British American Tobacco p.l.c 6-K, filed Nov 18, 2020
British American Tobacco p.l.c. (BTI)
6-K
2020-11-18
For: 2020-11-18
View Original
Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on November 18, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
November 18, 2020
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of November 18, 2020.
EXHIBIT INDEX
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Exhibit
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Description
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Exhibit 1
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Press Release entitled “British American Tobacco p.l.c. - Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them”
dated November 18, 2020.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Oliver Martin
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| Name: |
Oliver Martin |
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| Title: |
Assistant Secretary
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Date: November 18, 2020
Exhibit 1
British American Tobacco p.l.c. (the “Company”)
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Holly Keller Koeppel
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2
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Reason for the notification
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a)
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Position/status
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Non-Executive Director
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
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a)
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Description of the financial instrument, type of instrument
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Deferred Stock Units (“DSUs”) tracking the value of British American Tobacco p.l.c. American Depositary Shares (“ADSs”) in accordance with the terms of the
Reynolds American Inc. (“RAI”) Amended and Restated Deferred Compensation Plan.
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Identification code
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N/A because the transaction relates to financial instruments linked to the issuer's ADSs
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b)
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Nature of the transaction
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Credit of additional DSUs by reference to the value of dividends declared on the ADSs underlying the DSUs.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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$Nil
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448.57
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d)
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Aggregated information
- Aggregated volume
- Price
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448.57
$Nil
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e)
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Date of the transaction
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2020-11-17
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f)
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Place of the transaction
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Outside a trading venue
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Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 18 November 2020
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