HYI · Western Asset High Yield Opportunity Fund Inc. · Holdings

$10.20 -0.01 (-0.10%) At close · Sep 11

Market Cap

$130.70M

12.81M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 46

Total Value: $43,076,955

Total Shares: 4,052,397

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 46 13F filers · Δ vs Mar 31, 2026

Top Holder

12.8%

−1.9 pts

Top 5

44.6%

−4.0 pts

Top 10

69.1%

−2.2 pts

HHI

595

Broadly held−76

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: +12.5%

Shares held: +13.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Shaker Financial Services, LLC	+55,528	329,087
Large JONES FINANCIAL COMPANIES LLLP	+17,445	60,774
Small Uncommon Cents Investing LLC	+12,325	307,820
Small Hara Capital LLC	+6,500	16,900
Large NOMURA HOLDINGS INC	+5,555	20,000

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega Invesco Ltd.	−25,990	30,896
Mid 1607 Capital Partners, LLC	−23,717	166,567
Mid READYSTATE ASSET MANAGEMENT LP	−17,793	19,417
Mega CITADEL ADVISORS LLC	−16,431	58,109
Small Logan Stone Capital, LLC	−16,341	73,932

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Allspring Global Investments Holdings, LLC	267,803	$2,846,745
Mid SIT INVESTMENT ASSOCIATES INC	173,430	$1,843,560
Large Pathstone Holdings, LLC	108,501	$1,153,365
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	11,545	$122,723
Small Seelaus Asset Management LLC	10,796	$114,761

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Calamos Advisors LLC	26,332	$281,225
Large HRT FINANCIAL LP	13,454	$143,688
Mid Savvy Advisors, Inc.	10,463	$111,744
Mid Advisory Services Network, LLC	3,603	$38,480
Micro Osbon Capital Management LLC	141	$1,505

Filter: New 6 Increased 14 Reduced 15 Sold out 5 Unchanged 11

Showing 46 of 46

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC

$5,497,431

12.76%

517,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	100,803	$1,071,535	19.5%	Defined
Raymond James Financial Services Advisors, Inc.	416,359	$4,425,896	80.5%	Defined

GUGGENHEIM CAPITAL LLC

$4,097,992

9.51%

385,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	385,512	$4,097,992	100.0%	Defined

Shaker Financial Services, LLC

$3,498,194

8.12%

329,087

Uncommon Cents Investing LLC

$3,272,126

7.60%

307,820

Allspring Global Investments Holdings, LLC

$2,846,745

6.61%

267,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	267,803	$2,846,745	100.0%	Defined

ABSOLUTE INVESTMENT ADVISERS, LLC

$2,614,618

6.07%

245,966

WOLVERINE ASSET MANAGEMENT LLC

$2,458,591

5.71%

231,288

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	231,288	$2,458,591	100.0%	Defined

Rockefeller Capital Management L.P.

$1,860,451

4.32%

175,019

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	175,019	$1,860,451	100.0%	Defined

SIT INVESTMENT ASSOCIATES INC

$1,843,560

4.28%

173,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	173,430	$1,843,560	100.0%	Sole

1607 Capital Partners, LLC

$1,770,607

4.11%

166,567

MORGAN STANLEY

$1,229,327

2.85%

115,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	115,647	$1,229,327	100.0%	Defined

Pathstone Holdings, LLC

$1,153,365

2.68%

108,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	108,101	$1,149,113	99.6%	Defined
Held directly	400	$4,252	0.4%	Sole

Quarry LP

$1,042,558

2.42%

98,077

WELLS FARGO & COMPANY/MN

$979,947

2.27%

92,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	32,535	$345,847	35.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	59,652	$634,100	64.7%	Defined

Capital Investment Advisors, LLC

$890,783

2.07%

83,799

TFB Advisors LLC

$888,008

2.06%

83,538

Logan Stone Capital, LLC

$785,897

1.82%

73,932

E&G Advisors, LP

$671,082

1.56%

63,131

JONES FINANCIAL COMPANIES LLLP

$646,027

1.50%

60,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	60,774	$646,027	100.0%	Sole

CITADEL ADVISORS LLC

$617,698

1.43%

58,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	58,109	$617,698	100.0%	Defined

Everstar Asset Management, LLC

$468,836

1.09%

44,105

LPL Financial LLC

$422,701

0.98%

39,765

BANK OF AMERICA CORP /DE/

$390,535

0.91%

36,739

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	36,739	$390,535	100.0%	Defined

Invesco Ltd.

$328,424

0.76%

30,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	30,896	$328,424	100.0%	Defined

RVW Wealth, LLC

$293,632

0.68%

27,623

Ionic Capital Management LLC

$254,832

0.59%

23,973

NOMURA HOLDINGS INC

$212,600

0.49%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	20,000	$212,600	100.0%	Defined

READYSTATE ASSET MANAGEMENT LP

$206,402

0.48%

19,417

OSAIC HOLDINGS, INC.

$190,074

0.44%

17,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	16,239	$172,620	90.8%	Defined
Osaic Advisory Services, LLC	1,642	$17,454	9.2%	Defined

Hara Capital LLC

$179,647

0.42%

16,900

PRIVATE MANAGEMENT GROUP INC

$176,702

0.41%

16,623

Cetera Investment Advisers

$172,886

0.40%

16,264

Huntleigh Advisors, Inc.

$145,365

0.34%

13,675

MRA Advisory Group

$139,051

0.32%

13,081

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$122,723

0.28%

11,545

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	11,545	$122,723	100.0%	Other

Seelaus Asset Management LLC

$114,761

0.27%

10,796

Kanen Wealth Management LLC

$106,300

0.25%

10,000

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$97,317

0.23%

9,155

Steward Partners Investment Advisory, LLC

$86,326

0.20%

8,121

FIFTH THIRD BANCORP

$78,906

0.18%

7,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	7,423	$78,906	100.0%	Defined

UBS Group AG

$73,176

0.17%

6,884

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	6,884	$73,176	100.0%	Defined

ROYAL BANK OF CANADA

$64,555

0.15%

6,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	6,073	$64,555	100.0%	Defined

Quest 10 Wealth Builders, Inc.

$31,975

0.07%

3,008

PRIVATE TRUST CO NA

$31,454

0.07%

2,959

Arax Advisory Partners

$20,111

0.05%

1,892

HIGHLINE WEALTH PARTNERS LLC

$2,657

0.01%

250

Key facts CIK 1497186 CUSIP 95768B107 13F (30d) 15 filings 15 filers Visit website Investor relations