ASTI · Ascent Solar Technologies, Inc. · Holdings
$2.86
+0.04 (+1.24%)
At close · Sep 11
Going-concern doubt
— flagged Aug 6, 2026
Substantial doubt about the company's ability to continue as a going concern.
“As a result of the Company’s recurring losses from operations, and the need for additional financing to fund its operating and capital requirements, there is uncertainty regarding the Company’s ability to maintain liquidity sufficient to operate its business effectively, which raises substantial doubt as to the Company’s ability to continue as a going concern.”View the 10-Q filed Aug 6, 2026
Market Cap
$28.07M
Shares
9.82M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 38
Total Value: $10,253,390
Total Shares: 2,050,678
Institutional Ownership Trend
18 quarters
Holder Concentration
Across 38 13F filers · Δ vs Mar 31, 2026Top Holder
18.7%
−2.9 pts
Top 5
72.7%
−0.8 pts
Top 10
89.6%
−0.7 pts
HHI
1,243
Broadly held−83
Quarterly Activity
vs Mar 31, 2026
New
18
Increased
11
Decreased
4
Sold Out
6
Unchanged
5
Holder count:
+12
Institutional value:
+273.4%
Shares held:
+194.3%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega JANE STREET GROUP, LLC | +337,436 | 352,696 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | +293,665 | 382,637 | |
| Mega MORGAN STANLEY | +66,034 | 68,534 | |
| Mega BlackRock, Inc. | +57,902 | 64,943 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | +29,329 | 108,451 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega UBS Group AG | −28,696 | 119,656 | |
| Small United Advisor Group, LLC | −25,000 | 10,000 | |
| Mid Tower Research Capital LLC (TRC) | −1,347 | 2,153 | |
| Large Cetera Investment Advisers | −250 | 24,751 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Small Soviero Asset Management, LP | 370,000 | $1,850,000 | |
| Large DNB Asset Management AS | 265,360 | $1,326,800 | |
| Mega TWO SIGMA INVESTMENTS, LP | 35,057 | $175,285 | |
| Large NewEdge Advisors, LLC | 28,080 | $140,400 | |
| Mid XTX Topco Ltd | 14,947 | $74,735 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Small Arosa Capital Management LP | 150,000 | $591,000 | |
| Mid B. Riley Wealth Advisors, Inc. | 12,000 | $47,280 | |
| Large HRT FINANCIAL LP | 11,464 | $45,168 | |
| Large CWM, LLC | 1 | $3 | |
| Mid CoreCap Advisors, LLC | 1 | $3 |
Key facts
CIK
1350102
CUSIP
043635804
13F (30d)
10 filings
10 filers
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Investor relations