CAT · Caterpillar Inc
$889.04
-5.50 (-0.61%)
At close · Jul 24
Market Cap
$409.38B
Shares
460.64M
Notices of intent to sell restricted or control shares, filed with the SEC on Form 144 by insiders and affiliates. A Form 144 signals a planned sale — it does not confirm the shares were actually sold.
| Filed | Seller | Relationship | Shares | Approx. Sale | Broker |
|---|---|---|---|---|---|
| 2026-05-14 | DENISE C JOHNSON | Officer | 12,605 | 2026-05-14 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-13 | WILLIAM SCHAUPP | Officer | 360 | 2026-05-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-13 | DENISE C JOHNSON | Officer | 6,196 | 2026-05-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-11 | ANTHONY FASSINO | Officer | 16,283 | 2026-05-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-06 | ANTHONY FASSINO | Officer | 9,152 | 2026-05-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-06 | ANDREW BONFIELD | Officer | 15,674 | 2026-05-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-06 | BOB DE LANGE | Officer | 24,222 | 2026-05-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-05 | RODNEY M SHURMAN | Officer | 5,639 | 2026-05-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-04 | JASON KAISER | Officer | 5,642 | 2026-05-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-05 | JOSEPH E CREED | Officer | 2,500 | 2026-03-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-23 | RODNEY M SHURMAN | Officer | 2,278 | 2026-02-23 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-17 | RODNEY M SHURMAN | Officer | 1,764 | 2026-02-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-17 | WILLIAM SCHAUPP | Officer | 972 | 2026-02-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-13 | ANTHONY FASSINO | Officer | 7,891 | 2026-02-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-12 | JASON KAISER | Officer | 1,691 | 2026-02-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-11 | BOB DE LANGE | Officer | 12,507 | 2026-02-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-06 | ANTHONY FASSINO | Officer | 6,033 | 2026-02-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-06 | BOB DE LANGE | Officer | 22,656 | 2026-02-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-04 | BOB DE LANGE | Officer | 16,070 | 2026-02-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-02 | ANTHONY FASSINO | Officer | 10,671 | 2026-02-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-02 | DENISE C JOHNSON | Officer | 39,138 | 2026-02-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-02 | BOB DE LANGE | Officer | 15,977 | 2026-02-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-01 | Andrew R. J. Bonfield | Officer | 20,000 | 2025-12-01 | J.P. Morgan Securities LLC |
| 2025-11-12 | JASON KAISER | Officer | 10,707 | 2025-11-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-10 | ANTHONY FASSINO | Officer | 8,184 | 2025-11-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-05 | BOB DE LANGE | Officer | 14,638 | 2025-11-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-05 | WILLIAM SCHAUPP | Officer | 1,200 | 2025-11-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-08-15 | SCHWAB SUSAN C | Director | 2,324 | 2025-08-15 | Charles Schwab & Co., Inc. |
| 2025-08-11 | JASON KAISER | Officer | 4,091 | 2025-08-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-05-14 | Johnson Cheryl H | Officer | 2,819 | 2025-05-14 | Morgan Stanley Smith Barney LLC Executive Services |
| 2025-02-18 | Kaiser Jason | Officer | 2,425 | 2025-02-18 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-11-29 | Fassino Anthony D. | Officer | 6,279 | 2024-11-29 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-11-25 | Andrew Bonfield | Officer | 20,000 | 2024-11-25 | J.P. Morgan Securities LLC |
| 2024-11-07 | De Lange Bob | Officer | 12,657 | 2024-11-07 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-11-06 | Fassino Anthony D. | Officer | 5,509 | 2024-11-06 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-11-06 | DICKINSON INVESTMENTS LLC | Director | 1,300 | 2024-11-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2024-11-04 | Johnson Cheryl H | Officer | 2,664 | 2024-11-04 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-11-01 | Schaupp William E | Officer | 968 | 2024-11-01 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-08-30 | Fassino Anthony D. | Officer | 3,185 | 2024-08-30 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-08-22 | Johnson Cheryl H | Officer | 2,975 | 2024-08-22 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-07-16 | CHERYL JOHNSON | Officer | 1,508 | 2024-07-16 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2024-05-30 | CHERYL JOHNSON | Officer | 1,508 | 2024-05-30 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2024-05-13 | De Lange Bob | Officer | 21,847 | 2024-05-13 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-04-30 | SCHWAB SUSAN C | Director | 12,881 | 2024-04-29 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-28 | Fassino Anthony D. | Officer | 4,575 | 2024-02-28 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-22 | Fassino Anthony D. | Officer | 4,494 | 2024-02-22 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-15 | Fassino Anthony D. | Officer | 7,469 | 2024-02-15 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-02-07 | De Lange Bob | Officer | 21,194 | 2024-02-07 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-05 | Andrew Bonfield | Officer | 10,000 | 2024-02-05 | J.P. Morgan Securities LLC |
| 2024-02-02 | Andrew Bonfield | Officer | 10,000 | 2024-02-02 | J.P. Morgan Securities LLC |
Showing 1–50 of 58 filings
Key facts
CIK
18230
CUSIP
149123101
13F (30d)
1394 filings
1382 filers
Visit website
Investor relations