British American Tobacco p.l.c 6-K, filed Dec 28, 2020
British American Tobacco p.l.c. (BTI)
6-K
2020-12-28
For: 2020-12-28
View Original
Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on December 28, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
December 28, 2020
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of December 24, 2020.
EXHIBIT INDEX
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Exhibit
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Description
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Exhibit 1
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Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated December 24, 2020.
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| Exhibit 2 |
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated December 24, 2020.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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British American Tobacco p.l.c.
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||||
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By:
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/s/ Claire Dhokia
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| Name: |
Claire Dhokia | |||
| Title: |
Deputy Company Secretary
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Date: December 28, 2020
Exhibit 1
British American Tobacco p.l.c.
Notification and Public Disclosure of Transactions by Persons Discharging Managerial Responsibilities and Persons Closely Associated With Them
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1
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Details of the person discharging managerial responsibilities / person closely associated
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||||
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a)
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Name
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Marina Bellini
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|||
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2
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Reason for the notification
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||||
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a)
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Position/status
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Director, Digital and Information
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|||
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b)
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Initial notification /Amendment
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Initial notification
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|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
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a)
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Name
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British American Tobacco p.l.c.
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|||
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b)
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LEI
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213800FKA5MF17RJKT63
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|||
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
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||||
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a)
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Description of the financial instrument, type of instrument
Identification code
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British American Tobacco p.l.c. American Depositary Shares ("ADSs")
US1104481072
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b)
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Nature of the transaction
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Purchase of shares
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|||
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c)
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Price(s) and volume(s)
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||||
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Price(s)
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Volume(s)
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||||
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$36.75
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2,000
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||||
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d)
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Aggregated information
- Aggregated volume
- Price
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2,000
$36.75
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|||
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e)
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Date of the transaction
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2020-12-23
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|||
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f)
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Place of the transaction
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NYSE (XNYS)
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Name of officer of issuer responsible for making notification: Claire Dhokia
Date of notification: 24 December 2020
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Exhibit 2
British American Tobacco p.l.c. (the “Company”)
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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1
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Details of the person discharging managerial responsibilities/person closely associated
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||||
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a)
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Name
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Jeremy Fowden
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2
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Reason for the notification
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||||
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a)
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Position/status
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Non-Executive Director
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|||
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b)
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Initial notification /Amendment
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Initial notification
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|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
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a)
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Name
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British American Tobacco p.l.c.
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|||
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b)
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LEI
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213800FKA5MF17RJKT63
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|||
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
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||||
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a)
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Description of the financial instrument, type of instrument
Identification code
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British American Tobacco p.l.c. American Depositary Shares (“ADSs”)
US1104481072
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|||
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b)
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Nature of the transaction
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Transfer of ADSs from a nominee account in the joint names of Jeremy Fowden and Louise Fowden, into a nominee account in the sole name of Jeremy Fowden
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c)
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Price(s) and volume(s)
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||||
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Price(s)
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Volume(s)
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||||
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$nil
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10,00
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||||
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d)
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Aggregated information
- Aggregated volume
- Price
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10,000
$nil
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|||
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e)
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Date of the transaction
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2020-12-23
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|||
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f)
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Place of the transaction
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Outside a trading venue
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|||
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1
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Details of the person discharging managerial responsibilities/person closely associated
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||||
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a)
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Name
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Louise Fowden
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|||
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2
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Reason for the notification
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||||
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a)
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Position/status
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Person Closely Associated with a person discharging managerial responsibilities; Jeremy Fowden, Non-Executive Director
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|||
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b)
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Initial notification /Amendment
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Initial notification
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|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
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a)
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Name
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British American Tobacco p.l.c.
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|||
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b)
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LEI
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213800FKA5MF17RJKT63
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|||
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
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||||
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a)
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Description of the financial instrument, type of instrument
Identification code
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British American Tobacco p.l.c. American Depositary Shares (“ADSs”)
US1104481072
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|||
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b)
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Nature of the transaction
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Transfer of ADSs from a nominee account in the joint names of Jeremy Fowden and Louise Fowden, into a nominee account in the sole name of Jeremy Fowden
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|||
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c)
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Price(s) and volume(s)
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||||
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Price(s)
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Volume(s)
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||||
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$nil
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10,00
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||||
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d)
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Aggregated information
- Aggregated volume
- Price
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10,000
$nil
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|||
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e)
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Date of the transaction
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2020-12-23
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|||
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f)
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Place of the transaction
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Outside a trading venue
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|||
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Name of officer of issuer responsible for making notification: Claire Dhokia
Date of notification: 24 December 2020
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