NWQ INVESTMENT MANAGEMENT COMPANY, LLC

CIK

763848

Location

LOS ANGELES, CA

Portfolio Value

Small $109,068,625

Diversification

Diversified

Filing Date

Global Rank

#774 / 5,290 ▼ 71

Top Industry

Banks - Diversified 10.6%

3Y Alpha vs SPY

-1.3%

Period ended 5 years ago

Filed Nov 16, 2020 · 5y

3 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+72.6%

SPY

+78.1%

Annualised alpha

-1.3%

Max drawdown

−17.4%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

117 positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

4.2%

−0.7 pts

Top 5

15.8%

−2.5 pts

Top 10

25.8%

−3.0 pts

HHI

150

Diversified−13

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Financial Services	23.9%	$414,432,486	23
Technology	15.1%	$261,839,384	19
Healthcare	15.0%	$259,799,156	13
Industrials	11.0%	$191,118,819	15
Consumer Cyclical	9.4%	$161,962,230	13
Utilities	6.3%	$109,068,625	9
Consumer Defensive	5.2%	$89,672,996	7
Communication Services	4.8%	$82,693,508	4
Energy	3.3%	$57,018,400	4
Basic Materials	2.2%	$38,418,577	6
Real Estate	1.9%	$33,310,867	3
Unclassified	1.8%	$31,748,262	1

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NVT	nVent Electric plc	+875,793	1,738,682	$30,757,284
SFM	Sprouts Farmers Market, Inc.	+425,893	454,215	$9,506,719
CSCO	Cisco Systems, Inc.	+193,447	625,160	$24,625,052
VSAT	Viasat Inc	+176,328	702,784	$24,168,741
BANC	Banc Of California, Inc.	+149,185	390,112	$3,947,933
ETR	Entergy Corp /De/	+90,761	281,831	$13,884,404
FISV	Fiserv Inc	+82,501	308,086	$31,748,262
WSFS	Wsfs Financial Corp	+56,183	156,053	$4,208,749
SON	Sonoco Products Co	+51,465	107,525	$5,491,301
TRIP	TripAdvisor, Inc.	+45,920	632,224	$12,385,268
EVR	Evercore Inc.	+26,343	74,818	$4,897,586
AXS	Axis Capital Holdings Ltd	+13,700	761,970	$33,557,158
IDA	Idacorp Inc	+10,754	48,563	$3,880,183
CVX	Chevron Corp	+7,344	341,096	$24,558,912
GEN	Gen Digital Inc.	+7,213	1,385,217	$28,867,922
BIDU	Baidu, Inc.	+7,208	166,895	$21,127,238
GD	General Dynamics Corp	+4,962	233,174	$32,278,276
IOSP	Innospec Inc.	+4,825	89,079	$5,640,482
EG	Everest Group, Ltd.	+1,611	40,603	$8,020,716
UTHR	UNITED THERAPEUTICS Corp	+1,075	42,712	$4,313,912
RS	Reliance, Inc.	+867	14,345	$1,463,763
PNW	Pinnacle West Capital Corp	+863	13,501	$1,006,499
AIN	Albany International Corp /De/	+797	136,071	$6,736,875
HUBB	Hubbell Inc	+256	5,375	$735,515
BWA	Borgwarner Inc	+181	57,520	$1,961,552
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
LFCR	Lifecore Biomedical, Inc. \De\	−340,589	552,537	$5,370,659
VST	Vistra Corp.	−321,000	507,498	$9,571,412
AEO	American Eagle Outfitters Inc	−318,238	1,187,177	$17,582,091
BAC	Bank Of America Corp /De/	−261,253	1,390,346	$33,493,435
PWR	Quanta Services, Inc.	−243,492	293,576	$15,518,427
BDN	Brandywine Realty Trust	−226,719	508,277	$5,255,584
TER	Teradyne, Inc	−166,805	8,949	$711,087
KNX	Knight-Swift Transportation Holdings Inc.	−141,307	152,410	$6,203,087
CNP	Centerpoint Energy Inc	−108,431	1,394,231	$26,978,369
FHN	First Horizon Corp	−91,443	2,093,692	$19,743,515
ORCL	Oracle Corp	−88,163	988,359	$59,005,032
MEI	Methode Electronics Inc	−86,463	99,611	$2,838,913
ING	Ing Groep NV	−85,464	1,673,044	$11,845,151
CMCSA	Comcast Corp	−82,300	992,943	$43,049,242
GM	General Motors Co	−80,422	1,086,603	$32,152,582
TMHC	Taylor Morrison Home Corp	−79,534	361,209	$8,882,129
TAK	Takeda Pharmaceutical Co Ltd	−78,603	1,066,440	$19,025,289
LIVN	LivaNova PLC	−71,930	71,470	$3,231,158
DD	DuPont de Nemours, Inc.	−67,261	803,699	$18,656,586
TRN	Trinity Industries Inc	−63,058	858,755	$16,745,722
UBS	UBS Group AG	−56,721	2,063,081	$23,003,353
RMBS	Rambus Inc	−54,310	1,248,308	$17,089,336
BMY	Bristol Myers Squibb Co	−49,174	1,203,521	$72,560,281
TT	Trane Technologies plc	−46,893	188,856	$22,898,790
EPD	Enterprise Products Partners L.P.	−39,461	677,691	$10,700,740
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
MDT	Medtronic plc	294,325	$30,586,254
XIFR	XPLR Infrastructure, LP	328,534	$19,698,898
EVRG	Evergy, Inc.	364,088	$18,502,952
TSN	Tyson Foods, Inc.	308,440	$18,346,011
NFG	National Fuel Gas Co	205,583	$8,344,613
TXNM	Txnm Energy Inc	177,278	$7,326,899
FLS	Flowserve Corp	184,483	$5,034,541
VSH	Vishay Intertechnology Inc	312,732	$4,869,237
SHOO	Steven Madden, Ltd.	179,621	$3,502,609
TSEM	Tower Semiconductor Ltd	190,805	$3,476,467
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
FE	Firstenergy Corp	2,277,592	$88,325,017
INCY	Incyte Corp	188,603	$19,609,053
ORI	Old Republic International Corp	821,593	$13,400,181
NTR	Nutrien Ltd.	192,036	$6,164,355
HSBC	Hsbc Holdings PLC	253,407	$5,911,985
ENTG	Entegris Inc	96,908	$5,722,417
CNA	Cna Financial Corp	128,100	$4,118,415
HNI	Hni Corp	111,089	$3,395,990
FHB	First Hawaiian, Inc.	115,477	$1,990,823
EEFT	Euronet Worldwide, Inc.	15,578	$1,492,683
AVY	Avery Dennison Corp	8,136	$928,236
JAZZ	Jazz Pharmaceuticals plc	5,642	$622,538
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

9 positions · $109,068,625 total · Utilities only · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CNP	Centerpoint Energy Inc Utilities	Reduced	1,394,231	-108,431	$26,978,369	−3.8%	24.74%
XIFR	XPLR Infrastructure, LP Utilities	NEW	328,534	NEW	$19,698,898	NEW	18.06%
EVRG	Evergy, Inc. Utilities	NEW	364,088	NEW	$18,502,952	NEW	16.96%
ETR	Entergy Corp /De/ Utilities	Added	281,831	+90,761	$13,884,404	+54.9%	12.73%
VST	Vistra Corp. Utilities	Reduced	507,498	-321,000	$9,571,412	−38.0%	8.78%
NGG	National Grid PLC Utilities	Reduced	142,222	-7,656	$8,219,009	−9.7%	7.54%
TXNM	Txnm Energy Inc Utilities	NEW	177,278	NEW	$7,326,899	NEW	6.72%
IDA	Idacorp Inc Utilities	Added	48,563	+10,754	$3,880,183	+17.5%	3.56%
PNW	Pinnacle West Capital Corp Utilities	Added	13,501	+863	$1,006,499	+8.7%	0.92%