ASTI · Ascent Solar Technologies, Inc.
$2.77
-0.17 (-5.78%)
At close · Jul 29
Going-concern doubt
— flagged May 8, 2026
Substantial doubt about the company's ability to continue as a going concern.
“As a result of the Company's recurring losses from operations, and the need for additional financing to fund its operating and capital requirements, there is uncertainty regarding the Company's ability to maintain liquidity sufficient to operate its business effectively, which raises substantial doubt as to the Company's ability to continue as a going concern. Management cannot provide any assurances that the Company will be successful in accomplishing any of its plans. These unaudited condensed financial statements do not include any adjustments that might be necessary should the Company be unable to continue as a going concern.”View the 10-Q filed May 8, 2026
Market Cap
$26.40M
Shares
9.46M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
The Jun 30, 2026 filing window is
still open — showing the latest known positions. Funds that have not filed yet
carry their prior-quarter positions; a fund that filed without this stock counts
as sold out.
Holders: 27
Total Value: $2,707,891
Total Shares: 686,774
Institutional Ownership Trend
8 quarters
Holder Concentration
Across 26 13F filersTop Holder
21.5%
of institutional value
Top 5
73.4%
of institutional value
Top 10
90.2%
of institutional value
HHI
1,326
Broadly held
| Holder | Value (USD) | % of 13F | Shares | Type | Discretion | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Small Arosa Capital Management LP | $591,000 | 21.83% | 150,000 | Shares | Sole | 2026-05-15 | ||||
| Mega UBS Group AG | $584,506 | 21.59% | 148,352 | Shares | Defined | 2026-05-05 | ||||
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $350,549 | 12.95% | 88,972 | Shares | Defined | 2026-05-15 | ||||
| Mega GEODE CAPITAL MANAGEMENT, LLC | $311,739 | 11.51% | 79,122 | Shares | Defined | 2026-05-15 | ||||
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $178,836 | 6.60% | 45,390 | Shares | Defined | 2026-05-08 | ||||
| Small United Advisor Group, LLC | $137,900 | 5.09% | 35,000 | Shares | Sole | 2026-04-17 | ||||
| Large Cetera Investment Advisers | $98,503 | 3.64% | 25,001 | Shares | Sole | 2026-05-13 | ||||
| Mega STATE STREET CORP | $90,769 | 3.35% | 23,038 | Shares | Defined | 2026-05-15 | ||||
| Mega NORTHERN TRUST CORP Bank | $73,547 | 2.72% | 18,667 | Shares | Defined | 2026-05-14 | ||||
| Mega JANE STREET GROUP, LLC | $60,123 | 2.22% | 15,260 | Shares | Defined | 2026-05-12 | ||||
| Large HRT FINANCIAL LP | $45,168 | 1.67% | 11,464 | Shares | Defined | 2026-05-14 | ||||
| Mid Engineers Gate Manager LP | $45,144 | 1.67% | 11,458 | Shares | Sole | 2026-05-15 | ||||
| Small FOUNDERS FINANCIAL SECURITIES LLC Broker-Dealer | $39,400 | 1.46% | 10,000 | Shares | Sole | 2026-04-17 | ||||
| Small TRANSCEND CAPITAL ADVISORS, LLC | $39,400 | 1.46% | 10,000 | Shares | Sole | 2026-05-13 | ||||
| Mega BlackRock, Inc. | $27,741 | 1.02% | 7,041 | Shares | Sole | 2026-05-13 | ||||
| Mid Tower Research Capital LLC (TRC) | $13,789 | 0.51% | 3,500 | Shares | Other | 2026-05-15 | ||||
| Mega MORGAN STANLEY | $9,850 | 0.36% | 2,500 | Shares | Defined | 2026-05-15 | ||||
| Mid Bogart Wealth, LLC | $8,000 | 0.30% | 1,600 | Shares | Sole | 2026-07-24 | ||||
| Micro Quaker Wealth Management, LLC | $1,500 | 0.06% | 300 | Shares | Sole | 2026-07-24 | ||||
| Micro Caitlin John, LLC | $394 | 0.01% | 100 | Shares | Sole | 2026-05-13 | ||||
| Mid Smartleaf Asset Management LLC | $11 | 0.00% | 3 | Shares | Sole | 2026-05-15 | ||||
| Large TD Waterhouse Canada Inc. | $5 | 0.00% | 1 | Shares | Defined | 2026-07-27 | ||||
| Small TSFG, LLC | $5 | 0.00% | 1 | Shares | Sole | 2026-07-23 | ||||
| Large Steward Partners Investment Advisory, LLC | $3 | 0.00% | 1 | Shares | Sole | 2026-05-08 | ||||
| Mega ROYAL BANK OF CANADA Bank | $3 | 0.00% | 1 | Shares | Defined | 2026-05-15 | ||||
| Large FIFTH THIRD BANCORP Bank | $3 | 0.00% | 1 | Shares | Defined | 2026-05-01 | ||||
| Large CWM, LLC | $3 | 0.00% | 1 | Shares | Sole | 2026-05-14 | ||||
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