British American Tobacco p.l.c 6-K, filed Oct 21, 2020
British American Tobacco p.l.c. (BTI)
6-K
2020-10-21
For: 2020-10-21
View Original
Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on October 21, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
October 21, 2020
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of October 21, 2020.
EXHIBIT INDEX
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Exhibit
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Description
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Exhibit 1
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Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated October 21, 2020.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Oliver Martin
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| Name: |
Oliver Martin |
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| Title: |
Assistant Secretary
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Date: October 21, 2020
Exhibit 1
British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The Company announces that it was notified on 19 October 2020, that Tadeu Marroco a person discharging managerial responsibility (PDMR) in the Company has transferred 43,574 ordinary
shares of £0.25 each in the Company (Ordinary Shares) to his wife, Luciana do Amaral, a person closely associated (PCA). The transfer took place on 19 October 2020.
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Tadeu Marroco
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2
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Reason for the notification
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a)
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Position/status
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Finance Director
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b)
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Initial notification/Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Transfer of shares to Mrs Luciana do Amaral, a Person Closely Associated
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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43,574
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d)
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Aggregated information
- Aggregated volume
- Price
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43,574
£nil
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e)
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Date of the transaction
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2020-10-19
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f)
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Place of the transaction
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Outside a trading venue
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Luciana do Amaral
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2
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Reason for the notification
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a)
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Position/status
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Person Closely Associated with a person discharging managerial responsibilities; Tadeu Marroco, Finance Director
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b)
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Initial notification/Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Transfer of Ordinary Shares from Tadeu Marroco
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£nil
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43,574
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d)
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Aggregated information
- Aggregated volume
- Price
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43,574
£nil
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e)
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Date of the transaction
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2020-10-19
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f)
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Place of the transaction
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Outside a trading venue
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Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 21 October 2020
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