BIRD 8-K
Smartbird, Inc. (BIRD)
(State or other jurisdiction | (Commission | (IRS Employer |
of incorporation) | File Number) | Identification No.) |
(Address of principal executive offices, including zip code) |
( |
(Registrant’s telephone number, including area code) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Trading | Name of each exchange |
|||
Title of each class | Symbol(s) | on which registered |
||
Class A | The |
|||
Director | Votes For | Withheld |
||
Daniel Kasun | 24,767,216 | 35,207 |
||
Elizabeth Mora | 24,766,024 | 36,399 |
Votes For | Votes Against | Abstained |
||
18,378,187 | 946,000 | 5,478,236 |
Proposal No. 3: To approve, for purposes of complying with Nasdaq Listing Rule 5635(d), of the issuance of shares of our Class A common stock representing more than 19.99% upon the conversion of certain Convertible Notes.
Votes For | Votes Against | Abstained |
||
24,725,914 | 72,874 | 3,635 |
Votes For | Votes Against | Abstained |
||
27,601,747 | 92,479 | 305,413 |
Votes For | Votes Against | Abstained |
||
26,605,116 | 1,352,622 | 41,901 |
Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits.
Exhibit | Description |
|
99.1 | ||
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
Smartbird, Inc. | |||
Dated: October 1, 2026 | |||
By: | /s/ Nadia Carlsten | ||
Nadia Carlsten | |||
Chief Executive Officer | |||
Smartbird, Inc.
Annual Meeting of Stockholders
September 30, 2026
Final Report of the Inspector of Election
I, the undersigned, the duly appointed Inspector of Election at the Annual Meeting of Stockholders (the “Meeting”) of Smartbird, Inc., (the “Company”), held on September 30, 2026, hereby certify that:
1) Before entering upon the discharge of my duties as Inspector of Election at the Meeting, I took and signed an Oath of Inspector of Election.
2) The Meeting was held virtually at www.virtualshareholdermeeting.com/BIRD2026, pursuant to notice duly given.
3) At the close of business on August 6, 2026, the record date for the determination of stockholders entitled to vote at the Meeting, there were 9,315,794 shares of the Company’s Class A Common Stock, each share being entitled to one vote, and 2,493,399 shares of Class B Common Stock outstanding, each share being entitled to ten votes, constituting all of the outstanding voting securities of the Company.
4) At the Meeting, the holders of 27,999,639 votes of the voting power of the Company’s Common Stock are represented in person or by proxy constituting a quorum.
5) The undersigned canvassed the votes of the stockholders cast by ballot or proxy on the matters presented at the Meeting.
6) At the Meeting, the vote to elect two (2) Class II directors, was as follows:
|
| FOR |
| WITHHELD |
| BROKER NON-VOTE |
Daniel Kasun |
| 24,767,216 |
| 35,207 |
| 3,197,216 |
Elizabeth Mora |
| 24,766,024 |
| 36,399 |
| 3,197,216 |
7) At the Meeting, the vote to approve an amendment to the Company’s 2021 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan, was as follows:
FOR |
| AGAINST |
| ABSTAIN |
| BROKER |
18,378,187 |
| 946,000 |
| 5,478,236 |
| 3,197,216 |
8) At the Meeting, the vote to approve the issuance of shares of the Company’s Class A Common Stock representing more than 19.99% upon the conversion of certain Convertible Notes, was as follows:
FOR |
| AGAINST |
| ABSTAIN |
| BROKER |
24,725,914 |
| 72,874 |
| 3,635 |
| 3,197,216 |
9) At the Meeting, the vote to ratify BPM LLP as Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026, was as follows:
FOR |
| AGAINST |
| ABSTAIN |
|
27,601,747 |
| 92,479 |
| 305,413 |
|
10) At the Meeting, the vote to approve one or more adjournments of the Annual Meeting from time to time, if necessary, to solicit additional proxies in the event that there are insufficient shares present virtually or represented by proxy voting in favor of the proposals presented at the meeting, was as follows:
FOR |
| AGAINST |
| ABSTAIN |
|
26,605,116 |
| 1,352,622 |
| 41,901 |
|
IN WITNESS WHEREOF, I have made this Final Report and have hereunto set my hand this 30th day of September, 2026.
Inspector of Election
/s/ Kathryn Wheadon
Kathryn Wheadon