CAT
Caterpillar IncCompany with tickers: CAT
CIK
18230
CUSIP
149123101
Shares Outstanding
460,591,983
13F Activity (30d)
1387 filings
1307 filers
Notices of intent to sell restricted or control shares, filed with the SEC on Form 144 by insiders and affiliates. A Form 144 signals a planned sale — it does not confirm the shares were actually sold.
| Filed | Seller | Relationship | Shares | Approx. Sale | Broker |
|---|---|---|---|---|---|
| 2026-05-14 | DENISE C JOHNSON | Officer | 12,605 | 2026-05-14 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-13 | WILLIAM SCHAUPP | Officer | 360 | 2026-05-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-13 | DENISE C JOHNSON | Officer | 6,196 | 2026-05-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-11 | ANTHONY FASSINO | Officer | 16,283 | 2026-05-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-06 | ANTHONY FASSINO | Officer | 9,152 | 2026-05-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-06 | ANDREW BONFIELD | Officer | 15,674 | 2026-05-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-06 | BOB DE LANGE | Officer | 24,222 | 2026-05-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-05 | RODNEY M SHURMAN | Officer | 5,639 | 2026-05-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-04 | JASON KAISER | Officer | 5,642 | 2026-05-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-03-05 | JOSEPH E CREED | Officer | 2,500 | 2026-03-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-23 | RODNEY M SHURMAN | Officer | 2,278 | 2026-02-23 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-17 | RODNEY M SHURMAN | Officer | 1,764 | 2026-02-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-17 | WILLIAM SCHAUPP | Officer | 972 | 2026-02-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-13 | ANTHONY FASSINO | Officer | 7,891 | 2026-02-13 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-12 | JASON KAISER | Officer | 1,691 | 2026-02-12 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-11 | BOB DE LANGE | Officer | 12,507 | 2026-02-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-06 | ANTHONY FASSINO | Officer | 6,033 | 2026-02-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-06 | BOB DE LANGE | Officer | 22,656 | 2026-02-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-04 | BOB DE LANGE | Officer | 16,070 | 2026-02-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-02 | ANTHONY FASSINO | Officer | 10,671 | 2026-02-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-02 | DENISE C JOHNSON | Officer | 39,138 | 2026-02-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-02 | BOB DE LANGE | Officer | 15,977 | 2026-02-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-01 | Andrew R. J. Bonfield | Officer | 20,000 | 2025-12-01 | J.P. Morgan Securities LLC |
| 2025-11-12 | JASON KAISER | Officer | 10,707 | 2025-11-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-10 | ANTHONY FASSINO | Officer | 8,184 | 2025-11-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-05 | BOB DE LANGE | Officer | 14,638 | 2025-11-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-11-05 | WILLIAM SCHAUPP | Officer | 1,200 | 2025-11-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-08-15 | SCHWAB SUSAN C | Director | 2,324 | 2025-08-15 | Charles Schwab & Co., Inc. |
| 2025-08-11 | JASON KAISER | Officer | 4,091 | 2025-08-11 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-05-14 | Johnson Cheryl H | Officer | 2,819 | 2025-05-14 | Morgan Stanley Smith Barney LLC Executive Services |
| 2025-02-18 | Kaiser Jason | Officer | 2,425 | 2025-02-18 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-11-29 | Fassino Anthony D. | Officer | 6,279 | 2024-11-29 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-11-25 | Andrew Bonfield | Officer | 20,000 | 2024-11-25 | J.P. Morgan Securities LLC |
| 2024-11-07 | De Lange Bob | Officer | 12,657 | 2024-11-07 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-11-06 | Fassino Anthony D. | Officer | 5,509 | 2024-11-06 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-11-06 | DICKINSON INVESTMENTS LLC | Director | 1,300 | 2024-11-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2024-11-04 | Johnson Cheryl H | Officer | 2,664 | 2024-11-04 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-11-01 | Schaupp William E | Officer | 968 | 2024-11-01 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-08-30 | Fassino Anthony D. | Officer | 3,185 | 2024-08-30 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-08-22 | Johnson Cheryl H | Officer | 2,975 | 2024-08-22 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-07-16 | CHERYL JOHNSON | Officer | 1,508 | 2024-07-16 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2024-05-30 | CHERYL JOHNSON | Officer | 1,508 | 2024-05-30 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2024-05-13 | De Lange Bob | Officer | 21,847 | 2024-05-13 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-04-30 | SCHWAB SUSAN C | Director | 12,881 | 2024-04-29 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-28 | Fassino Anthony D. | Officer | 4,575 | 2024-02-28 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-22 | Fassino Anthony D. | Officer | 4,494 | 2024-02-22 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-15 | Fassino Anthony D. | Officer | 7,469 | 2024-02-15 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-02-07 | De Lange Bob | Officer | 21,194 | 2024-02-07 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-05 | Andrew Bonfield | Officer | 10,000 | 2024-02-05 | J.P. Morgan Securities LLC |
| 2024-02-02 | Andrew Bonfield | Officer | 10,000 | 2024-02-02 | J.P. Morgan Securities LLC |
Showing 1–50 of 58 filings