CFFN · Capitol Federal Financial, Inc. · Shareholders & Ownership
$8.07
-0.09 (-1.10%)
At close · Oct 21
Return incl. dividend (before tax)
Market Cap
$1.01B
Shares
125.70M
Volume · Oct 21
1.07M
Avg daily vol (3M)
963.48K
Every disclosed holder of CFFN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns CFFN
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 102,384,173 | 81.45% |
| Insiders (Forms 3, 4, 5) | 3,245,434 | 2.58% |
| 13D/G-only blocks | 13,648,503 | 10.86% |
| Remaining | 6,420,173 | 5.11% |
| Registered funds (N-PORT, not summed) | 50,335,831 | 40.05% |
Shares outstanding: 125,698,283, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of CFFN
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,921,879 | ||
| 1.1 |
iShares Core S&P Small-Cap ETF
Fund
S000004313 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
7,028,083 | ||
| 1.2 |
iShares Russell 2000 ETF
Fund
S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
3,194,154 | ||
| 1.3 |
iShares Russell 2000 Value ETF
Fund
S000004342 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
1,181,260 | ||
| 1.4 |
iShares S&P Small-Cap 600 Value ETF
Fund
S000004316 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
1,001,325 | ||
| 1.5 |
Master Small Cap Index Series
Fund
S000002716 · Registered fund · Jun 30, 2026
Quantitative Master Series LLC, not summed
|
229,155 | ||
| 2 |
DIMENSIONAL FUND ADVISORS LP
13F
CIK 354204 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,280,795 | ||
| 2.1 |
U.S. SMALL CAP VALUE PORTFOLIO
Fund
S000000987 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
1,601,093 | ||
| 2.2 |
U.S. Targeted Value Portfolio
Fund
S000000970 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
844,963 | ||
| 2.3 |
Dimensional U.S. Targeted Value ETF
Fund
S000070901 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
815,545 | ||
| 2.4 |
Dimensional US Small Cap Value ETF
Fund
S000075151 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
719,150 | ||
| 2.5 |
U.S. SMALL CAP PORTFOLIO
Fund
S000000971 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
571,481 | ||
| 3 |
Capitol Federal Financial, Inc. Employee Stock Ownership Plan
13G
CIK 1490906 · Pension or benefit plan · Dec 31, 2023
Rule 13d-1(b), qualified institution
|
7,054,825 | ||
| 4 |
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,621,659 | ||
| 5 |
T. Rowe Price Investment Management, Inc.
13G
CIK 1897612 · Investment adviser · Mar 31, 2025
Rule 13d-1(b), qualified institution
|
6,593,678 | ||
| 6 |
HoldCo Asset Management, LP
13F
CIK 1724246 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,466,059 | ||
| 7 |
|
6,389,952 | ||
| 7.1 |
STATE STREET CORP
13G
CIK 93751 · Bank · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
6,389,952 | ||
| 7.2 |
State Street(R) SPDR(R) S&P(R) Regional Banking ETF
Fund
S000012325 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
1,320,809 | ||
| 7.3 |
State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF
Fund
S000041317 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
1,069,262 | ||
| 7.4 |
State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF
Fund
S000006974 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
598,496 | ||
| 7.5 |
State Street(R) SPDR(R) US Small Cap Low Volatility Index ETF
Fund
S000039795 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
94,765 | ||
| 8 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,073,463 | ||
| 9 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,798,497 | ||
| 10 |
AQR CAPITAL MANAGEMENT LLC
13F
CIK 1167557 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,656,717 | ||
| 10.1 |
AQR Small Cap Multi-Style Fund
Fund
S000040064 · Registered fund · Jun 30, 2026
AQR Funds, not summed
|
1,880 | ||
| 11 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
3,617,021 | ||
| 12 |
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
13F
CIK 1164508 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,295,983 | ||
| 13 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,204,285 | ||
| 14 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,666,497 | ||
| 15 |
AMERICAN CENTURY COMPANIES INC
13F
CIK 748054 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,625,854 | ||
| 16 |
VANGUARD SMALL-CAP INDEX FUND
Fund
S000002845 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
2,614,074 | ||
| 17 |
|
2,074,189 | ||
| 18 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,062,466 | ||
| 18.1 |
Invesco S&P SmallCap Momentum ETF
Fund
S000003024 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
856,598 | ||
| 18.2 |
Invesco S&P SmallCap Value with Momentum ETF
Fund
S000003025 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
638,795 | ||
| 18.3 |
Invesco S&P SmallCap Low Volatility ETF
Fund
S000030965 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
231,909 | ||
| 18.4 |
Invesco RAFI US 1500 Small-Mid ETF
Fund
S000013120 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
114,344 | ||
| 18.5 |
Invesco S&P Smallcap 600 Pure Value ETF
Fund
S000060800 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
101,351 | ||
| 19 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,021,663 | ||
| 19.1 |
E*TRADE No Fee Total Market Index Fund
Fund
S000090722 · Registered fund · Jul 31, 2026
E Trade Trust, not summed
|
985 | ||
| 20 |
Avantis U.S. Small Cap Value ETF
Fund
S000066459 · Registered fund · May 31, 2026
American Century ETF Trust, not summed
|
1,894,275 | ||
| 21 |
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC
13F
CIK 1164833 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,807,538 | ||
| 21.1 |
Hotchkis and Wiley Small Cap Diversified Value Fund
Fund
S000045868 · Registered fund · Jun 30, 2026
HOTCHKIS & WILEY FUNDS/DE/, not summed
|
468,800 | ||
| 22 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,706,758 | ||
| 23 |
VANGUARD SMALL-CAP VALUE INDEX FUND
Fund
S000002847 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
1,657,536 | ||
| 24 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
CIK 884546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,655,647 | ||
| 24.1 |
Schwab U.S. Small-Cap ETF
Fund
S000026636 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
579,410 | ||
| 24.2 |
Schwab Fundamental U.S. Small Company ETF
Fund
S000040878 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
454,755 | ||
| 24.3 |
Schwab Small-Cap Index Fund
Fund
S000005912 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
298,075 | ||
| 24.4 |
Schwab Fundamental U.S. Small Company Index Fund
Fund
S000016767 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
113,371 | ||
| 24.5 |
Schwab U.S. Broad Market ETF
Fund
S000026631 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
74,171 | ||
| 25 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,408,625 | ||
| 25.1 |
Small Cap Index Fund
Fund
S000001245 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
62,048 | ||
| 25.2 |
FlexShares Morningstar US Market Factor Tilt Index Fund
Fund
S000033312 · Registered fund · Jul 31, 2026
FlexShares Trust, not summed
|
33,338 | ||
| 25.3 |
Small Cap Core Fund
Fund
S000001244 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
14,724 | ||
| 26 |
CRAMER ROSENTHAL MCGLYNN LLC
13F
CIK 820743 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,395,285 | ||
| 27 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
1,342,430 | ||
| 28 |
|
1,213,480 | ||
| 28.1 |
Nuveen Quant Small/Mid Cap Equity Fund
Fund
S000054623 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
|
456,518 | ||
| 28.2 |
College Retirement Equities Fund - Total Global Stock Account
Fund
S000005080 · Registered fund · Jun 30, 2026
College Retirement Equities Fund, not summed
|
370,330 | ||
| 28.3 |
Nuveen Small Cap Blend Index Fund
Fund
S000005367 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
|
144,623 | ||
| 28.4 |
Nuveen Equity Index Fund
Fund
S000005360 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
|
107,809 | ||
| 28.5 |
TIAA Separate Account VA-1 - Stock Index Account
Fund
S000005098 · Registered fund · Jun 30, 2026
TIAA Separate Account VA-1, not summed
|
2,335 | ||
| 29 |
Bank of New York Mellon Corp
13F
CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,171,077 | ||
| 30 |
|
956,470 | ||
| 31 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
889,564 | ||
| 32 |
CSM Advisors, LLC
13F
CIK 1863523 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
808,975 | ||
| 33 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
774,335 | ||
| 34 |
LSV ASSET MANAGEMENT
13F
CIK 1050470 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
686,350 | ||
| 34.1 |
LSV Small Cap Value Fund
Fund
S000039922 · Registered fund · Jul 31, 2026
ADVISORS' INNER CIRCLE FUND, not summed
|
376,300 | ||
| 35 |
VANGUARD RUSSELL 2000 INDEX FUND
Fund
S000030003 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
|
633,396 | ||
| 36 |
PRINCIPAL FINANCIAL GROUP INC
13F
CIK 1126328 · Insurance company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
563,790 | ||
| 36.1 |
SmallCap Value Fund II
Fund
S000007169 · Registered fund · Jul 31, 2026
Principal Funds, Inc, not summed
|
281,977 | ||
| 36.2 |
SmallCap S&P 600 Index Fund
Fund
S000007203 · Registered fund · Jul 31, 2026
Principal Funds, Inc, not summed
|
85,929 | ||
| 37 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
553,778 | ||
| 37.1 |
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF
Fund
S000048296 · Registered fund · May 31, 2026
Goldman Sachs ETF Trust, not summed
|
44,833 | ||
| 37.2 |
Goldman Sachs Absolute Return Tracker Fund
Fund
S000020314 · Registered fund · Jun 30, 2026
GOLDMAN SACHS TRUST, not summed
|
30,510 | ||
| 38 |
IEQ CAPITAL, LLC
13F
CIK 1779789 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
496,579 | ||
| 39 |
TOWLE & CO
13F
CIK 1224014 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
447,891 | ||
| 40 |
JUPITER ASSET MANAGEMENT LTD
13F
CIK 1215838 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
444,969 | ||
| 41 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
421,579 | ||
| 41.1 |
Columbia Small Cap Index Fund
Fund
S000010827 · Registered fund · May 31, 2026
COLUMBIA FUNDS SERIES TRUST, not summed
|
178,321 | ||
| 41.2 |
Columbia Research Enhanced Small Cap ETF
Fund
S000095313 · Registered fund · Jun 30, 2026
Columbia ETF Trust I, not summed
|
214 | ||
| 42 |
VANGUARD S&P SMALL-CAP 600 INDEX FUND
Fund
S000030017 · Registered fund · May 31, 2026
VANGUARD ADMIRAL FUNDS, not summed
|
412,419 | ||
| 43 |
FRANKLIN RESOURCES INC
13F
CIK 38777 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
405,137 | ||
| 43.1 |
Franklin Small Cap Enhanced ETF
Fund
S000097279 · Registered fund · Jun 30, 2026
Franklin Templeton ETF Trust, not summed
|
146,407 | ||
| 44 |
Public Sector Pension Investment Board
13F
CIK 1396318 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
400,722 | ||
| 45 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
388,854 | ||
| 46 |
VANGUARD TAX-MANAGED SMALL-CAP FUND
Fund
S000004387 · Registered fund · Jun 30, 2026
VANGUARD TAX-MANAGED FUNDS, not summed
|
353,634 | ||
| 47 |
PANAGORA ASSET MANAGEMENT INC
13F
CIK 883677 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
350,779 | ||
| 48 |
CRM SMALL CAP VALUE FUND
Fund
S000001323 · Registered fund · Jul 31, 2026
CRM Mutual Fund Trust, not summed
|
346,179 | ||
| 49 |
WisdomTree U.S. SmallCap Dividend Fund
Fund
S000012394 · Registered fund · Jun 30, 2026
WisdomTree Trust, not summed
|
337,443 | ||
| 50 |
Empowered Funds, LLC
13F
CIK 1592828 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
336,336 | ||
| 50.1 |
Towle Value ETF
Fund
S000093635 · Registered fund · May 29, 2026
EA Series Trust, not summed
|
337,382 |
40 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 381 holders
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Key facts
CIK
1490906
CUSIP
14057J101
13F (30d)
33 filings
33 filers
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