HYI · Western Asset High Yield Opportunity Fund Inc. · Shareholders & Ownership
Every disclosed holder of HYI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns HYI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 3,913,574 | — |
| Insiders (Forms 3, 4, 5) | 1,000 | — |
| 13D/G-only blocks | 615,191 | — |
| Registered funds (N-PORT, not summed) | 13,607 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of HYI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
First Trust Portfolios L.P.
13G
CIK 1184765 · Unknown · Jun 30, 2026
Rule 13d-1(b), qualified institution
|
615,191 | ||
| 2 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
517,162 | ||
| 3 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
385,512 | ||
| 4 |
Uncommon Cents Investing LLC
13F
CIK 1729754 · Registered investment adviser · Sep 30, 2026
|
318,945 | ||
| 5 |
Allspring Global Investments Holdings, LLC
13F
CIK 1890906 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
267,803 | ||
| 6 |
ABSOLUTE INVESTMENT ADVISERS, LLC
13F
CIK 1316187 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
245,966 | ||
| 6.1 |
ABSOLUTE CEF OPPORTUNITIES
Fund
S000081741 · Registered fund · Jun 30, 2026
Unified Series Trust, not summed
|
13,607 | ||
| 7 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
231,288 | ||
| 8 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
179,344 | ||
| 9 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
175,019 | ||
| 10 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
173,430 | ||
| 11 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
166,567 | ||
| 12 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
115,647 | ||
| 13 |
Pathstone Holdings, LLC
13F
CIK 2011612 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
108,501 | ||
| 14 |
|
98,077 | ||
| 15 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
92,187 | ||
| 16 |
Capital Investment Advisors, LLC
13F
CIK 1582732 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
83,799 | ||
| 17 |
TFB Advisors LLC
13F
CIK 1965201 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
83,538 | ||
| 18 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
73,932 | ||
| 19 |
E&G Advisors, LP
13F
CIK 1598550 · Unknown · Sep 30, 2026
|
62,561 | ||
| 20 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,774 | ||
| 21 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,109 | ||
| 22 |
Everstar Asset Management, LLC
13F
CIK 2023744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,105 | ||
| 23 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
39,765 | ||
| 24 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,739 | ||
| 25 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,896 | ||
| 26 |
RVW Wealth, LLC
13F
CIK 1756543 · Unknown · Sep 30, 2026
|
27,623 | ||
| 27 |
Ionic Capital Management LLC
13F
CIK 1386462 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,973 | ||
| 28 |
NOMURA HOLDINGS INC
13F
CIK 1163653 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,000 | ||
| 29 |
READYSTATE ASSET MANAGEMENT LP
13F
CIK 1900923 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,417 | ||
| 30 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,881 | ||
| 31 |
Hara Capital LLC
13F
CIK 2010015 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,900 | ||
| 32 |
PRIVATE MANAGEMENT GROUP INC
13F
CIK 1142031 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,623 | ||
| 33 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,264 | ||
| 34 |
Huntleigh Advisors, Inc.
13F
CIK 1367653 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,675 | ||
| 35 |
MRA Advisory Group
13F
CIK 1841816 · Unknown · Sep 30, 2026
|
13,153 | ||
| 36 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,545 | ||
| 37 |
Seelaus Asset Management LLC
13F
CIK 1705655 · Registered investment adviser · Sep 30, 2026
|
11,089 | ||
| 38 |
Kanen Wealth Management LLC
13F
CIK 1681614 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,000 | ||
| 39 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,155 | ||
| 40 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,121 | ||
| 41 |
FIFTH THIRD BANCORP
13F
CIK 35527 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,423 | ||
| 42 |
|
6,884 | ||
| 43 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,073 | ||
| 44 |
Quest 10 Wealth Builders, Inc.
13F
CIK 2035215 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,008 | ||
| 45 |
PRIVATE TRUST CO NA
13F
CIK 1277557 · Unknown · Sep 30, 2026
|
2,959 | ||
| 46 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,892 | ||
| 47 |
|
1,000 | ||
| 48 |
HIGHLINE WEALTH PARTNERS LLC
13F
CIK 2042654 · Registered investment adviser · Sep 30, 2026
|
250 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.