British American Tobacco p.l.c 6-K, filed May 12, 2021
British American Tobacco p.l.c. (BTI)
6-K
2021-05-12
For: 2021-05-12
View Original
Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on May 12, 2021.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
May 12, 2021
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of May 12, 2021.
EXHIBIT INDEX
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Exhibit
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Description
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Exhibit 1
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Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated May 12, 2021.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Oliver Martin
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| Name: |
Oliver Martin |
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| Title: |
Assistant Secretary
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Date: May 12, 2021
Exhibit 1
British American Tobacco p.l.c. (the “Company”)
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
On 10 May 2021 the independent Trustee of the British American Tobacco Group Employee Trust released the following number of British American Tobacco p.l.c. 25p ordinary shares (the
“Shares”) granted to the following person discharging managerial responsibilities under the 2018 Long-Term Incentive Plan (“2018 Award”). Subsequent sales of shares are also set out below.
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1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Jack Bowles
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2
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Reason for the notification
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a)
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Position/status
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Chief Executive
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
where transactions have been conducted
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Transaction 1
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Exercise of options under the British American Tobacco Long-Term Incentive Plan (2018 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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23,731
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d)
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Aggregated information
- Aggregated volume
- Price
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23,731
£nil
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e)
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Date of the transaction
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2021-05-10
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Transaction 2
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£28.0245
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11,434
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d)
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Aggregated information
- Aggregated volume
- Price
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11,434
£28.0245
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e)
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Date of the transaction
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2021-05-10
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 12 May 2021
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