British American Tobacco p.l.c 6-K, filed Aug 23, 2021
British American Tobacco p.l.c. (BTI)
6-K
2021-08-23
For: 2021-08-23
View Original
Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on August 23, 2021.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
August 23, 2021
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of August 23, 2021.
EXHIBIT INDEX
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Exhibit
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Description
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Exhibit 1
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Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated August 23, 2021.
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| Exhibit 2 |
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated August 23, 2021. | |
| Exhibit 3 | Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated August 23, 2021. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Oliver Martin
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| Name: |
Oliver Martin |
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| Title: |
Assistant Secretary
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Date: August 23, 2021
Exhibit 1
British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Johan Vandermeulen
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2
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Reason for the notification
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a)
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Position/status
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Regional Director, Europe and North Africa
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£26.6697
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2
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d)
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Aggregated information
- Aggregated volume
- Price
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2
£26.6697
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e)
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Date of the transaction
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2021-08-19
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Karen Claeskens
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2
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Reason for the notification
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a)
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Position/status
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Person closely associated with a person discharging managerial responsibilities;
Johan Vandermeulen, Regional Director, Europe and North Africa
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£26.6697
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1,459
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d)
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Aggregated information
- Aggregated volume
- Price
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1,459
£26.6697
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e)
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Date of the transaction
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2021-08-19
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 23 August 2021
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Exhibit 2
British American Tobacco p.l.c. (the “Company”)
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Holly Keller Koeppel
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2
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Reason for the notification
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a)
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Position/status
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Non-Executive Director
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
where transactions have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Deferred Stock Units (“DSUs”) tracking the value of British American Tobacco p.l.c. American Depositary Shares (“ADSs”) in accordance with the terms of the
Reynolds American Inc. (“RAI”) Amended and Restated Deferred Compensation Plan.
N/A because the transaction relates to financial instruments linked to the issuer's ADSs
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b)
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Nature of the transaction
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Credit of additional DSUs by reference to the value of dividends declared on the ADSs underlying the DSUs.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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$Nil
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514.65
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d)
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Aggregated information
- Aggregated volume
- Price
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514.65
$Nil
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e)
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Date of the transaction
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2021-08-19
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f)
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Place of the transaction
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Outside a trading venue
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Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 23 August 2021
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Exhibit 3
British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Jack Bowles
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2
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Reason for the notification
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a)
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Position/status
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Chief Executive
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
where transactions have been conducted
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||||
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Acquisition of quarterly interim dividend equivalent shares under the British American Tobacco 2021 Deferred Share Bonus Scheme award.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£26.700
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680
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d)
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Aggregated information
- Aggregated volume
- Price
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680
£26.700
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e)
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Date of the transaction
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2021-08-23
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f)
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Place of the transaction
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Outside a trading venue
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Tadeu Marroco
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2
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Reason for the notification
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a)
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Position/status
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Finance and Transformation Director
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b)
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Initial notification /Amendment
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Initial notification
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|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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|||
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place
where transactions have been conducted
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||||
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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|||
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b)
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Nature of the transaction
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Acquisition of quarterly interim dividend equivalent shares under the British American Tobacco 2021 Deferred Share Bonus Scheme award.
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|||
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c)
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Price(s) and volume(s)
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||||
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Price(s)
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Volume(s)
|
||||
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£26.700
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245
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||||
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d)
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Aggregated information
- Aggregated volume
- Price
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245
£26.700
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e)
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Date of the transaction
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2021-08-23
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|||
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f)
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Place of the transaction
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Outside a trading venue
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Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 23 August 2021
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