CAT · Caterpillar Inc · Fails to Deliver
$687.00
-17.05 (-2.42%)
At close · Oct 23
Return incl. dividend (before tax)
Market Cap
$315.80B
Shares
459.67M
Volume · Oct 23
3.03M
Avg daily vol (3M)
2.68M
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-09-29 | 476 | $819.95 | $390,296 |
| 2026-09-28 | 1,001 | $821.58 | $822,402 |
| 2026-09-21 | 213 | $808.99 | $172,315 |
| 2026-09-18 | 17,815 | $798.57 | $14,226,525 |
| 2026-09-17 | 57 | $782.72 | $44,615 |
| 2026-09-15 | 2,719 | $784.00 | $2,131,696 |
| 2026-09-11 | 4,237 | $805.00 | $3,410,785 |
| 2026-09-10 | 1 | $815.56 | $816 |
| 2026-09-09 | 130 | $822.48 | $106,922 |
| 2026-09-08 | 17 | $813.94 | $13,837 |
| 2026-09-04 | 14 | $800.14 | $11,202 |
| 2026-08-26 | 159 | $811.29 | $128,995 |
| 2026-08-20 | 70,264 | $816.15 | $57,345,964 |
| 2026-08-19 | 19,220 | $840.87 | $16,161,521 |
| 2026-08-17 | 203 | $856.57 | $173,884 |
| 2026-08-14 | 40 | $854.60 | $34,184 |
| 2026-08-12 | 75 | $843.37 | $63,253 |
| 2026-08-11 | 81 | $837.58 | $67,844 |
| 2026-08-03 | 100 | $814.81 | $81,481 |
Showing 1–19 of 19 settlements
Key facts
CIK
18230
CUSIP
149123101
13F (30d)
1317 filings
1284 filers
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