British American Tobacco p.l.c 6-K, filed Nov 2, 2020
British American Tobacco p.l.c. (BTI)
6-K
2020-11-02
For: 2020-11-02
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Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on November 2, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
November 2, 2020
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of November 2, 2020.
EXHIBIT INDEX
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Exhibit
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Description
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| Exhibit 1 |
Press Release entitled “British American Tobacco p.l.c. (the “Company”) - Voting Rights and Capital” dated November 2, 2020. | |
| Exhibit 2 |
Press Release entitled “British American Tobacco p.l.c. (the “Company”) - Notification and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with them” dated November 2, 2020.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Oliver Martin
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| Name: |
Oliver Martin |
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| Title: |
Assistant Secretary
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Date: November 2, 2020
Exhibit 1
British American Tobacco p.l.c. (the “Company”) – Voting Rights and Capital
In conformity with the Disclosure Guidance and Transparency Rules provision 5.6.1, we notify the market of the following:-
That, as at 30 October 2020, being the last day of trading for that month, the Company’s issued share capital consisted of 2,294,241,340 ordinary shares of 25p
each (“Shares”) with voting rights (the “Voting Rights Figure”).
As at 30 October 2020, the Company held 162,347,378 Shares in Treasury.
The Voting Rights Figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their
voting rights interest, or a change to that interest, in the Company under the FCA’s Disclosure Guidance and Transparency Rules.
Oliver Martin
Assistant Secretary
British American Tobacco p.l.c.
2 November 2020
Exhibit 2
British American Tobacco p.l.c. (the “Company”)
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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1
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Details of the person discharging managerial responsibilities/person closely associated
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||||
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a)
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Name
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Paul Lageweg
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2
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Reason for the notification
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||||
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a)
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Position/status
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Director, New Categories
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|||
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b)
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Initial notification/Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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|||
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
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||||
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a)
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Description of the financial instrument, type of instrument
Identification code
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British American Tobacco p.l.c. American Depositary Shares (“ADSs”)
US1104481072
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|||
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b)
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Nature of the transaction
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Purchase of shares
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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||||
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$32.00
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5000
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||||
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d)
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Aggregated information
- Aggregated volume
- Price
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5,000
$32.00
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e)
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Date of the transaction
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2020-10-28
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f)
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Place of the transaction
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NYSE (XNYS)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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||||
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a)
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Name
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Paul Lageweg
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|||
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2
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Reason for the notification
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||||
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a)
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Position/status
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Director, New Categories
|
|||
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b)
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Initial notification/Amendment
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Initial notification
|
|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
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a)
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Name
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British American Tobacco p.l.c.
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|||
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b)
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LEI
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213800FKA5MF17RJKT63
|
|||
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
|
||||
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a)
|
Description of the financial instrument, type of instrument
Identification code
|
British American Tobacco p.l.c. American Depositary Shares (“ADSs”)
US1104481072
|
|||
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b)
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Nature of the transaction
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Purchase of shares
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c)
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Price(s) and volume(s)
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||||
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Price(s)
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Volume(s)
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||||
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$31.84
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4000
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||||
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d)
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Aggregated information
- Aggregated volume
- Price
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4,000
$31.84
|
|||
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e)
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Date of the transaction
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2020-10-28
|
|||
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f)
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Place of the transaction
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NYSE (XNYS)
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|||
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1
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Details of the person discharging managerial responsibilities/person closely associated
|
||||
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a)
|
Name
|
Paul Lageweg
|
|||
|
2
|
Reason for the notification
|
||||
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a)
|
Position/status
|
Director, New Categories
|
|||
|
b)
|
Initial notification/Amendment
|
Initial notification
|
|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
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Name
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British American Tobacco p.l.c.
|
|||
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b)
|
LEI
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213800FKA5MF17RJKT63
|
|||
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
British American Tobacco p.l.c. American Depositary Shares (“ADSs”)
US1104481072
|
|||
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b)
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Nature of the transaction
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Purchase of shares
|
|||
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c)
|
Price(s) and volume(s)
|
||||
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Price(s)
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Volume(s)
|
||||
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$31.85
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6000
|
||||
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d)
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Aggregated information
- Aggregated volume
- Price
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6,000
$31.85
|
|||
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e)
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Date of the transaction
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2020-10-30
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|||
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f)
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Place of the transaction
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NYSE (XNYS)
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Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 2 November 2020
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