBonds Dec 2029 Term Muni Bond ETF | 10,000 | $247,300 | |
| IBTK | iShares iBonds Dec 2030 Term Treasury ETF | 13,000 | $246,870 | |
| IBMT | iShares iBonds Dec 2031 Term Muni Bond ETF | 10,000 | $246,600 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AVUS |
Avantis U.S. Equity ETF
|
Reduced | 269,281 | $34,492,203 | 34.19% | |
| DFAX |
Dimensional World ex. U.S. Core Equity 2 ETF
|
Reduced | 747,259 | $27,663,528 | 27.42% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 172,916 | $16,848,935 | 16.70% | |
| DUHP |
Dimensional US High Profitability ETF
|
Reduced | 342,933 | $14,372,322 | 14.24% | |
| JAAA |
Janus Henderson AAA CLO ETF
|
Added | 78,193 | $3,946,400 | 3.91% | |
| IVV |
iShares Core S&P 500 ETF
|
Held | 1,060 | $811,801 | 0.80% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Held | 706 | $264,213 | 0.26% | |
| IBMP |
iShares iBonds Dec 2027 Term Muni Bond ETF
|
NEW | 10,000 | $252,400 | 0.25% | |
| IBTI |
iShares iBonds Dec 2028 Term Treasury ETF
|
NEW | 11,500 | $251,965 | 0.25% | |
| IBMQ |
iShares iBonds Dec 2028 Term Muni Bond ETF
|
NEW | 10,000 | $251,400 | 0.25% | |
| IBTH |
iShares iBonds Dec 2027 Term Treasury ETF
|
NEW | 11,250 | $251,100 | 0.25% | |
| IBMS |
iShares iBonds Dec 2030 Term Muni Bond ETF
|
NEW | 10,000 | $250,000 | 0.25% | |
| IBTJ |
iShares iBonds Dec 2029 Term Treasury ETF
|
NEW | 11,750 | $249,393 | 0.25% | |
| IBTL |
iShares iBonds Dec 2031 Term Treasury ETF
|
NEW | 12,750 | $248,242 | 0.25% | |
| IBMR |
iShares iBonds Dec 2029 Term Muni Bond ETF
|
NEW | 10,000 | $247,300 | 0.25% | |
| IBTK |
iShares iBonds Dec 2030 Term Treasury ETF
|
NEW | 13,000 | $246,870 | 0.24% | |
| IBMT |
iShares iBonds Dec 2031 Term Muni Bond ETF
|
NEW | 10,000 | $246,600 | 0.24% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.