CAT
Caterpillar IncCompany with tickers: CAT
CIK
18230
CUSIP
149123101
Shares Outstanding
460,591,983
13F Activity (30d)
1012 filings
934 filers
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-05-14 | 71 | $902.30 | $64,063 |
| 2026-05-13 | 6,715 | $912.14 | $6,125,020 |
| 2026-05-11 | 200 | $897.45 | $179,490 |
| 2026-05-07 | 149 | $926.93 | $138,113 |
| 2026-05-04 | 11,349 | $889.67 | $10,096,865 |
| 2026-05-01 | 781 | $890.11 | $695,176 |
| 2026-04-30 | 148 | $810.05 | $119,887 |
| 2026-04-27 | 7 | $830.79 | $5,816 |
| 2026-04-20 | 5,962 | $794.65 | $4,737,703 |
| 2026-04-16 | 212 | $770.17 | $163,276 |
| 2026-04-15 | 6 | $794.25 | $4,766 |
| 2026-04-13 | 2,200 | $790.66 | $1,739,452 |
| 2026-04-08 | 12,149 | $724.44 | $8,801,222 |
| 2026-04-06 | 26 | $717.22 | $18,648 |
| 2026-04-02 | 23,475 | $730.32 | $17,144,262 |
| 2026-04-01 | 189 | $708.46 | $133,899 |
| 2026-03-27 | 1 | $703.19 | $703 |
| 2026-03-25 | 47 | $716.63 | $33,682 |
| 2026-03-24 | 183 | $701.70 | $128,411 |
| 2026-03-23 | 100 | $680.88 | $68,088 |
| 2026-03-13 | 4,026 | $700.69 | $2,820,978 |
Showing 1–21 of 21 settlements