Arvana Inc 8-K, filed Oct 18, 2022
Arvana Inc (AVNI)
About this 8-K
Arvana Inc filed this 8-K on October 18, 2022, reporting on events of September 30, 2022.
Items reported
- Item 3.02: Unregistered sale of equity
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 3.02. Unregistered Sales of Equity Securities.
On September 30, 2022, the board of directors of Arvana Inc. (“Company”) approved the issuance of one million eight hundred thousand (1,800,000) shares of restricted common stock, par value $0.001, to sixteen individuals (16) and two (2) entities, pursuant to exemptions from registration promulgated under Securities and Exchange Act of 1933, as amended (“Securities Act”) as follows:
| Name | Effective | Shares | Price | Class | Exemptions |
| Cathy Bures | 09/30/2022 | 25,000 | $0.20 | Common | § 4(a)(2)/Reg D |
| Leonard Smith | 09/30/2022 | 50,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Brian Buckley | 09/30/2022 | 300,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Peter Van Seggelen | 09/30/2022 | 125,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Bruce Carson | 09/30/2022 | 125,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Louis Basque | 09/30/2022 | 25,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Andrew Barry | 09/30/2022 | 62,500 | $0.20 | Common | § 4(a)(2)/Reg S |
| Melanie Ellenburgh | 09/30/2022 | 62,500 | $0.20 | Common | § 4(a)(2)/Reg S |
| Orion Winkelmeyer | 09/30/2022 | 300,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Jim Silye | 09/30/2022 | 50,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| James Stephen Gardiner + Licia Gardiner | 09/30/2022 | 75,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Robert Breakell | 09/30/2022 | 50,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Lawrence Jean | 09/30/2022 | 50,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Natasha Blaisdell | 09/30/2022 | 75,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Jeffrey King | 09/30/2022 | 25,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Daniel John Dunlop | 09/30/2022 | 150,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Enkore Custom Homes | 09/30/2022 | 50,000 | $0.20 | Common | § 4(a)(2)/Reg S |
| Orsa & Company(1) | 09/30/2022 | 200,000 | $0.20 | Common | § 4(a)(2)/Reg D |
(1) Orsa & Company is owned by Ruairidh Campbell, an officer and director of the Company, that settled amounts due for services rendered in the aggregate amount of $40,000 in exchange for the Shares.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Arvana, Inc. | ||
| Date: October 18, 2022 | By: /s/ Ruairidh Campbell | |
| Name: Ruairidh Campbell | ||
| Title: Chief Executive Officer |
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