ASTI · Ascent Solar Technologies, Inc. · Shareholders & Ownership
$1.77
-0.08 (-4.32%)
At close · Oct 22
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 6, 2026
Substantial doubt about the company's ability to continue as a going concern.
“As a result of the Company’s recurring losses from operations, and the need for additional financing to fund its operating and capital requirements, there is uncertainty regarding the Company’s ability to maintain liquidity sufficient to operate its business effectively, which raises substantial doubt as to the Company’s ability to continue as a going concern.”View the 10-Q filed Aug 6, 2026
Market Cap
$17.23M
Shares
9.82M
Volume · Oct 22
204.24K
Avg daily vol (3M)
300.03K
Every disclosed holder of ASTI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns ASTI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 2,042,740 | 20.81% |
| Insiders (Forms 3, 4, 5) | 390 | 0.00% |
| 13D/G-only blocks | 996,712 | 10.15% |
| Remaining | 6,776,589 | 69.03% |
| Registered funds (N-PORT, not summed) | 481,689 | 4.91% |
Shares outstanding: 9,816,431, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of ASTI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
ARMISTICE CAPITAL, LLC
13G
CIK 1601086 · Registered investment adviser · Mar 31, 2026
Rule 13d-1(b), qualified institution
|
496,945 | ||
| 2 |
|
496,945 | ||
| 3 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
382,637 | ||
| 4 |
Soviero Asset Management, LP
13F
CIK 1755622 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
370,000 | ||
| 5 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
340,196 | ||
| 5.1 |
JANE STREET GROUP, LLC
13G
CIK 1595888 · Unknown · Jun 30, 2026
Rule 13d-1(c), passive investor, not summed
|
352,696 | ||
| 6 |
DNB Asset Management AS
13F
CIK 1456670 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
265,360 | ||
| 7 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
251,624 | ||
| 8 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
121,213 | ||
| 9 |
|
119,656 | ||
| 10 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
108,451 | ||
| 11 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
68,534 | ||
| 12 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,943 | ||
| 12.1 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
30,408 | ||
| 13 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,212 | ||
| 14 |
|
51,938 | ||
| 15 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,057 | ||
| 16 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,080 | ||
| 17 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,751 | ||
| 18 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,870 | ||
| 19 |
B. Riley Wealth Advisors, Inc.
13F
CIK 1464811 · Unknown · Sep 30, 2026
|
15,000 | ||
| 20 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,947 | ||
| 21 |
Engineers Gate Manager LP
13F
CIK 1620220 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,607 | ||
| 22 |
|
12,866 | ||
| 23 |
TRANSCEND CAPITAL ADVISORS, LLC
13F
CIK 1776082 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,650 | ||
| 24 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,327 | ||
| 25 |
FOUNDERS FINANCIAL SECURITIES LLC
13F
CIK 1342396 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,000 | ||
| 26 |
United Advisor Group, LLC
13F
CIK 2004873 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,000 | ||
| 27 |
VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND
Fund
S000002855 · Registered fund · Jun 30, 2026
VANGUARD INSTITUTIONAL INDEX FUNDS, not summed
|
6,510 | ||
| 28 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,679 | ||
| 29 |
VANGUARD BALANCED INDEX FUND
Fund
S000002560 · Registered fund · Jun 30, 2026
VANGUARD VALLEY FORGE FUNDS, not summed
|
3,290 | ||
| 30 |
Ayrton Capital LLC
13G
CIK 1698148 · Registered investment adviser · Mar 31, 2026
Rule 13d-1(b), qualified institution
|
2,822 | ||
| 31 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,153 | ||
| 32 |
1290 VT Micro Cap Portfolio
Fund
S000044688 · Registered fund · Jun 30, 2026
EQ Advisors Trust, not summed
|
2,052 | ||
| 33 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,679 | ||
| 34 |
Bogart Wealth, LLC
13F
CIK 1715740 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,600 | ||
| 35 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,501 | ||
| 36 |
Parallel Advisors, LLC
13F
CIK 1690010 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
340 | ||
| 37 |
|
328 | ||
| 38 |
Quaker Wealth Management, LLC
13F
CIK 1733472 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
300 | ||
| 39 |
Total Stock Market Index Trust
Fund
S000008325 · Registered fund · Jun 30, 2026
John Hancock Variable Insurance Trust, not summed
|
200 | ||
| 40 |
Fortitude Family Office, LLC
13F
CIK 1950506 · Registered investment adviser · Sep 30, 2026
|
163 | ||
| 41 |
Federation des caisses Desjardins du Quebec
13F
CIK 2022297 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
125 | ||
| 42 |
Caitlin John, LLC
13F
CIK 2010947 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100 | ||
| 43 |
|
62 | ||
| 44 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11 | ||
| 44.1 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
41,068 | ||
| 44.2 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
11,294 | ||
| 44.3 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
9,750 | ||
| 44.4 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
4,280 | ||
| 45 |
Smartleaf Asset Management LLC
13F
CIK 2010393 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3 | ||
| 46 |
COMPASS FINANCIAL MANAGEMENT LLC
13F
CIK 2148724 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 | ||
| 47 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
CIK 1141802 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 | ||
| 48 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 | ||
| 49 |
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.