CAT · Caterpillar Inc · Fails to Deliver
$806.00
-9.56 (-1.17%)
At close · Sep 10
Market Cap
$371.28B
Shares
459.67M
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-08-14 | 40 | $854.60 | $34,184 |
| 2026-08-12 | 75 | $843.37 | $63,253 |
| 2026-08-11 | 81 | $837.58 | $67,844 |
| 2026-08-03 | 100 | $814.81 | $81,481 |
| 2026-07-17 | 13 | $877.17 | $11,403 |
| 2026-07-14 | 151 | $931.47 | $140,652 |
| 2026-07-10 | 490 | $938.39 | $459,811 |
| 2026-07-09 | 1,522 | $948.08 | $1,442,978 |
| 2026-07-08 | 6,140 | $940.12 | $5,772,337 |
| 2026-07-06 | 623 | $963.53 | $600,279 |
| 2026-07-02 | 1 | $991.41 | $991 |
| 2026-06-30 | 6,523 | $1033.19 | $6,739,498 |
| 2026-06-29 | 5,220 | $997.47 | $5,206,793 |
| 2026-06-24 | 139 | $984.24 | $136,809 |
| 2026-06-22 | 51,607 | $985.82 | $50,875,213 |
| 2026-06-18 | 465 | $955.92 | $444,503 |
| 2026-06-15 | 179 | $910.57 | $162,992 |
| 2026-06-11 | 82 | $856.16 | $70,205 |
Showing 1–18 of 18 settlements
Key facts
CIK
18230
CUSIP
149123101
13F (30d)
1242 filings
1191 filers
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