Ameritas Investment Company, LLC

CIK

938165

Location

Lincoln, NE

Portfolio Value

Mid $2,136,081,309

Diversification

Diversified

Filing Date

Global Rank

#1,114 / 6,035 ▲ 1130 · as of Sep 2021

Top Industry

Consumer Electronics 13.8%

Period ended 5 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 60.3% of the book (60%+)

Turnover

Medium turnover

60.2% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 5.5 quarters, but 62.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 75.4%; sector active share 58.7% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

675 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

23.0%

+4.0 pts

Top 5

48.2%

+14.3 pts

Top 10

60.1%

+17.7 pts

HHI

839

Diversified+369

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	79.6%	$1,699,975,150	364
Technology	5.9%	$125,248,137	43
Financial Services	3.2%	$68,458,505	74
Consumer Cyclical	2.3%	$49,030,238	28
Healthcare	2.0%	$43,116,999	34
Industrials	1.9%	$41,343,492	34
Communication Services	1.7%	$35,988,105	14
Consumer Defensive	1.3%	$27,475,984	21
Energy	0.6%	$13,758,075	15
Basic Materials	0.6%	$12,522,873	18
Utilities	0.5%	$10,513,927	14
Real Estate	0.4%	$8,649,824	16

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VDE	VANGUARD ENERGY INDEX FUND	+703,644	706,256	$52,192,318
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+660,733	661,663	$44,695,335
VFH	VANGUARD FINANCIALS INDEX FUND	+542,612	546,737	$50,655,183
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	+508,897	509,144	$21,979,746
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+478,291	482,355	$39,524,168
GSY	Invesco Ultra Short Duration ETF	+476,707	479,527	$24,201,727
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+437,536	469,552	$48,528,199
VNQ	VANGUARD REAL ESTATE INDEX FUND	+436,074	452,214	$46,026,340
DIAL	Columbia Diversified Fixed Income Allocation ETF	+408,938	466,426	$9,962,859
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	+346,984	348,007	$48,988,945
MTUM	iShares MSCI USA Momentum Factor ETF	+311,644	352,207	$61,847,549
QUAL	iShares MSCI USA Quality Factor ETF	+292,895	293,725	$38,692,394
VAW	VANGUARD MATERIALS INDEX FUND	+266,556	267,768	$46,385,450
VPU	VANGUARD UTILITIES INDEX FUND	+265,051	270,056	$37,575,591
AAPL	Apple Inc.	+252,470	422,583	$59,795,494
VIS	VANGUARD INDUSTRIALS INDEX FUND	+246,862	247,856	$46,569,663
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	+232,670	236,182	$7,380,687
BLV	VANGUARD LONG-TERM BOND INDEX FUND	+232,005	233,241	$23,867,551
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	+231,180	232,388	$41,648,577
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+223,619	229,041	$12,042,975
LDSF	First Trust Exchange-Traded Fund VI	+222,435	303,295	$6,114,427
SMMV	iShares MSCI USA Small-Cap Min Vol Factor ETF	+215,811	254,575	$9,439,641
JPST	JPMorgan Ultra-Short Income ETF	+193,417	201,995	$10,245,186
VHT	VANGUARD HEALTH CARE INDEX FUND	+191,657	207,293	$51,234,537
BIV	Vanguard Bond Index Funds	+182,058	189,095	$16,912,656
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
F	Ford Motor Co	−49,896	60,762	$860,389
REET	iShares Global REIT ETF	−24,308	462,490	$12,676,850
ALB	Albemarle Corp	−5,575	941	$206,050
VEEV	Veeva Systems Inc	−4,483	3,381	$974,302
QSR	Restaurant Brands International Inc.	−4,012	3,639	$222,670
ONEQ	Fidelity Nasdaq Composite Index ETF	−3,855	10,049	$564,552
ASML	Asml Holding NV	−2,668	303	$225,768
KKR	KKR & Co. Inc.	−2,271	11,102	$675,889
MAA	Mid America Apartment Communities Inc.	−2,215	1,674	$312,619
NEM	NEWMONT Corp	−2,208	3,718	$201,887
PFN	PIMCO Income Strategy Fund II	−1,897	36,039	$365,435
FR	First Industrial Realty Trust Inc	−1,592	6,772	$352,685
ZTR	Virtus Total Return Fund Inc.	−1,510	18,119	$168,687
IJS	iShares S&P Small-Cap 600 Value ETF	−1,162	5,449	$548,550
EOD	Allspring Global Dividend Opportunity Fund	−900	19,790	$109,240
UOCT		−881	10,719	$297,773
—		−685	7,478	$399,923
RCL	Royal Caribbean Cruises Ltd	−628	3,222	$286,596
SJM	J M SMUCKER Co	−626	2,403	$288,432
HLIO	Helios Technologies, Inc.	−500	7,048	$578,711
PAPR		−421	34,931	$998,083
SMH	VanEck Semiconductor ETF	−381	11,041	$2,829,477
FXG	First Trust Consumer Staples AlphaDEX Fund	−351	3,962	$223,020
PLD	Prologis, Inc.	−281	3,191	$400,247
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	−186	5,607	$351,390
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
EDV	Vanguard World Fund	61,141	$8,286,439
SCHJ	Schwab 1-5 Year Corporate Bond ETF	153,392	$7,831,428
STPZ	PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund	130,994	$7,186,330
TDOC	Teladoc Health, Inc.	31,197	$3,956,091
HYI	Western Asset High Yield Opportunity Fund Inc.	138,305	$2,203,198
PJUL		66,024	$1,964,214
SNAP	Snap Inc	26,481	$1,956,151
UJUL		68,746	$1,849,542
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	23,203	$1,816,794
IMCG	iShares Morningstar Mid-Cap Growth ETF	24,877	$1,713,527
LULU	lululemon athletica inc.	3,290	$1,331,463
HMOP	Hartford Municipal Opportunities ETF	23,553	$984,162
GTO	Invesco Total Return Bond ETF	12,709	$721,871
NSC	Norfolk Southern Corp	2,866	$685,690
TQQQ	ProShares UltraPro QQQ	5,168	$643,777
XPH	State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF	11,369	$539,345
SLQD	iShares 0-5 Year Investment Grade Corporate Bond ETF	9,176	$474,215
NXTG	First Trust Indxx NextG ETF	5,783	$441,300
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	6,593	$435,467
—		1,082	$368,000
VMC	Vulcan Materials CO	2,148	$363,355
NUE	Nucor Corp	3,612	$355,745
SSYS	Stratasys Ltd.	16,476	$354,563
MLM	Martin Marietta Materials Inc	988	$337,579
UAL	United Airlines Holdings, Inc.	7,040	$334,892
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
FTHY	First Trust High Yield Opportunities 2027 Term Fund	154,309	$3,093,895
TRTN	Triton International Ltd	6,118	$2,601,000
—		19,505	$2,128,000
DFAC	Dimensional U.S. Core Equity 2 ETF	78,682	$2,122,840
QQQM	Invesco Ltd.	14,084	$2,052,461
AVTR	Avantor, Inc.	50,696	$1,800,214
—		47,169	$1,754,000
DFUS	Dimensional U.S. Equity Market ETF	34,775	$1,638,771
AEO	American Eagle Outfitters Inc	43,616	$1,636,908
UPWK	Upwork, Inc	24,163	$1,408,461
AFGR	First Trust Exchange-Traded Fund VIII	52,314	$1,386,844
GNK	Genco Shipping & Trading Ltd	71,821	$1,355,980
GE	General Electric Co	87,296	$1,175,004
QDEC	FT Vest Nasdaq-100 Buffer ETF - December	50,634	$1,102,960
—		2,646	$1,015,000
SDHY	PGIM Short Duration High Yield Opportunities Fund	42,858	$852,017
DFAT	Dimensional U.S. Targeted Value ETF	17,946	$804,034
ALXN	Vanda Pharmaceuticals Inc.	2,405	$740,000
IAU	Ishares Gold Trust	21,923	$739,024
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	12,835	$684,618
INMD	InMode Ltd.	5,510	$521,686
BUFR	FT Vest Laddered Buffer ETF	21,389	$490,663
RTX	RTX Corp	5,392	$459,991
—		8,253	$403,000
PKW	Victory Portfolios II	4,075	$367,768
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

675 tracked positions · $2,136,081,309 total · filing declares 707 positions · $2,165,928,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 675 positions by value · page 1 of 14

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
MTUM	iShares MSCI USA Momentum Factor ETF	Added	352,207	+311,644	$61,847,549	+779.2%	7+	before history	2.90%
AAPL	Apple Inc. Technology	Added	422,583	+252,470	$59,795,494	+156.6%	7+	before history	2.80%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	131,971	+128,851	$52,958,695	+4156.6%	7+	before history	2.48%
VCR	VANGUARD CONSUMER DISCRETIONARY INDEX FUND	Added	169,672	+167,153	$52,593,229	+6549.0%	7+	before history	2.46%
VDE	VANGUARD ENERGY INDEX FUND	Added	706,256	+703,644	$52,192,318	+26230.0%	3	unpriced	2.44%
VHT	VANGUARD HEALTH CARE INDEX FUND	Added	207,293	+191,657	$51,234,537	+1225.9%	7+	before history	2.40%
VFH	VANGUARD FINANCIALS INDEX FUND	Added	546,737	+542,612	$50,655,183	+13476.6%	7+	before history	2.37%
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	Added	348,007	+346,984	$48,988,945	+33197.0%	3	unpriced	2.29%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	469,552	+437,536	$48,528,199	+1346.7%	7+	before history	2.27%
VIS	VANGUARD INDUSTRIALS INDEX FUND	Added	247,856	+246,862	$46,569,663	+23748.7%	3	unpriced	2.18%
VAW	VANGUARD MATERIALS INDEX FUND	Added	267,768	+266,556	$46,385,450	+21069.3%	3	unpriced	2.17%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	452,214	+436,074	$46,026,340	+2701.5%	7+	before history	2.15%
QQQ	Invesco Qqq Trust, Series 1	Added	127,163	+31,797	$45,519,267	+34.7%	4	$328.52	2.13%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	661,663	+660,733	$44,695,335	+70774.1%	3	unpriced	2.09%
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	Added	232,388	+231,180	$41,648,577	+18790.6%	7+	before history	1.95%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	482,355	+478,291	$39,524,168	+11737.2%	7+	before history	1.85%
QUAL	iShares MSCI USA Quality Factor ETF	Added	293,725	+292,895	$38,692,394	+34985.0%	3	unpriced	1.81%
VPU	VANGUARD UTILITIES INDEX FUND	Added	270,056	+265,051	$37,575,591	+5310.5%	7+	before history	1.76%
IJH	iShares Core S&P Mid-Cap ETF	Added	109,235	+95,331	$28,736,451	+669.1%	7+	before history	1.35%
GSY	Invesco Ultra Short Duration ETF	Added	479,527	+476,707	$24,201,727	+16901.2%	3	$50.48	1.13%
BLV	VANGUARD LONG-TERM BOND INDEX FUND	Added	233,241	+232,005	$23,867,551	+18642.4%	7+	before history	1.12%
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	Added	509,144	+508,897	$21,979,746	+201604.6%	3	unpriced	1.03%
VIG	Vanguard Specialized Funds	Added	135,430	+85,018	$20,802,048	+166.6%	7+	before history	0.97%
SPY	Spdr S&P 500 ETF Trust	Added	45,725	+14,931	$19,622,426	+48.9%	7+	before history	0.92%
MSFT	Microsoft Corp Technology	Added	60,252	+23,080	$16,986,243	+68.7%	7+	before history	0.80%
BIV	Vanguard Bond Index Funds	Added	189,095	+182,058	$16,912,656	+2571.6%	7+	before history	0.79%
IVW	iShares S&P 500 Growth ETF	Added	215,578	+105,758	$15,933,369	+99.5%	7+	before history	0.75%
IWF	iShares Russell 1000 Growth ETF	Added	57,866	+5,643	$15,857,598	+11.9%	7+	before history	0.74%
AMZN	Amazon Com Inc Consumer Cyclical	Added	4,476	+1,536	$14,703,839	+45.4%	7+	before history	0.69%
LMBS	First Trust Low Duration Opportunities ETF	Added	281,584	+160,455	$14,242,518	+131.0%	7+	before history	0.67%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	91,362	+82,571	$13,642,173	+951.0%	7+	before history	0.64%
DSI	iShares ESG MSCI KLD 400 ETF	Added	152,945	+6,191	$12,726,553	+4.7%	3	unpriced	0.60%
REET	iShares Global REIT ETF	Reduced	462,490	-24,308	$12,676,850	−6.1%	3	unpriced	0.59%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	106,490	+80,665	$12,517,899	+296.4%	7+	before history	0.59%
IJR	iShares Core S&P Small-Cap ETF	Added	114,360	+24,428	$12,486,968	+22.9%	7+	before history	0.58%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	55,479	+24,545	$12,319,666	+78.7%	7+	before history	0.58%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	229,041	+223,619	$12,042,975	+4138.0%	7+	before history	0.56%
PSP	Victory Portfolios II	Added	160,533	+18,615	$12,023,921	+10.7%	3	unpriced	0.56%
TSLA	Tesla, Inc. Consumer Cyclical	Added	15,189	+8,868	$11,778,764	+174.2%	7+	before history	0.55%
FDLO	Fidelity Low Volatility Factor ETF	Added	227,007	+132,093	$10,787,372	+141.0%	7+	before history	0.51%
		Added	58,866	+12,771	$10,734,803	+23.5%	7+	before history	0.50%
VTV	VANGUARD VALUE INDEX FUND	Added	79,208	+30,155	$10,722,386	+59.0%	7+	before history	0.50%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	166,977	+129,412	$10,689,867	+351.9%	7+	before history	0.50%
UPS	United Parcel Service Inc Industrials	Added	58,222	+55,354	$10,602,226	+1677.5%	3	$195.63	0.50%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	124,066	+99,407	$10,601,439	+400.5%	7+	before history	0.50%
QLTA	iShares Aaa - A Rated Corporate Bond ETF	Added	187,863	+314	$10,582,322	−0.7%	3	unpriced	0.50%
JPST	JPMorgan Ultra-Short Income ETF	Added	201,995	+193,417	$10,245,186	+2253.9%	7+	before history	0.48%
LITE	Lumentum Holdings Inc. Technology	Added	121,787	+60	$10,174,085	+1.9%	2	$84.07	0.48%
FVD	First Trust Value Line Dividend Index Fund	Added	259,376	+102,289	$10,167,539	+62.7%	7+	before history	0.48%
DIAL	Columbia Diversified Fixed Income Allocation ETF	Added	466,426	+408,938	$9,962,859	+704.2%	2	$21.59	0.47%

Showing the top 50 of 675 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.