British American Tobacco p.l.c 6-K, filed Jan 26, 2022
British American Tobacco p.l.c. (BTI)
6-K
2022-01-26
For: 2022-01-26
View Original
Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on January 26, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
January 26, 2022
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of January 26, 2022.
EXHIBIT INDEX
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Exhibit
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Description
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Exhibit 1
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Press Release entitled “British American Tobacco p.l.c. - TR-1: Notification of major holdings” dated January 26, 2022.
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| Exhibit 2 |
Press Release entitled “British American Tobacco p.l.c. - Notification in accordance
with listing rule 9.6.14R(2)” dated January 26, 2022.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Oliver Martin
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| Name: |
Oliver Martin |
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| Title: |
Assistant Secretary
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Date: January 26, 2022
Exhibit 1
British American Tobacco p.l.c.
TR-1: Notification of major holdings
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
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British American Tobacco p.l.c.
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
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An acquisition or disposal of voting rights
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X
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An acquisition or disposal of financial instruments
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X
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification obligationiv
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Name
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The Capital Group Companies, Inc.
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City and country of registered office (if applicable)
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Los Angeles, USA
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4. Full name of shareholder(s) (if different from 3)v
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Name
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N/A
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City and country of registered office (if applicable)
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5. Date on which the threshold was crossed or reachedvi:
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24 January 2022
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6. Date on which issuer notified (DD/MM/YYYY):
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25 January 2022
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights
attached to shares
(total of 8. A)
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% of voting rights
through financial instruments
(total of 8.B 1 + 8.B 2)
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Total of both in %
(8.A + 8.B)
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Total number of voting
rights of issuervii
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Resulting situation on the date on which threshold was crossed or reached
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10.89%
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0.17%
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11.06%
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2,294,687,571
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Position of previous notification (if applicable)
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10.97%
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0.01%
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10.97%
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type of shares
ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
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Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
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Ordinary Shares
(ISIN:GB0002875804)
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235,882,597
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10.28%
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Depository Receipts
(US1104481072)
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14,025,662
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0.61%
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SUBTOTAL 8. A
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249,908,259
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10.89%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of financial instrument
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Expiration datex
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Exercise/
Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted.
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% of voting rights
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N/A
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of financial instrument
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Expiration datex
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Exercise/
Conversion Periodxi |
Physical or cash settlementxii
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Number of voting rights
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% of voting rights
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Rights to recall lent shares of Depository Receipt
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N/A
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N/A
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Physical settlement
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3,876,600 Depository Receipt shares or 3,876,600 votes on a converted basis
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0.17%
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Rights to recall lent shares of Common Stock
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N/A
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N/A
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Physical settlement
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96,271
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0.004%
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SUBTOTAL 8.B.2
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3,972,871
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0.17%
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
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Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
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X
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Namexv
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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Capital Research and Management Company
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10.62%
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10.79%
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Capital International, Inc.
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Capital Group Private Client Services, Inc.
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Capital International Sarl
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Total
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10.89%
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11.06%
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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N/A
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The number and % of voting rights held
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N/A
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The date until which the voting rights will be held
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N/A
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11. Additional informationxvi
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The Capital Group Companies, Inc. (“CGC”) is the parent company of Capital Research and Management Company (“CRMC”) and Capital Bank & Trust Company (“CB&T”). CRMC is a U.S.-based
investment management company that serves as investment manager to the American Funds family of mutual funds, other pooled investment vehicles, as well as individual and institutional clients. CRMC and its investment manager affiliates manage
equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC is the parent company of Capital Group International, Inc. (“CGII”),
which in turn is the parent company of five investment management companies (“CGII management companies”): Capital International, Inc., Capital International Limited, Capital International Sàrl, Capital International K.K, and Capital Group
Private Client Services, Inc. CGII management companies and CB&T primarily serve as investment managers to institutional and high net worth clients. CB&T is a U.S.-based investment management company that is a registered investment
adviser and an affiliated federally chartered bank.
Neither CGC nor any of its affiliates own shares of your company for its own account. Rather, the shares reported on this Notification are owned by accounts under the discretionary investment
management of one or more of the investment management companies described above.
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Place of completion
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Los Angeles
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Date of completion
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25 January 2022
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Name of duly authorised officer of issuer responsible for making notification:
O Martin
Assistant Secretary
British American Tobacco p.l.c.
26 January 2022
Enquiries:
Investor Relations
Mike Nightingale/Victoria Buxton/William Houston/John Harney
+44 20 7845 1180/2012/1138/1263
Exhibit 2
BRITISH AMERICAN TOBACCO p.l.c.
NOTIFICATION IN ACCORDANCE WITH LISTING RULE 9.6.14R(2)
Notification is made in accordance with Listing Rule 9.6.14R(2) that Marion Helmes, a Non-Executive Director of British American Tobacco p.l.c., has been appointed as an independent
member of the Board of Directors of LONZA Group Ltd., a company listed on the SIX Swiss Stock Exchange, with effect from 5 May 2022.
O J Martin
Assistant Secretary
26 January 2022
Enquiries:
British American Tobacco Press Office
+44 (0) 20 7845 2888 (24 hours) | @BATplc
British American Tobacco Investor Relations
Mike Nightingale/Victoria Buxton/William Houston/John Harney
+44 (0) 20 7845 1180/2012/1138/1263